AS IEC 62508-2011 - University Of Western Australia

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AS IEC 62508—2011Licenson ed toly.Lic MaileSuse o nsed tandanlyto.LMa rds oicens il Sta n 07edndJun2atoMa rds0oil Sn 0 12 fotanrC7Jdaomrds un 2mi01tteoneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaonintrdsern ly. LAuicealstrusnsalieeainte only d toMa.Lrnaicilluse ense Standtdono M ardsly.Licen ail S on 0t7Jsed t andauoMrds n 2012ailonStfo07anJu r Codanrds20 mmitte1oneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaintrdser nAualstraliaintIEC 62508, Ed.1.0 (2010)AS IEC 62508—2011Australian Standard Guidance on human aspects ofdependability

Licenson ed toly.Lic MaileSuse o nsed tandanlyto.LMa rds oicens il Sta n 07edndJun2atoMa rds0oil Sn 0 12 fotanrC7Jdaomrds un 2mi01tteoneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaonintrdsern ly. LAuicealstrusnsalieeainte only d toMa.Lrnaicilluse ense Standtdono M ardsly.Licen ail S on 0t7Jsed t andauoMrds n 2012ailonStfo07anJu r Codanrds20 mmitte1oneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaintrdser nAualstraliaintThis Australian Standard was prepared by Committee QR-005, Dependability. It wasapproved on behalf of the Council of Standards Australia on 19 October 2011.This Standard was published on 14 November 2011.The following are represented on Committee QR-005: Asset Management CouncilAustralian Industry GroupAustralian Organisation for QualityCSIRO Information and Communication Technologies CentreDepartment of Defence (Australia)Energy Networks AssociationEngineers AustraliaIndependent Transport Safety & Reliability RegulatorRisk Management Association of AustraliaRisk Management Institution of AustralasiaThe University of New South WalesUniversity of WollongongThis Standard was issued in draft form for comment as DR AS IEC 62508.Standards Australia wishes to acknowledge the participation of the expert individuals thatcontributed to the development of this Standard through their representation on theCommittee and through the public comment period.Keeping Standards up-to-dateAustralian Standards are living documents that reflect progress in science, technology andsystems. To maintain their currency, all Standards are periodically reviewed, and new editionsare published. Between editions, amendments may be issued.Standards may also be withdrawn. It is important that readers assure themselves they areusing a current Standard, which should include any amendments that may have beenpublished since the Standard was published.Detailed information about Australian Standards, drafts, amendments and new projects canbe found by visiting www.standards.org.auStandards Australia welcomes suggestions for improvements, and encourages readers tonotify us immediately of any apparent inaccuracies or ambiguities. Contact us via email atmail@standards.org.au, or write to Standards Australia, GPO Box 476, Sydney, NSW 2001.

Licenson ed toly.Lic MaileSuse o nsed tandanlyto.LMa rds oicens il Sta n 07edndJun2atoMa rds0oil Sn 0 12 fotanrC7Jdaomrds un 2mi01tteoneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaonintrdsern ly. LAuicealstrusnsalieeainte only d toMa.Lrnaicilluse ense Standtdono M ardsly.Licen ail S on 0t7Jsed t andauoMrds n 2012ailonStfo07anJu r Codanrds20 mmitte1oneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaintrdser nAualstraliaintAS IEC 62508—2011Australian Standard Guidance on human aspects ofdependabilityFirst published as AS IEC 62508—2011.COPYRIGHT Standards Australia LimitedAll rights are reserved. No part of this work may be reproduced or copied in any form or byany means, electronic or mechanical, including photocopying, without the writtenpermission of the publisher, unless otherwise permitted under the Copyright Act 1968.Published by SAI Global Limited under licence from Standards Australia Limited, GPO Box476, Sydney, NSW 2001, AustraliaISBN 978 0 7337 9959 4

