AUTONOMIC NERVOUS SYSTEM PHYSIOLOGY

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Chapter12AUTONOMIC NERVOUSSYSTEM PHYSIOLOGYJoel O. JohnsonHISTORICAL CONSIDERATIONSANATOMY AND PHYSIOLOGYSympathetic Nervous SystemParasympathetic Nervous SystemCELLULAR PHYSIOLOGYPreganglionic NeuronsPostganglionic NeuronsSecond Messengers in the Autonomic Nervous SystemAUTONOMIC NERVOUS SYSTEM REFLEXESCentral Nervous System ReflexesCardiac ReflexesEMERGING DEVELOPMENTSEffects of Anesthetics on Autonomic Nervous SystemAutonomic FailureHISTORICAL CONSIDERATIONSA specialized taxonomy of the autonomic nervous system(ANS) has been developing since the time of Galen (ad 130200). In the early 1900s, Langley first referred to the ANS.1He used the term sympathetic nervous system (SNS) asdescribed by Willis in 1665, and introduced the second division as the parasympathetic nervous system (PNS) in 1921.2Although Langely initially described only the visceral motorsystem (efferent fibers), the existence of visceral reflexarcs necessitated the inclusion of the sensory (afferent) portions of the ANS.3 Early anesthesia textbooks dealt withthe practice of anesthesia, elucidating basic considerations,pharmacology and techniques, but did not contain explicitinformation dealing with the ANS. The evolution of thecomprehensive anesthesia textbook has led to extensivechapters on the ANS.2,4The ANS maintains cardiovascular, thermal, and gastro intestinal homeostasis. A firm understanding of the basicanatomy and physiology of the ANS forms an importantfoundation for the practice of anesthesiology. ANS structure,function, and reflexes are critical to the support of the circulation under anesthesia. This chapter reviews anatomy andphysiology of the ANS relevant to anesthesia.ANATOMY AND PHYSIOLOGYANS anatomy is comprised of central control and feedbackareas, sensory receptors, peripheral effectors, and reflex conduction pathways. In addition, complex interactions occurbetween the ANS and the endocrine system (Chapter 30).4The renin-angiotensin system, antidiuretic hormone, glucocorticoid and mineralocorticoid responses, and insulin interact via an increasing number of receptor subtypes to maintainphysiologic homeostasis (Figure 12-1).There are no distinct centers of autonomic function in thecerebral cortex. However, input from various sensory systemscan impact higher cortical centers, be processed, and result inefferent autonomic activity. Tachycardia and peripheral vasoconstriction heralding a “fight-or-flight” response or a vasovagal response (fainting) are well-known examples of thishigher cortical sensory processing.5 External stimuli representing a threat or danger are detected by the senses ofhearing, touch, smell, or sight. These signals are sent to the

Chapter 12EyeLacrimal glandPreganglionic fibersPostganglionic arotid glandOtic ganglionSubmandibular andsublingual glandsSphenoplalaticganglionXIC1-8HeartIntestines andupper colonLiverT1-12Pancreas andadrenalsKidneysPelvic ganglionSuperior cervical ganglionXBronchi, lungs,and esophagusStomachand spleenAutonomic Nervous System PhysiologyL1-5Stellate ganglion (inferior cervical)T123456789101112L12345Descending colon,rectum, andgenitourinary organsPelvic plexusParasympathetic nervous system (PNS)(craniosacral outflow)Middle cervical ganglionTo the thoracic viscera, heartCeliacGreater ntericganglionLesser To the intestinessplanchnicPancreasnerveto upperGI organsInferior mesentericorpelvic ganglionS1-5To lower gut andgenitourinary organsCo1-2Sympathetic nervous system (SNS)(thoracolumbar outflow)Figure 12-1 Schematic representation of the autonomic nervous system consisting of the parasympathetic nervous system (left) and the sympathetic nervoussystem (right).brainstem, where reflex responses are processed in the hypothalamus and the limbic forebrain. Higher cortical centersprovide descending input to the paraventricular nucleus ofthe hypothalamus, which has projections to sympathetic andparasympathetic nuclei. Chronic stress alters these structuresand their function leading to both sensitization and habituation of the stress response.6,7The hypothalamus is the midbrain center that processessympathetic and parasympathetic functions, temperature regulation, fluid regulation, neurohumoral control, and stressresponses. Hunger, sleep, and sexual function are also regulated by the hypothalamus, dependent upon both corticalinput and complex feedback control. The anterior hypothalamus controls temperature, while the posterior hypothalamusis involved in water regulation. The hypothalamic-pituitaryaxis is a part of the ANS that ultimately regulates long-termblood pressure control and stress responses.7The output centers of the ANS reside in the medullaoblongata and the pons of the brainstem. Immediate controlof blood pressure, heart rate, cardiac output, and ventilationis organized and integrated in specific nuclei. Tonic impulsesfrom nuclei like the nucleus tractus solitarius maintain bloodpressure and respond to afferent signals from the sensory sideof the ANS. These afferent impulses from the vagus (X) andglossopharyngeal (XI) nerves result in vasodilation and bradycardia (see section on ANS reflexes).The ANS is anatomically and functionally divided into twocomplementary systems, the SNS and the PNS (see Figure12-1). The peripheral SNS is controlled by the thoracolumbar segment of the spinal cord, while PNS control arises fromthe brainstem nuclei and sacral segments (see Figure 12-1).Activation of the SNS produces diffuse physiologic responses,while the PNS exerts local control of innervated organs.8Both systems have efferent pathways through peripheralganglia; the SNS ganglia are located close to the thoracolumbar spine, and the PNS ganglia are situated near or inside theinnervated organs (see Figure 12-1; Figure 12-2). Gangliaserve as synaptic relay stations, and in the SNS coordinate anefferent mass action response through signal amplification.Thus one preganglionic SNS fiber can activate 20 to 30 postganglionic sympathetic neurons and their fibers. In contrast,PNS preganglionic fibers terminate in ganglia located in209

