Chapter 2 Mathematical Modeling Of Physiological Systems

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Chapter 2Mathematical Modeling of Physiological SystemsThomas Heldt, George C. Verghese, and Roger G. MarkAbstract Although mathematical modeling has a long and very rich tradition inphysiology, the recent explosion of biological, biomedical, and clinical data fromthe cellular level all the way to the organismic level promises to require a renewedemphasis on computational physiology, to enable integration and analysis of vastamounts of life-science data. In this introductory chapter, we touch upon fourmodeling-related themes that are central to a computational approach to physiology,namely simulation, exploration of hypotheses, parameter estimation, and modelorder reduction. In illustrating these themes, we will make reference to the work ofothers contained in this volume, but will also give examples from our own work oncardiovascular modeling at the systems-physiology level.2.1 IntroductionMathematical modeling has a long and very rich history in physiology. Otto Frank’smathematical analysis of the arterial pulse, for example, dates back to the latenineteenth century [12]. Similar mathematical approaches to understanding themechanical properties of the circulation have continued over the ensuing decades, asrecently reviewed by Bunberg and colleagues [5]. By the middle of the last century,T. Heldt ( ) G.C. VergheseComputational Physiology and Clinical Inference Group, Research Laboratory of Electronics,Massachusetts Institute of Technology, 10-140L, 77 Massachusetts Avenue, Cambridge,MA 02139, USAe-mail: thomas@mit.edu; verghese@mit.eduR.G. MarkLaboratory for Computational Physiology, Harvard-MIT Division of Health Sciencesand Technology, Massachusetts Institute of Technology, E25-505, 77 Massachusetts Avenue,Cambridge, MA 02139, USAe-mail: rgmark@mit.eduJ.J. Batzel et al. (eds.), Mathematical Modeling and Validation in Physiology,Lecture Notes in Mathematics 2064, DOI 10.1007/978-3-642-32882-4 2, Springer-Verlag Berlin Heidelberg 201321

22T. Heldt et al.Hodgkin and Huxley had published their seminal work on neuronal action-potentialinitiation and propagation [25], from which models of cardiac electrophysiologyreadily emerged and proliferated [33]. To harness the emergent power of first analogand later digital computers, mathematical modeling in physiology soon shifted fromanalytical approaches to computational implementations of governing equationsand their simulation. This development allowed for an increase in the scale ofthe problems addressed and analyzed. In the late 1960s, Arthur Guyton and hisassociates, for example, developed an elaborate model of fluid-electrolyte balancethat still impresses today for the breadth of the physiology it represents [16].Since the days of Guyton’s initial work, the widespread availability of relativelylow-cost, high-performance computer power and storage capacity has enabledphysiological modeling to move from dedicated—and oftentimes single-purpose—computers to the researcher’s desktop, as even small-scale computer clusters canbe assembled at comparatively little expense. The technological advancements incomputer power and digital storage media have also permitted increasingly copiousamounts of biological, biomedical, and even clinical data to be collected andarchived as part of specific research projects or during routine clinical managementof patients. Our ability to collect, store, and archive large volumes of data fromall biological time and length scales is therefore no longer a rate-limiting step inscientific or clinical endeavors. Ever more pressing, however, is the concomitantneed to link characteristics of the observed data streams mechanistically to theproperties of the system under investigation and thereby turn—possibly in real-timeas required by some clinical applications [23]—otherwise overwhelming amountsof biomedical data into an improved understanding of the biological systemsthemselves. This link is the mechanistic, mathematical and computational modelingof biological systems at all physiological length and time scales, as envisioned bythe Physiome project [3, 8, 26].Mechanistic mathematical models reflect our present-level understanding ofthe functional interactions that determine the overall behavior of the systemunder investigation. By casting our knowledge of physiology in the frameworkof dynamical systems (deterministic or stochastic), we enable precise quantitativepredictions to be made and to be compared against results from suitably chosenexperiments. Mechanistic mathematical models often allow us to probe a system inmuch greater detail than is possible in experimental studies and can therefore helpestablish the cause of a particular observation [22]. When fully integrated into ascientific program, mathematical models and experiments are highly synergistic, inthat the existence of one greatly enhances the value of the other: models dependon experiments for specification and refinement of parameter values, but they alsoilluminate experimental observations, allow for differentiation between competingscientific hypotheses, and help aid in experimental design [22]. Analyzing modelsrigorously, through sensitivity analyses, formal model-order reduction, or simplesimulations of what-if scenarios also allow for identification of crucial gaps in ourknowledge and therefore help motivate the design of novel experiments. Finally,mathematical models serve as important test beds against which estimation andidentification algorithms can be evaluated, as the true target values are precisely