Licenson ed toly.Lic MaileSuse o nsed tandanlyto.LMa rds oicens il Sta n 07edndJun2atoMa rds0oil Sn 0 12 fotanrC7Jdaomrds un 2mi01tteoneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaonintrdsern ly. LAuicealstrusnsalieeainte only d toMa.Lrnaicilluse ense Standtdono M ardsly.Licen ail S on 0t7Jsed t andauoMrds n 2012ailonStfo07anJu r Codanrds20 mmitte1oneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaintrdser nAualstraliaint22PREFACEThis Standard was prepared by the Standards Australia Committee QR-005, Dependability.The objective of this Standard is to provide guidance on human aspects of dependability and theapplication of human centred design methods throughout the system lifecycle to improvedependability performance. The standard applies to any industry where human machines relationshipsexist and is intended for technical personnel and their managers.This Standard is identical with, and has been reproduced from IEC 62508, Ed.1.0 (2010), Guidance onhuman aspects of dependability.As this Standard is reproduced from an International Standard, the following applies:(a)Its number appears on the cover and title page while the International Standard number appearsonly on the cover.(b)In the source text ‘this International Standard’ should read ‘this Australian Standard’.(c)A full point substitutes for a comma when referring to a decimal marker.References to International Standards should be replaced by references to Australian orAustralian/New Zealand Standards, as follows:Reference to International StandardAustralian StandardIEC6030060300-1AS IEC6030060300.1Dependability managementPart 1: Dependability managementsystems60300-2Part 2: Guidance for dependabilityprogramme management60300-3-15 Part 3-15: Application guide—Engineering of systemdependabilityDependability managementPart 1: Dependability managementsystems60300.2Part 2: Guidance for dependabilityprogramme management60300.3.15 Part 3.15: Application guide—Engineering of system dependabilityThe term ‘informative’ has been used in this Standard to define the application of the annex to whichit applies. An ‘informative’ annex is only for information and guidance.

Licenson ed toly.Lic MaileSuse o nsed tandanlyto.LMa rds oicens il Sta n 07edndJun2atoMa rds0oil Sn 0 12 fotanrC7Jdaomrds un 2mi01tteoneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaonintrdsern ly. LAuicealstrusnsalieeainte only d toMa.Lrnaicilluse ense Standtdono M ardsly.Licen ail S on 0t7Jsed t andauoMrds n 2012ailonStfo07anJu r Codanrds20 mmitte1oneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaintrdser nAualstraliaint–2–3362508 cope .72Normative references .73Terms, definitions and abbreviations .743.1 Terms and definitions .73.2 Abbreviations . 10Human aspects. 104.14.25Overview . 10Components of the system and their interactions. 114.2.1 Introductory remark . 114.2.2 Goals. 114.2.3 Humans . 124.2.4 Machine (interactive system) . 124.2.5 Social and physical environment. 134.2.6 Output . 134.2.7 Feedback from the machine to the person . 134.3 Human characteristics . 144.3.1 Introductory remark . 144.3.2 Human limitations . 144.3.3 Comparison of humans and machines . 144.4 Human performance shaping factors . 154.4.1 External performance shaping factors. 164.4.2 Internal performance shaping factors . 164.5 Human reliability analysis (HRA) . 164.5.1 Overview . 164.5.2 Identifying the potential for human error . 174.5.3 Analysing human failures to define countermeasures . 174.5.4 Quantification of human reliability . 184.6 Critical systems . 184.7 Human-centred design guidelines. 194.8 Human-centred design process . 204.8.1 Human-centred design principles within the design process . 204.8.2 Human-centred design activities . 21Human-oriented design in the system lifecycle . 2165.1 Overview . 215.2 The system life cycle . 225.3 Integrating human-oriented design in systems engineering. 23Human-oriented design at each life cycle stage . 246.16.2Overview . 24Concept/definition stage . 246.2.1 Concept. 246.2.2 Human-centred design planning . 246.2.3 Understanding needs. 256.2.4 System requirements . 256.2.5 Human-centred design requirements . 25