Section IINERVOUS SYSTEMCentralnervoussystemTable 12-1. Autonomic Nervous System Receptor Typesand SubtypesPreganglionic fibersPostganglionic fibersPostsynapticCholinergic onAdrenergicreceptorRECEPTORSympathetic Nervous Systemα1Smooth muscle (vascular,iris radial, ureter,trigone, bladdersphincters)α2Presynaptic SNS nerveendingsBrainβ1HeartCholinergic Cholinergicreceptor (muscarinic)Figure 12-2 Differences between the location of the ganglia in the sympathetic and parasympathetic branches of the autonomic nervous system.The 22 paired sympathetic ganglia are located close to the vertebral columnin the sympathetic chain. The unmyelinated postganglionic fibers innervatetheir respective organs. The exception is the adrenal gland, where the sympathetic preganglionic nerve fibers travel directly to the adrenal medulla.The parasympathetic preganglionic fibers travel directly to the organ ofinnervation, to synapse with postganglionic neuronal cell bodies.proximity to the innervated organs and affects only one to threepostganglionic neurons.2 The close proximity of PNS gangliato their effector organs is the anatomic basis of the morefocused and specific responses elicited by PNS activation.Most organ systems are affected by both the SNS and thePNS. Different organ systems have their resting tone dominated by the SNS or the PNS, and this ratio can changedepending on pathophysiologic states and can change overthe lifetime of an individual. For instance, newborns are dominated by parasympathetic responses, hence bradycardia canbe seen in 20% of unpremedicated infants during stressfulsituations such as anesthetic induction and airway manipulation, while it is uncommon in adults.9 Vasoreactivity of themajor blood vessels, arteries and arterioles is primarily responsive to the SNS, while PNS cardiovascular effects residemainly at the level of the heart. Examples of the differentialeffects of the ANS in various organs and organ systems aresummarized in Table 12-1.In general, the SNS modulates the activity of vascularsmooth muscle, cardiac muscle, and various glands (especiallythe adrenal gland); this modulation is critical for the fight-orflight response. In contrast, the PNS modulates “rest-anddigest” functions such as salivation, lacrimation, urination,digestion, defecation, and sexual arousal.Sympathetic Nervous SystemThe SNS is formed from preganglionic fibers in the thoracolumbar segments (T1-L3) of the spinal cord arising fromthe intermediolateral gray column (see Figure 12-1). Thesemyelinated fibers enter the paravertebral ganglia and travel a210EFFECTORβ2Adipose tissueBlood vesselsBronchiolesKidneyLiverEndocrine pancreasUterusD1Blood vesselsD2Presynaptic SNS nerveendingsParasympathetic Nervous SystemM1Skeletal prejunctionalnerve endingsM2Lung–presynaptic PNSnerve endingsVisceral organsM3Lung smooth muscle,postsynapticN1PNS and SNS ganglionN2Skeletal muscleRESPONSE TOSTIMULATIONConstrictionInhibition of NEreleaseNeurotransmissionIncrease tionRenin secretionGluconeogenesis,glycogenolysisInsulin secretionRelaxationDilationInhibition of NEreleaseFacilitate ACh releaseInhibits ACh releaseIncreaseBronchoconstrictionGanglionic blockadeMuscle contractionACh, Acetylcholine; D, dopamine; M, muscarinic; N, nicotinic; NE, norepinephrine;PNS, parasympathetic nervous system; SNS, sympathetic nervous system.variable distance up or down the sympathetic chain to synapsewith the neuronal cell bodies of postganglionic sympatheticneurons. The unmyelinated postganglionic fibers then innervate their respective organs. An exception to this rule is theadrenal gland, where the preganglionic fibers do not synapsein the thoracic ganglia, but course through the sympatheticchain into the adrenal medulla. The chromaffin cells in theadrenal medulla are derived from neuronal tissue and essentially function as the postganglionic cells.The stellate ganglion consists of postganglionic neuronsthat provide sympathetic innervation to the head and neck.Preganglionic fibers from the first four or five thoracic segments form this ganglion as well as the superior cervical andmiddle cervical ganglia. Blockade of this structure with localanesthetic blocks the sympathetic fibers coursing to the ipsilateral head and neck, resulting in Horner syndrome, characterized by ptosis, miosis, enophthalmos, and anhydrosis onthe affected side.10 This syndrome would be seen as a directeffect of a stellate ganglion block and possibly be experiencedas a side effect of a brachial plexus block due to its closeproximity to the stellate ganglion.10 Similarly, blockade ofthe lumbar plexus produces a sympathectomy in the lowerextremities, and peripheral nerve block often produces a sympathectomy in the affected limb because the postganglionicsympathetic nerve fibers travel along the somatic nerves.

