CORRELATION MATRICES ISO 29001:2020 RELATED TO ISO/TS .

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CORRELATION MATRICES ISO 29001:2020 RELATED TOISO/TS 29001:2010, API Q1 (9TH ED) & API Q2 (1ST ED)INTRODUCTIONISO 29001:2020, Petroleum, petrochemical and natural gas industries — Sector-specific quality management systems — Requirements for product and servicesupply organizations supersedes ISO/TS 29001:2010. In addition to ISO 29001, several economic operators either apply or require that their suppliersmaintain a quality management system conforming to API Spec Q1, Specification for quality management system requirements for manufacturing organizationsfor the petroleum and natural gas industry (9th edition, June 2013) or API Spec Q2, Specification for quality management system requirements for service supplyorganizations for the petroleum and natural gas industries (1st edition, December 2011). ISO 29001:2020 is designed to be equivalent to API Spec Q1 and APISpec Q2.RATIONALE SUPPLEMENTARY REQUIREMENTSISO 29001:2020ISO/TS 29001:2010API Spec Q1 (9th ed)API Spec Q2 (1st ed)4.1 Quality management system –General requirements4.1.1 Quality management system –General4.1.1 General – Quality managementsystem5.6.2 Management review – Reviewinput6.5.2 Management review – Inputrequirements6.5.2 Management review - Inputrequirements4.1 Quality management system –General requirements4.1.1 Quality management system –General4.1.1 General – Quality managementsystem5.5.3 Responsibility, authority, andcommunication – Internalcommunication4.1.5 Quality management system –Communication4.1.5 General – Communication5.6.2 Management review – Reviewinput6.5.2 Management review – Inputrequirements6.5.2 Management review – Inputrequirements4.1.1 Quality management system –General4.1.1 General – Quality managementsystem4 Context of the organization4.1 Understanding the organizationand its context4.2 Understanding the needs andexpectations of interested parties7.2.3 Customer-related processes –Customer communication4.3 Determining the scope of thequality management system4.1 Quality management system –General requirementsPage 1 of 12

Correlation matrices ISO 29001:2020 related to ISO/TS 29001:2010, API Q1 (9th ed) & API Q2 (1st ed) (version 2019-09-13)ISO 29001:20204.4 Quality management system andits processesISO/TS 29001:2010API Spec Q1 (9th ed)API Spec Q2 (1st ed)4.1.4 Quality management system –Planning4.1.4 General – Planning4.2.1 Documentation requirements –General4.4.1 Documentation requirements –General4.4.1 Documentation requirements –General4.1 Quality management system –General requirements4.1.1 Quality management system –General4.1.1 General – Quality managementsystem4.1.4 Quality management system –Planning4.1.4 General – Planning4.2.1 Management responsibility –General4.2.1 Management responsibility –Organizational structure4.4.1 Documentation requirements –General4.4.1 Documentation requirements –General4.4.2 Documentation requirements –Procedures4.4.1 Documentation requirements –General5.1 Management commitment5.3 Risk assessment and management5.3 Risk assessment and management8.1 Measurement, analysis, andimprovement – General6.1 Quality management systemmonitoring, measurement, analysis,and improvement – General6.1 Quality management systemmonitoring, measurement, analysis,and improvement – General8.2.3 Monitoring and measurement –Monitoring and measurement ofprocesses6.2.3 Monitoring, measurement, andimprovement – Process evaluation6.2.2 Monitoring, measurement, andimprovement – Internal audit8.4 Analysis of data6.3 Analysis of data6.3 Analysis of data5.1 Management commitment4.1.2 Quality management system –Quality policy4.1.2 General – Quality policy4.2.1 Documentation requirements –General5 Leadership5.1 Leadership and commitment5.1.1 General5.3 Quality policyPage 2 of 12