Licenson ed toly.Lic MaileSuse o nsed tandanlyto.LMa rds oicens il Sta n 07edndJun2atoMa rds0oil Sn 0 12 fotanrC7Jdaomrds un 2mi01tteoneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaonintrdsern ly. LAuicealstrusnsalieeainte only d toMa.Lrnaicilluse ense Standtdono M ardsly.Licen ail S on 0t7Jsed t andauoMrds n 2012ailonStfo07anJu r Codanrds20 mmitte1oneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaintrdser nAualstraliaint4462508 IEC:20107–3–6.3 Design/development . 266.4 Realization/implementation. 266.5 Operation/maintenance . 276.6 Enhancement . 276.7 Retirement/decommission . 286.8 Outsourcing projects and related human-centred design issues. 28Human-centred design methods . 297.1 Classification of human-centred design activities. 297.2 Applications of human-centred design methods . 30Annex A (informative) Examples of HRA methods . 31Annex B (informative) Summary of human-oriented design activities and their impacton system dependability . 37Annex C (informative) Best practices for human-centred design. 41Bibliography. 47Figure 1 – Components of the system and their interactions . 11Figure 2 – Human performance shaping factors . 16Figure 3 – Simple model of human information processing. 17Figure 4 – Human-centred design activities . 21Figure 5 – Human aspects of the system life cycle . 23Table 1 – People who influence dependability. 12Table A.1 – HRA methods and their application . 31Table B.1 – Automation . 37Table B.2 – Design for maintainability . 37Table B.3 – Computer-human interface . 38Table B.4 – Incorporation of displays, controls and alarm functions . 39Table B.5 – Incorporation of input devices . 39Table B.6 – Environment. 40Table B.7 – Safety . 40Table B.8 – Security . 40Table C.1 – Examples of methods and techniques that contribute to best practices . 41

Licenson ed toly.Lic MaileSuse o nsed tandanlyto.LMa rds oicens il Sta n 07edndJun2atoMa rds0oil Sn 0 12 fotanrC7Jdaomrds un 2mi01tteoneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaonintrdsern ly. LAuicealstrusnsalieeainte only d toMa.Lrnaicilluse ense Standtdono M ardsly.Licen ail S on 0t7Jsed t andauoMrds n 2012ailonStfo07anJu r Codanrds20 mmitte1oneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaintrdser nAualstraliaint55–6–62508 IEC:2010INTRODUCTIONINTRODUCTIONThis International Standard provides guidelines on human aspects of dependability ofsystems. It fills the need for a standard to address the dependability of human/machinesystems.It gives guidance on how the human aspects of dependability can be considered at all thesystem life cycle stages, including ergonomic principles during design and human reliabilityunderstanding for system applications.This standard provides an overview of the principles with some examples of the types ofmethods that can be used.It is intended that a supporting standard, which describes more detailed methods that includequantification of human reliability will follow the issue of this standard in due course.This standard contains recommendations, and does not include any requirements. Attention isdrawn to the possibility of the existence of regulatory requirements for systems covered bythe scope of this standard.

ly.dtseNOTESoLic MaileSuse o nsed tandanlyto.LMa rds oicens il Sta n 07edndJun2atoMa rds0oil Sn 0 12 fotanrC7Jdaomrds un 2mi01tteoneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaonintrdsern ly. LAuicealstrusnsalieeainte only d toMa.Lrnaiceiluns l Staseenddtono M ardsly.Licen ail S on 0t7Jsed t andauoMrds n 2012ailonStfo07anJu r Codanrds20 mmitte1oneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu c6

Licenson ed toly.Lic MaileSuse o nsed tandanlyto.LMa rds oicens il Sta n 07edndJun2atoMa rds0oil Sn 0 12 fotanrC7Jdaomrds un 2mi01tteoneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaonintrdsern ly. LAuicealstrusnsalieeainte only d toMa.Lrnaicilluse ense Standtdono M ardsly.Licen ail S on 0t7Jsed t andauoMrds n 2012ailonStfo07anJu r Codanrds20 mmitte1oneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaintrdser nAualstraliaint7762508 IEC:2010–7–AUSTRALIAN STANDARDGUIDANCE ON HUMAN ASPECTS OF DEPENDABILITYGuidance on human aspects of dependability1ScopeThis International Standard provides guidance on the human aspects of dependability, andthe human-centred design methods and practices that can be used throughout the wholesystem life cycle to improve dependability performance. This standard describes qualitativeapproaches. Examples of quantitative methods are given in Annex A.This International Standard is applicable to any area of industry where human/machinerelationships exist, and is intended for use by technical personnel and their managers.This International standard is not intended to be used for certification, regulatory orcontractual use.2Normative referencesThe following referenced documents are indispensable for the application of this document.For dated references, only the edition cited applies. For undated references, the latest editionof the referenced document (including any amendments) applies.IEC 60300-1:2003,systemsIEC itymanagementDependability management – Part 2: Guidelines for dependability managementIEC 60300-3-15, Dependability management – Part 3-15: Application guide – Engineering ofsystem dependability3Terms, definitions and abbreviationsFor the purposes of this document, the following terms, definitions and abbreviations apply.NOTE Certain terms have been taken from the draft text of the second edition of IEC 60050-191, InternationalElectrotechnical Vocabulary – Part 191: Dependability, currently under consideration.3.1Terms and definitions3.1.1dependabilityability to perform as and when required 1NOTE 1 Dependability characteristics include availability and its inherent or external influencing factors, such asreliability, fault tolerance, recoverability, integrity, security, maintainability, durability and maintenance support.NOTE 2 Dependability is also used descriptively as an umbrella term for time-related quality characteristics of aproduct or service, and it can also be expressed as a grade, degree, confidence or probability of fulfilling a definedset of characteristics.NOTE 3 Specifications for dependability characteristics typically include: the function the product is to perform;the time for which that performance is to be sustained; and the conditions of storage, use and maintenance.Requirements for safety, efficiency and economy throughout the life cycle can also be included.1 Future IEC 60050-191, definition 191-41-26, second edition, under consideration.www.standards.org.au Standards Australia