2 Mathematical Modeling of Physiological Systems23known and controllable [20]. It seems therefore that a renewed emphasis oncomputational physiology is not merely a positive development, but an essentialstep toward increasing our knowledge of living systems in the twenty-first century.In this chapter, we will touch upon four main themes of mathematical modeling,namely simulation, exploration of hypotheses, parameter estimation, and modelorder reduction. In addition to drawing upon our own work to illustrate theseapplication areas, we will point the reader to the work of others, some of whichis represented in this volume.2.2 SimulationGiven a chosen model structure and a nominal set of parameter values, a centralapplication of mathematical modeling is the simulation of the modeled system.Closely related to the simulation exercise is the comparison of the simulatedmodel response to experimental data. In the area of respiratory physiology, thecontributions by Bruce (Chap. 7) and Duffin (Chap. 8) in this volume are examplesof such applications of mathematical modeling. The contributions by Tin and Poon(Chap. 5) and Ottesen and co-workers (Chap. 10) focus on modeling the respiratorycontrol system and the cardiovascular response to orthostatic stress, respectively.Our own interest in the cardiovascular response to changes in posture led us todevelop a detailed lumped-parameter model of the cardiovascular system [17]. Themodel consists of a 21-compartment representation of the hemodynamic system,shown in Fig. 2.1, coupled to set-point controllers of the arterial baroreflex and thecardiopulmonary reflex, as depicted in Fig. 2.2, that mimic the short-term actionof the autonomic nervous system in maintaining arterial and right-atrial pressuresconstant (blood pressure homeostasis) [17, 22].In the context of cardiovascular adaptation to orthostatic stress, numerouscomputational models have been developed over the past 40 years [4, 9–11, 15,24, 27–29, 31, 32, 34, 35, 38, 39, 41–43, 48, 49, 51]. Their applications range fromsimulating the physiological response to experiments such as head-up tilt or lowerbody negative pressure [4, 9, 10, 15, 27–29, 31, 32, 38, 43, 50, 51], to explainingobservations seen during or following spaceflight [29, 35, 42, 44, 48, 51]. The spatialand temporal resolutions with which the cardiovascular system has been representedare correspondingly broad. Several studies have been concerned with changes insteady-state values of certain cardiovascular variables [35, 41, 43, 48], others haveinvestigated the system’s dynamic behavior over seconds [15,24,27,28,34], minutes[4, 9, 10], hours [29, 42, 51], days [29, 39, 42], weeks [29], or even months [38].The spatial representations of cardiovascular physiology range from simple two- tofour-compartment representations of the hemodynamic system [4, 15, 31, 32, 48]to quasi-distributed or fully-distributed models of the arterial or venous system[28, 35, 41, 43].In choosing the appropriate time scale of our model, we were guided by theclinical practice of diagnosing orthostatic hypotension, which is usually based onaverage values of hemodynamic variables measured a few minutes after the onset

24T. Heldt et al.Head and ArmsUpper Body Circulation352Pulmonary CirculationLeft Heart147Renal t HeartBrachiocephalicArteriesSVC4Splanchnic Circulation1110Leg Circulation12Legs13Fig. 2.1 Circuit representation of the hemodynamic system. IVC: inferior vena cava; SVC:superior vena cavaof gravitational stress [7]. The spatial resolution of our model was dictated byour desire to represent the prevailing hypotheses of post-spaceflight orthostaticintolerance (see Sect. 2.3). To determine a set of nominal parameter values, wesearched the medical literature for appropriate studies on healthy subjects. In casesin which direct measurements could not be found, we estimated nominal parametervalues on the basis of physiologically reasonable assumptions [17, 22]. We testedour simulations against a series of experimental observations by implementing avariety of stress tests, such as head-up tilt, supine to standing, lower-body negativepressure, and short-radius centrifugation, all of which are commonly used in clinicalor research settings to assess orthostatic tolerance [17, 52].Figure 2.3 shows simulations (solid lines) of the steady-state changes in meanarterial blood pressure and heart rate in response to head-up tilts to varyingangles of elevation [17, 19], along with experimental data taken from Smith andco-workers [40]. (The dashed lines in this and later figures from simulationsindicate the 95 % confidence limits of the nominal simulation on the basis ofrepresentative population simulations [18].) In Fig. 2.4, we show the dynamic