Correlation matrices ISO 29001:2020 related to ISO/TS 29001:2010, API Q1 (9th ed) & API Q2 (1st ed) (version 2019-09-13)ISO 29001:20205.1.2 Customer focusISO/TS 29001:2010API Spec Q1 (9th ed)API Spec Q2 (1st ed)5.4.1 Planning – Quality objectives4.1.3 Quality management system –Quality objectives4.1.3 General – Objectives5.5.3 Responsibility, authority, andcommunication – Internalcommunication4.1.5.1 Quality management system –Communication – Internal4.1.5.1 General – Communication –Internal4.2.1 Management responsibility –General4.2.1 Management responsibility –Organizational structure5.6.1 Management review – General6.5.1 Management review – General6.5.1 Management review – General7.2.3 Customer-related processes –Customer communication4.1.5.2 Quality management system –Communication – External4.1.5.2 General – Communication –External5.3 Quality policy4.1.2 Quality management system –Quality policy4.1.2 General – Quality policy5.3 Quality policy4.1.2 Quality management system –Quality policy4.1.2 General – Quality policy5.5.1 Responsibility, authority, andcommunication – Responsibility andauthority4.1.5.1 Quality management system –Communication – Internal4.1.5.1 General – Communication –Internal5.5.2 Responsibility, authority, andcommunication – Managementrepresentative4.2.2 Management responsibility –Responsibility and authority4.2.2 Management responsibility –Responsibility and authority5.5.3 Responsibility, authority, andcommunication – Internalcommunication4.2.3 Management responsibility –Management representative5.2 Policy5.2.1 Establishing the quality policy5.2.2 Communicating the quality policy 5.1 Management commitment5.3 Organizational roles,responsibilities and authorities6 Planning6.1 Actions to address risks andopportunities5.3 Risk assessment and management5.3 Risk assessment and management8.5.2 Improvement – Corrective action 6.4.2 Improvement – Corrective action 6.4.2 Improvement – Corrective actionPage 3 of 12

Correlation matrices ISO 29001:2020 related to ISO/TS 29001:2010, API Q1 (9th ed) & API Q2 (1st ed) (version 2019-09-13)ISO 29001:2020ISO/TS 29001:2010API Spec Q1 (9th ed)API Spec Q2 (1st ed)8.5.3 Improvement – Preventive action 6.4.3 Improvement – Preventive action 6.4.3 Improvement – Preventive action6.2 Quality objectives and planning toachieve them5.4.1 Planning – Quality objectives4.1.3 Quality management system –Quality objectives4.1.3 General – Objectives6.3 Planning of changesNo equivalent requirement5.11 Management of change5.11 Management of change7.1.1 General6.1 Provision of resources4.3.1 Organizational capability –Provision of resources4.3.1 Organizational capability –Provision of resources7.1.2 People6.1 Provision of resources4.3.1 Organizational capability –Provision of resources4.3.1 Organizational capability –Provision of resources6.2.2 Human resources – Competence, 4.3.2 Organizational capability –training and awarenessHuman resources4.3.2 Organizational capability –Human resources6.3 Infrastructure4.3.3 Work environment4.3.3 Work environment5.7.8 Preventive maintenance5.7.8 Preventive maintenance,inspection, and test program7.1.4 Environment for the operation of 6.3 Infrastructureprocesses4.3.3 Work environment4.3.3 Work environment7.1.5 Monitoring and measuringresources7.6 Control of monitoring andmeasuring equipment5.8 Control of testing, measuring, andmonitoring equipment5.8 Control of testing, measuring, andmonitoring, and detection equipment7.1.6 Organizational knowledgeNo equivalent requirementNo equivalent requirementNo equivalent requirement7.2 Competence6.2.1 Human resources – General4.3.2.1 Organizational capability Human resources – General4.3.2.1 Organizational capability Human resources – General6.2.2 Human resources – Competence, 4.3.2.2 Organizational capability –training and awarenessHuman resources – Personnelcompetence4.3.2.2 Organizational capability –Human resources – Personnelcompetence7 Support7.1 Resources7.1.3 InfrastructurePage 4 of 12

Correlation matrices ISO 29001:2020 related to ISO/TS 29001:2010, API Q1 (9th ed) & API Q2 (1st ed) (version 2019-09-13)ISO 29001:20207.3 Awareness7.4 CommunicationISO/TS 29001:20105.5.3 Responsibility, authority, andcommunication – InternalcommunicationAPI Spec Q1 (9th ed)API Spec Q2 (1st ed)4.3.2.3 Organizational capability –Human resources – Training andawareness4.3.2.3 Organizational capability –Human resources – Training andawareness4.1.5.1 Quality management system –Communication – Internal4.1.5.1 General – Communication –Internal6.2.2 Human resources – Competence, 4.3.2.3 Organizational capability –training and awarenessHuman resources – Training andawareness4.3.2.3 Organizational capability –Human resources – Training andawareness5.5.3 Responsibility, authority, andcommunication – Internalcommunication4.1.5.1 Quality management system –Communication – Internal4.1.5.1 General – Communication –Internal7.2.3 Customer-related processes –Customer communication4.1.5.2 Quality management system –Communication – External4.1.5.2 General – Communication –External4.2.1 Documentation requirements –General4.4.1 Documentation requirements –General4.4.1 Documentation requirements –General7.5 Documented information7.5.1 General4.4.2 Documentation requirements –Procedures4.2.3 Documentation requirements –Control of documents4.4.3 Documentation requirements –Control of documents4.4.2 Documentation requirements –Control of documents4.2.4 Documentation requirements –Control of records4.5 Control of records4.5 Control of records7.1.1 Product realization – Planning of 4.4.4 Documentation requirements –product realization – SupplementalUse of external documents in productrealization7.5.2 Creating and updating4.2.1 Documentation requirements –General4.4.1 Documentation requirements –GeneralPage 5 of 124.4.1 Documentation requirements –General