Licenson ed toly.Lic MaileSuse o nsed tandanlyto.LMa rds oicens il Sta n 07edndJun2atoMa rds0oil Sn 0 12 fotanrC7Jdaomrds un 2mi01tteoneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaonintrdsern ly. LAuicealstrusnsalieeainte only d toMa.Lrnaicilluse ense Standtdono M ardsly.Licen ail S on 0t7Jsed t andauoMrds n 2012ailonStfo07anJu r Codanrds20 mmitte1oneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaintrdser nAualstraliaint8–8–62508 IEC:20103.1.2ergonomicshuman factorsHFscientific discipline concerned with the understanding of interactions among human and otherelements of a system that applies theory, principles, data and methods to design in order tooptimize human well-being and overall system performance[ISO 6385:2004, definition 2.3, modified]3.1.3error resistanceability of a system to minimize the probability of human error occurring3.1.4error toleranceability of a system or component to continue normal operation despite the presence oferroneous inputs[ISO/IEC 24765:2009, definition 3.1034]3.1.5human aspectsabilities, limitations, and other human characteristics that are relevant to the design, operationand maintenance of systems and/or their components affecting overall system performance3.1.6human-centred designapproach to system design and development that aims to make interactive systems moreusable by focussing on the use of the system, applying human factors, ergonomics andusability knowledge and techniquesNOTE 1 Usable systems provide a number of benefits including improved productivity, enhanced user well-being,avoidance of stress, increased accessibility, and reduced risk of harm.NOTE 2 This standard uses the term "human-oriented design" to refer to the need to take account of humans insystem design, but retains the term "human-centred design" used in ISO standards to refer to the specificprinciples and activities.NOTE 3 The term “human-centred design” is used rather than “user-centred design” in order to emphasize that thisstandard addresses a number of stakeholders, not just those typically considered as users. However, in practice,these terms are often used synonymously.[ISO 9241-210:–, definition 2.7, modified] 23.1.7human errordiscrepancy between the human action taken or omitted, and the action intended 33.1.8human error probabilityHEPprobability that an operator will fail in an assigned taskNOTE 1 This can be based on the ratio of the average number of errors within a certain task in relation to theoverall number of error possibilities for this type of task.2To be published.3Future IEC 60050-191, definition 191-43-13, second edition, under consideration.www.standards.org.au Standards Australia