2 Mathematical Modeling of Physiological Systems25sympathetic outflowCentral NervousSystemHeart RateCardiopulmonaryReceptorsparasympathetic outflowArterialReceptorsHeartΔ PAA (t) Δ PCS (t)ArteriolesΔ PRA(t)VeinsHeart RateContractilityResistanceVenous Tone1030825Δ Heart Rate(beats/min)Δ Mean Arterial Pressure(mm Hg)Fig. 2.2 Schematic representation of the cardiovascular control model. PAA .t /; PCS .t /; PRA .t /: aortic arch, carotid sinus, and right atrial transmural pressures, respectively642201510500010 20 30 40 50 60 70 80 90Tilt Angle(degrees)010 20 30 40 50 60 70 80 90Tilt Angle(degrees)Fig. 2.3 Simulated steady-state changes (solid lines) and 95 % confidence intervals (dashed lines)in mean arterial pressure (left) and heart rate (right), in response to head-up tilt maneuvers todifferent angles of elevation. Data for young subjects (open circles) and older subjects (filledcircles) from Smith et al. [40]responses of measured mean arterial blood pressure and heart rate (lower panels)and the respective simulated responses (upper panels) to a rapid head-up tiltexperiment [17,21]. Figure 2.5 shows the dynamic behavior of the same variables inresponse to standing up from the supine position. The simulations of Figs. 2.3–2.5were all performed with the same set of nominal parameter values, and the samepopulation distribution of parameter values.Similar dynamic responses in arterial blood pressure and heart rate to orthostaticchallenges have been reported by van Heusden [24] and Olufsen et al. [34], and arereported by Ottesen et al. in this volume (Chap. 11) for the transition from sittingto standing.

T. Heldt et al.15301020510-5-101510(beats/min)0Δ Heart RateΔ Mean Arterial Pressure(mm Hg)2650-1030201000-60 -40 -20020 40 60 80 100 120 140 160 180(degrees)-10900Tilt Angle(degrees)Tilt Angle-5-10900-60 -40 -20020 40 60 80 100 120 140 160 03020(beats/min)10Δ Heart Rate(mm Hg)Δ Mean Arterial PressureFig. 2.4 Dynamic responses in mean arterial pressure (left) and heart rate (right) to a sudden headup tilt maneuver. Bottom panels show experimental recordings [21]; upper panels show simulatedresponses [17]0-103020100-10-60 -40 -20020 40 60 80 100 120 140 160 180-60 -40 -20020 40 60 80 100 120 140 160 180TimeTime(s)(s)Fig. 2.5 Dynamic responses (solid lines) and 95 % confidence intervals (dashed lines) in meanarterial pressure (left) and heart rate (right) to standing up. Bottom panels show recordings [21];upper panels show simulated responses [17]Once a particular model structure has been chosen and simulations have beencalibrated and validated against suitable sets of experimental data, the ensuingscientific step usually involves exploration of particular physiological hypotheses,or detailed sensitivity analyses as pursued by Banks (Chap. 3) or Ottesen (Chap. 10)in this volume.2.3 Exploration of HypothesesUsing the model of the previous section, we were interested in gaining insightinto the cardiovascular system’s failure to adapt to the upright posture followingspaceflight. By simulating the system-level hemodynamic response to a tilt or a

2 Mathematical Modeling of Physiological Systems27Δ Heart Rate-20-30(beats/minute)80-10(mm Hg)Δ Mean Arterial Pressure1000604020-4000.02.55.07.510.0Decrement in Blood Volume(%)0.02.55.07.510.0Decrement in Blood Volume(%)Fig. 2.6 Mean arterial pressure and heart rate changes induced by head-up tilt to 75 ı . Dependence on volume status. Mean response SE based on 20 simulationsstand test under varying parameter profiles, we sought to identify which of theprevailing physiological hypotheses lead to the system-level hypotension seen inaffected astronauts upon assumption of the upright posture. This approach canbe viewed as a targeted sensitivity analysis that differs from the more generalexplorations presented by Banks (Chap. 3), in that the parameters to be varied areselected based on a priori physiological considerations. Furthermore, the parametervalues will be subjected to larger perturbations than in the more local analysis ofChap. 3.In our analysis, we choose to include those parameters that have been implicatedin contributing to the post-flight orthostatic intolerance phenomenon [17]. Ouranalysis therefore includes total blood volume, the venous compliance of the legs,the end-diastolic compliance of the right ventricle, and the static gain values (botharterial and cardiopulmonary) of arteriolar resistance and venous tone. We assessthe impact of parameter perturbations by analyzing the changes they induce in themean arterial pressure and heart rate responses to a 75 ı head-up tilt. In particular,we seek to answer which of the parameters included in the analysis has the greatestimpact on mean arterial pressure and heart rate.We address this question by repeatedly simulating tilt experiments while varyingeach of the parameters by a certain percentage of their nominal values. In Fig. 2.6,we report the changes in mean arterial pressure and heart rate from their respectivesupine baselines in response to a 4 min head-up tilt to 75 ı for varying levels oftotal blood volume. We note that head-up tilt usually results in a slight increasein mean arterial pressure measured at heart level, with a concomitant increase inheart rate. Figure 2.6 reflects this fact as the baseline simulation (0 % decrementin total blood volume, or 70 ml kg of body weight) shows an increase in meanarterial pressure of about 4 mm Hg and an increase of approximately 20 beats minin heart rate. As blood volume is progressive reduced, the gentle rise in meanarterial pressure is diminished, but generally maintained up to volume decrementsof 5 %. Beyond that, the system fails to maintain mean arterial pressure despiteincrementally larger increases in heart rate. The reason for this behavior becomes