Correlation matrices ISO 29001:2020 related to ISO/TS 29001:2010, API Q1 (9th ed) & API Q2 (1st ed) (version 2019-09-13)ISO 29001:2020ISO/TS 29001:2010API Spec Q1 (9th ed)API Spec Q2 (1st ed)4.4.2 Documentation requirements –Procedures4.2.3 Documentation requirements –Control of documents4.4.3 Documentation requirements –Control of documents4.4.2 Documentation requirements –Control of documents4.2.4 Documentation requirements –Control of records4.5 Control of records4.5 Control of records7.1.1 Product realization – Planning of 4.4.4 Documentation requirements –product realization – SupplementalUse of external documents in productrealization7.5.3 Control of documentedinformation4.2.3 Documentation requirements –Control of documents4.4.3 Documentation requirements –Control of documents4.4.2 Documentation requirements –Control of documents4.2.4 Documentation requirements –Control of records4.5 Control of records4.5 Control of records7.1.1 Product realization – Planning of 4.4.4 Documentation requirements –product realization – SupplementalUse of external documents in productrealization8 Operation8.1 Operational planning and control7.1 Product realization – Planning ofproduct realization5.2 Planning5.2 Planning5.7.2 Product quality plans5.7.2 Service quality plan5.11 Management of change5.11 Management of change5.5.1 Contingency planning – General5.5.1 Contingency planning – General4.1.5.2 Quality management system –Communication – External4.1.5.2 General - Communication –External8.2 Requirements for products andservices8.2.1 Customer communication7.2.3 Customer-related processes –Customer communication5.5.2 Contingency planning – Planning 5.5.2 Contingency planning – PlanningoutputoutputPage 6 of 12

Correlation matrices ISO 29001:2020 related to ISO/TS 29001:2010, API Q1 (9th ed) & API Q2 (1st ed) (version 2019-09-13)ISO 29001:2020ISO/TS 29001:2010API Spec Q1 (9th ed)API Spec Q2 (1st ed)8.2.2 Determining the requirementsfor products and services7.2.1 Customer-related processes –5.1.2 Contract review – Determination 5.1.2 Contract review – DeterminationDetermination of requirements related of requirementsof requirementsto the product7.2.2 Customer-related processes –Review of requirements related to theproduct8.2.3 Review of the requirements forproducts and services7.2.2 Customer-related processes –Review of requirements related to theproduct5.1.3 Contract review – Review ofrequirements5.1.3 Contract review – Review ofrequirements7.2.2.1 Customer-related processes –Review of requirements related to theproduct – Supplemental5.1.1 Contract review – General5.1.1 Contract review – General5.1.3 Contract review – Review ofrequirements5.1.3 Contract review – Review ofrequirements8.2.4 Changes to requirements forproducts and services8.3 Design and development ofproducts and services8.3.1 General7.3.1 Design and development –Design and development planning5.4.1 Design and development –Design and development planning5.4.1 Design and development –Design and development planning8.3.2 Design and developmentplanning7.3.1 Design and development –Design and development planning5.4.1 Design and development –Design and development planning5.4.1 Design and development –Design and development planning8.3.3 Design and development inputs7.3.2 Design and development –Design and development inputs5.4.2 Design and development –Design and development inputs5.4.2 Design and development –Design and development inputs8.3.4 Design and development controls 7.3.4 Design and development –Design and development review5.4.4 Design and development –Design and development review5.4.4 Design and development –Verification5.4.5 Design and development –Design and development verificationand final review5.4.5 Design and development – Finalreview and approval7.3.5 Design and development –Design and development verificationPage 7 of 12