Licenson ed toly.Lic MaileSuse o nsed tandanlyto.LMa rds oicens il Sta n 07edndJun2atoMa rds0oil Sn 0 12 fotanrC7Jdaomrds un 2mi01tteoneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaonintrdsern ly. LAuicealstrusnsalieeainte only d toMa.Lrnaicilluse ense Standtdono M ardsly.Licen ail S on 0t7Jsed t andauoMrds n 2012ailonStfo07anJu r Codanrds20 mmitte1oneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaintrdser nAualstraliaint62508 IEC:20109–9–NOTE 2 Human error probability is expressed in a distribution where the distribution needs to be determined inaccordance with the human variations and situational variations under which the task needs to be conducted.3.1.9human failuredeviation from the human action required to achieve the objective, regardless of the cause ofthat deviationNOTEFor any particular system or situation the range of human failures is the combination of human errors andviolations that lead to system failures and/or hazardous outcomes.3.1.10human-oriented designtakes a user-centric approach to design by adapting technologies to meet human performancerequirements, account for human limitations, achieve mental comfort and enhance overallsystem performance3.1.11human reliabilitycapability of human beings to complete a task under a given condition within a defined periodof time and within the acceptance limits3.1.12human reliability analysisHRAsystematic process to evaluate human reliabilityNOTEEvaluation methods can be just qualitative but can be expanded to provide quantitative results.3.1.13mistakedeficiency or failure in the judgemental or inferential process involved in selection of anobjective or in specification of the means to achieve it irrespective of whether or not theactions run according to plan3.1.14performance shaping factorscharacteristics of the external environment, of the task and of humans that shape individualperformance3.1.15requirementneed or expectation that is stated, generally implied or obligatory[ISO 9000:2005, definition 3.1.2]NOTE In the context of this standard, this is a need or expectation which should be met or possessed by asystem, system component, product, or service.3.1.16situational awarenesshuman perception of the elements in the environment within a volume of time and space, thecomprehension of their meaning and the projection of their status in the near future3.1.17systemset of interrelated or interacting elements[ISO 9000:2005, definition 3.2.1]www.standards.org.au Standards Australia

Licenson ed toly.Lic MaileSuse o nsed tandanlyto.LMa rds oicens il Sta n 07edndJun2atoMa rds0oil Sn 0 12 fotanrC7Jdaomrds un 2mi01tteoneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaonintrdsern ly. LAuicealstrusnsalieeainte only d toMa.Lrnaicilluse ense Standtdono M ardsly.Licen ail S on 0t7Jsed t andauoMrds n 2012ailonStfo07anJu r Codanrds20 mmitte1oneQ07 2 forRCoJun2mm -00501aitte2fe Q nd SortaCoRmm -005 ndardsitteae Q nd S AustratanRlia00daint5ardsndAu ernaStlustransealidaaintrdser nAualstraliaint10– 10 –NOTE 1 62508 IEC:2010In the context of dependability, a system will have:a defined purpose expressed in terms of intended functions; stated conditions of operation/use; and defined boundaries.NOTE 2The structure of a system may be hierarchical.[IEC 60300-1:2003, definition 3.6]NOTE 3 For some systems, such as information technology products, data is an important part of the systemelements.NOTE 4 Humans can form part of a system.3.1.18violationdeliberate but not necessarily reprehensible deviation from practices deemed cident Sequence Evaluation ProgramA Technique for Human Error ANAlysisComputer Aided DesignConnectionism Assessment of Human ReliabilityController Action Reliability AssessmentCommercial Off The ShelfCommon Performance ConditionCognitive Reliability and Error Analysis MethodError Forcing ContextExpertenSystem zur Aufgaben-Taxonomie (expert system for task taxonomy)Failure Modes and Effects AnalysisFailure Modes Effects and Criticality AnalysisHuman-Centred DesignHuman Cognitive ReliabilityHuman Error Assessment and Reduction TechniqueHuman Error ProbabilityHuman FactorsHuman Reliability AnalysisHuman ResourcesHuman SystemHuman System InteractionIntegrated Logistics SupportMéthode d’Evaluation de la Réalisation des Missions Opérateur pour la Sûreté(method for the evaluation of the relisation of an operator’s mission regardingsafety)Operator Reliability ExperimentsPerformance Shaping FactorReliability RatingSystematic Human Error Reduction and Prediction ApproachSuccess Likelihood IndexSuccess Likelihood Index MethodologyStandardized Plant Analysis RiskTechnique for Human Error RateUser InterfaceHuman aspectsOverviewHuman actions can have a strong influence on the dependability of the whole system and thequality of the output. Therefore important benefits accrue from consideration of humanaspects, among which are preventing failures, improving system performance,

AS IEC 62508—2011 IEC 62508, Ed.1.0 (2010) Australian Standard Guidance on human aspects of depe

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