28T. Heldt et al.clear when we consider blood pooling in the dependent vasculature during tilt asa function of hydration status. With increasing degree of hypovolemia, the amountof blood volume pooled in the lower extremities becomes an increasingly largerfraction of distending volume. It therefore becomes progressively more difficult forthe cardiovascular system to maintain right atrial pressure, and thus cardiac output,during head-up tilt.In Fig. 2.7, we display the results of the same analysis for the venous compliance of the legs, the right-ventricular end-diastolic compliance, and the arterialand venous tone feedback gain values (top to bottom). Each of the simulationsunderlying Fig. 2.7 starts with the same baseline blood volume, which, for futurereference, we term the euvolemic baseline state. When comparing the results inFig. 2.7 with the volume-loss results in Fig. 2.6, it is obvious that deleterious changesin any of the parameters shown in Fig. 2.7 only marginally impact the hemodynamicresponse to tilt if the volume status if euvolemic. In other words, in the absenceof hypovolemia, the body can tolerate significant detrimental changes in any ofthe other parameters without developing a seriously compromised hemodynamicresponse to tilt.Next, we demonstrate that this behavior can change drastically if the baselinevolume status is changed. In Fig. 2.8, we vary the four parameters of Fig. 2.7 by thesame fractional changes, yet their variation is superimposed on a baseline state thatis 5 % hypovolemic compared to the euvolemic baseline states of Figs. 2.6 and 2.7.The results demonstrate that against the backdrop of an otherwise benign reductionin total blood volume, even modest 5 % to 10 % detrimental changes in each of theparameters can significantly impact the hemodynamic response to tilt.The results of the simulations show that the level of hydration has by far thegreatest impact on blood pressure homeostasis during tilt. Furthermore, the impactof changes in other parameters varies significantly with the level of hydration. Inthe euvolemic state, changes in the four parameters considered in Figs. 2.7 and 2.8have similar effects on the mean arterial pressure and heart rate responses. Inthe hypovolemic case, changes in venous tone seem to impact the hemodynamicresponse to tilt more when compared with the same fractional changes in the otherparameters, yet all of the parameters considered significantly influence the heart rateand mean arterial pressure responses to head-up tilt.The simulations presented in this section demonstrate the importance of bloodvolume in maintaining mean arterial pressure during orthostatic stress. Changesin the other parameters included in this analysis are largely inconsequential iftotal blood volume is maintained near euvolemic levels (70 ml kg). However,if the baseline state is hypovolemic, even relatively modest changes in theseparameters can aggravate the cardiovascular system’s failure to adapt properly to theupright posture. Reductions in both the arterial resistance gains and the venous tonegains affect mean arterial pressure most; impairment of the venous tone feedback,however, has a stronger effect when the same fractional decrements in the nominalvalues are considered.

2 Mathematical Modeling of Physiological Systems2910080ΔHeart Rate(beats/minute)-10(mm Hg)ΔMean Arterial Pressure0-20-30604020-400051001551015Increment in Venous Compliance of the LegsIncrement in Venous Compliance of the Legs(%)(%)10080ΔHeart Rate(beats/minute)-10(mm Hg)ΔMean Arterial Pressure0-20-30604020-400051001551015Decrement in Right Ventricular Diastolic ComplianceDecrement in Right Ventricular Diastolic Compliance(%)(%)10080ΔHeart R

Mathematical Modeling of Physiological Systems Thomas Heldt, George C. Verghese, and Roger G. Mark Abstract Although mathematical modeling has a long and very rich tradition in physiology, the recent explosion of biological, biomedical, and clinical data from the cellular level all the way to the organismic level promises to require a renewed

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