Chapter 12Parasympathetic Nervous SystemPreganglionic fibers in the PNS arise from the midbrain,medulla oblongata, and sacral segments of the spinal cord.Cranial nerves II, VII, IX, and X carry preganglionic parasympathetic fibers directly to ganglia located near or directlyin innervated organs. The sacral segments S2-S4 provideinnervation to the rectum and genitourinary tissues (seeFigure 12-1).The vagus nerve (X) is the major carrier of parasympathetic neuronal traffic. These preganglionic fibers affect theheart, lungs, and abdominal organs with the exception of thedistal portion of the colon. A combination of the distal location of the ganglion and the smaller 2- to 3-fold amplificationfactor between preganglionic and postganglionic fibers causesparasympathetic effects to be specific to each organ.CELLULAR PHYSIOLOGYPreganglionic NeuronsSynaptic transmission through ANS ganglia is similar in boththe SNS and the PNS. Preganglionic neurons in both theSNS and PNS are cholinergic. Acetylcholine (ACh) is storedin synaptic vesicles and released by a Ca2 dependent processupon nerve terminal depolarization (Figure 12-3). ACh theninteracts with postsynaptic receptors to depolarize the postsynaptic membrane. The principal ganglionic receptors areexcitatory nicotinic ACh receptors, related to the ACh receptors at the neuromuscular junction (see Chapter 18). Thusmany neuromuscular blocking agents have cardiovascular sideeffects mediated by their actions at the level of ANS ganglia.Recent advances in the pharmacology of these drugs havebeen directed at decreasing these ganglionic actions (seeChapter 19).Autonomic Nervous System PhysiologyThere are two distinct nicotinic receptor types, designatedneuronal and muscle nicotinic ACh receptors (Figure 12-4).11Neuronal ACh receptors expressed in the autonomic gangliaare composed of α3β4 subunits, and are blocked by olderneuromuscular blockers (e.g., gallamine), leading to ganglionic blockade. The neuromuscular junction has muscle nicotinic ACh receptors (composed of αβδε subunits in adults)that are blocked selectively by the newer neuromuscularblocking agents, resulting in few side effects. Volatile anesthetics and ketamine are potent inhibitors both at α4β2 in thecentral nervous system and ganglionic α3β4 receptors.11 Thedevelopment of neuromuscular blocking agents has beenfocused on reduction of muscarinic side effects and elimination of ganglionic blockade. Structure-activity relationshipsindicate that the presence of quaternary ammonium moietiesfacilitates binding at the ACh site, while interionic distancesmay play a role in diminishing ganglionic as well as muscariniccross-reactivity.12Both nicotinic and muscarinic agonists and blockers interact at the level of the ganglia, the effects of which summateto either excite or inhibit the postganglionic neuron, andsubsequently inhibit the effector organ. Thus the ganglionicsynapse serves complex integrative and processing functionsduring normal physiology and while under the influence ofanesthetic agents.Postganglionic NeuronsSYMPATHETIC NERVOUS SYSTEMEpinephrine, norepinephrine, and dopamine are the classicneurotransmitters of sympathetic synaptic transmissionreleased from postganglionic neurons (Figure 12-5); theyinteract with adrenergic receptors to effect sympathetic physiologic responses. As shown in Figure 12-6, these neurotransmitters and their receptors can be characterized at differentlevels. Building on the original observation by Ahlquist, OCoA S C CH3(acetyl CoA) ChATCholineMitochondrionVesicularuptakeCH3 CH3 ACh N CH2 CH2 OCH3ACh(choline)Choline uptakeHACh( )MO (CH3)3N CH2CH2 OCH3CholineAcetateAChEMFigure 12-3 The cholinergic synapse. Acetylcholine (ACh) isproduced in the presynaptic terminal by the combination ofacetyl CoA and choline through the action of choline acetyltransferase (ChAT). This neurotransmitter is stored in vesicleslocated in the presynaptic terminal and released upon nervestimulation. ACh can bind to either nicotinic (N) or muscarinic(M) postsynaptic receptors to elicit an effector response (aftersummation in the postsynaptic membrane). In addition AChinteracts with presynaptic muscarinic receptors to providenegative feedback on ACh release. ACh is broken down in thesynapse by acetylcholine esterase (AChE), and choline is takenup into the presynaptic terminal to be reused.NEffector cell211