Correlation matrices ISO 29001:2020 related to ISO/TS 29001:2010, API Q1 (9th ed) & API Q2 (1st ed) (version 2019-09-13)ISO 29001:2020ISO/TS 29001:2010API Spec Q1 (9th ed)7.3.6 Design and development –Design and development validation5.4.6 Design and development –Design and development validationand approval8.3.5 Design and development outputs 7.3.3 Design and development –Design and development outputs7.3.6 Design and development –Design and development validation8.3.6 Design and development changes 7.3.7 Design and development –Control of design and developmentchangesAPI Spec Q2 (1st ed)5.4.3 Design and development –Design and development outputs5.4.3 Design and development –Design and development outputs5.4.6 Design and development –Design and development validationand approval5.4.5 Design and development – Finalreview and approval5.4.7 Design and development –Design and development changes5.4.6 Design and development –Control of design and developmentchanges8.4 Control of externally providedprocesses, products and services8.4.1 General4.1 Quality management system –General requirements7.4.1 Purchasing – Purchasing process 5.6 Purchasing5.6 Purchasing7.4.2 Purchasing – Purchasinginformation7.4.3 Purchasing – Verification ofpurchased product8.4.2 Type and extent of control8.4.3 Information for externalproviders4.1 Quality management system –General requirements7.4.1 Purchasing – Purchasing process 5.6.1 Purchasing – Purchasing control5.6.1 Purchasing – Purchasing control7.4.3 Purchasing – Verification ofpurchased product5.6.3 Purchasing – Verification ofpurchased products or activities5.6.3 Purchasing – Verification ofpurchased services and service-relatedproduct7.4.2 Purchasing – Purchasinginformation5.6.2 Purchasing – Purchasinginformation5.6.2 Purchasing – PurchasinginformationPage 8 of 12

Correlation matrices ISO 29001:2020 related to ISO/TS 29001:2010, API Q1 (9th ed) & API Q2 (1st ed) (version 2019-09-13)ISO 29001:2020ISO/TS 29001:2010API Spec Q1 (9th ed)API Spec Q2 (1st ed)8.5 Production and service provision8.5.1 Control of production and service 7.5.1 Production and service provision 5.7.1.1 Control of production andprovision– Control of production and serviceservicing - Productionprovision5.7.1 Control of service execution5.7.1.2 Control of production andservicing – Servicing5.7.1.3 Control of production and5.7.1.2 Control of service execution –servicing – Process control documents Documentation5.7.1.4 Control of production andservicing – Product realizationcapability documentation7.5.2 Production and service provision 5.7.1.5 Control of production and– Validation of process for production servicing – Validation of processes forand service provisionproduction and servicing8.5.2 Identification and traceability7.5.3 Production and service provision 5.7.4 Product inspection/test status– Identification and traceability5.7.4 Service-related product status8.5.3 Property belonging to customers 7.5.4 Production and service provision 5.7.5 Customer-supplied propertyor external providers– Customer property5.7.5 Customer property8.5.4 Preservation5.7.6 Preservation of service-relatedproduct8.5.5 Post-delivery activities7.5.5.1 Preservation of product – Preservation of product – Supplemental5.7.6.1 Preservation of product –General7.5.5.2 Preservation of product –Periodic assessment of stock –Supplemental5.7.6.2 Preservation of product –Storage and assessment7.5.1 Production and service provision 5.7.1.1 Control of production and– Control of production and serviceservicing – Productionprovision5.7.1.1 Control of service execution –General8.3.3 Control of nonconformingproduct – Customer notification –Supplemental5.10.4 Control of nonconformities –Customer notification5.10.4 Control of nonconformingproduct – Customer notificationPage 9 of 12

Correlation matrices ISO 29001:2020 related to ISO/TS 29001:2010, API Q1 (9th ed) & API Q2 (1st ed) (version 2019-09-13)ISO 29001:2020ISO/TS 29001:2010API Spec Q1 (9th ed)API Spec Q2 (1st ed)8.5.6 Control of changes7.3.7 Design and development –Control of design and developmentchanges5.4.7 Design and development –Design and development changes5.4.6 Design and development –Control of design and developmentchanges5.11 Management of change5.11 Management of change5.7.7.1 Inspection and testing –General5.9 Service performance validation5.7.7.3 Inspection and testing – Finalinspection and testing5.7.7 Validation of service-relatedproduct8.6 Release of products and services8.2.4 Monitoring and measurement –Monitoring and measurement ofproduct5.9 Product release8.7 Control of nonconforming outputs8.3 Control of nonconforming product 5.10.1 Control of nonconformingproduct – General5.10.2 Control of nonconformingproduct – Nonconforming product5.10.1 Control of nonconformities –General5.10.2 Control of nonconformities –Nonconforming service execution andservice-related product5.10.5 Control of nonconformingproduct – Records8.3.1 Control of nonconformingproduct – Release or acceptance ofnonconforming product –Supplemental5.10.3 Control of nonconformingproduct – Release of nonconformingproduct under concession5.10.3 Control of nonconformities –Verification and documentation9.1.1 General8.1 Measurement, analysis, andimprovement – General6.1 Quality management systemmonitoring, measurement, analysis,and improvement – General6.1 Quality management systemmonitoring, measurement, analysis,and improvement – General9.1.2 Customer satisfaction8.2.1 Monitoring and measurement –Customer satisfaction6.2.1 Monitoring, measurement, andimprovement – Customer satisfaction6.2.1 Monitoring, measurement, andimprovement – Customer satisfaction9 Performance evaluation9.1 Monitoring, measurement,analysis, and evaluationPage 10 of 12

Correlation matrices ISO 29001:2020 related to ISO/TS 29001:2010, API Q1 (9th ed) & API Q2 (1st ed) (version 2019-09-13)ISO 29001:2020ISO/TS 29001:2010API Spec Q1 (9th ed)API Spec Q2 (1st ed)9.1.3 Analysis and evaluation5.6.1 Management review – General6.5 Management review6.5 Management review8.4 Analysis of data6.3 Analysis of data6.3 Analysis of data8.2.2 Monitoring and measurement –Internal audit6.2.2 Monitoring, measurement, andimprovement – Internal audit6.2.2 Monitoring, measurement, andimprovement – Internal audit9.3.1 General5.6.1 Management review – General6.5.1 Management review – General6.5.1 Management review – General9.3.2 Management review inputs5.6.2 Management review – Reviewinput6.5.2 Management review – Inputrequirements6.5.2 Management review – Inputrequirements9.3.3 Management review outputs5.6.3 Management review – Reviewoutput6.5.3 Management review – Outputrequirements6.5.3 Management review – Outputrequirements10.1 General8.5.1 Improvement – Continualimprovement6.4.1 Improvement – General6.4.1 Improvement – General10.2 Nonconformity and correctiveaction8.5.2 Improvement – Corrective action 6.4.2 Improvement – Corrective action 6.4.2 Improvement – Corrective action10.3 Continual improvement8.5.3 Improvement – Preventive action 6.4.3 Improvement – Preventive action 6.4.3 Improvement – Preventive action5.6.2 Management review – Reviewinput5.6.3 Management review – Reviewoutput9.2 Internal audit9.3 Management review10 ImprovementADDITIONAL INFORMATIONThe standards referenced in this documents can be viewed and obtained through the following links: ISO 29001:2020, Petroleum, petrochemical and natural gas industries – Sector-specific quality management systems – Requirements for product and servicesupply organizations ISO/TS 29001:2010, Petroleum, petrochemical and natural gas industries – Sector-specific quality management systems – Requirements for product andservice supply organizationsPage 11 of 12

Correlation matrices ISO 29001:2020 related to ISO/TS 29001:2010, API Q1 (9th ed) & API Q2 (1st ed) (version 2019-09-13) API Spec Q1, Specification for quality management system requirements for manufacturing organizations for the petroleum and natural gas industry (9thedition, June 2013) API Spec Q2, Specification for quality management system requirements for service supply organizations for the petroleum and natural gas industries (1stedition, December 2011)ISO/TC 176/SC 2 "Quality systems", responsible for developing and maintaining ISO 9001, has also developed guidance documents including correlationmatrices. These guidance documents can be accessed through the public ISO/TC 176/SC 2 website, which also contains other relevant guidance documents.Page 12 of 12

CORRELATION MATRICES ISO 29001:2020 RELATED TO ISO/TS 29001:2010, API Q1 (9TH ED) & API Q2 (1ST ED) Page 1 of 12 INTRODUCTION ISO 29001:2020, Petroleum, petrochemical and natural gas industries — Sector-specific quality management systems — Requirements for product and service supply organizations supersedes ISO/TS

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