Section IINERVOUS SYSTEMCholinergic receptorsFigure 12-4 Classification of cholinergic receptors. Receptor classification is pharmacologic orbased on second messenger signal n ibitsNECa2 r cellFigure 12-5 The adrenergic presynaptic terminal. Tyrosine (Tyr) is convertedto dihydroxyphenylalanine (DOPA) by tyrosine hydroxylase. DOPA decarboxylase produces dopamine (DA) in the cytoplasm, which is taken up intosynaptic vesicles. Inside the synaptic vesicles, DA is converted to norepinephrine (NE) by dopamine β-hydroxylase. When NE is released from the pre synaptic site by calcium (Ca2 )-dependent exocytosis, and the releasedneurotransmitter interacts with the effector cell adrenergic receptors andreceptors located on the presynaptic membrane. Presynaptic α2 receptorsinhibit further NE release. Presynaptic β-receptors enhance NE reuptake, themajor factor in removal of NE from the synaptic cleft. NE synthesis is controlledby a negative feedback loop at the level of tyrosine hydroxylase (not shown).Small amounts of NE escape into extraneuronal tissues where it is inactivatedby monoamine oxidase (MAO) and catechol-O-methyltransferase (COMT).adrenergic “receptors” are of two different types (alpha andbeta), classified in terms of the overall physiologic responsethey elicit (the “classic pharmacology” approach).13 Modernpharmacology further categorizes these receptors in terms oftheir molecular biology (e.g., DNA sequence and proteinstructure). From a mechanistic perspective, these uctionPhospholipase CactivationInhibitadenylylcyclaseEffectorscan also be classified in terms of how their signals are transduced (i.e., which G-protein subtype is involved) and how theresponse is effected (i.e., what ion channels or enzymes areinvolved).For example, norepinephrine released from sympatheticpostganglionic neurons stimulates both α- and β-adrenergicreceptors, eliciting classic adrenergic responses. Alpha-2 (α2)receptors located presynaptically, provide a negative feedbackloop to modulate further release of neurotransmitter (Figure12-5). The postsynaptic receptors regulate effector cellsthrough second messenger signaling. The various and widespread physiologic actions of adrenergic and dopaminergicreceptors are summarized in Table 12-1.Synthesis of the adrenergic neurotransmitters takes placein the presynaptic varicosities of postganglionic sympatheticneurons. The steps in the enzymatic synthesis of norepinephrine are depicted in Figure 12-5. The neurotransmitters arestored and released from synaptic vesicles, and reuptake intopresynaptic nerve endings assists in the termination of transmitter action. In addition, diffusion of transmitters away fromthe synaptic cleft and metabolism by monoamine oxidase(MAO) and catechol-O-methyl transferase (COMT) quicklyterminate the action of norepinephrine.PARASYMPATHETIC NERVOUS SYSTEMAcetylcholine is the primary neurotransmitter at the postganglionic effector sites of the PNS. The postsynaptic receptorsfor ACh are classified as nicotinic or muscarinic. As with theadrenergic receptors, cholinergic receptors can be classifiedin terms of classic pharmacology, molecular biology and/orcellular mechanisms (Figure 12-4). Nicotinic receptors, whichfunction at the neuromuscular junction, are also present inautonomic ganglia (see earlier).Muscarinic receptors mediate the majority of PNS physiologic effects (Table 12-2). After release into the synapticcleft, the action of ACh is quickly terminated by the extracellular enzyme acetylcholinesterase (AChE) through hydrolysis(see Figure 12-3). AChE is postsynaptically membranebound; hydrolysis produces choline and acetate. Choline istaken up by the presynaptic nerve endings to be reused, whileacetate diffuses away from the synaptic cleft.

Chapter 12Autonomic Nervous System PhysiologyAdrenergic receptorsαα1α1A1Dα1Bα2α1CAhquist(original cologyMolecularpharmacologyβ3Figure 12-6 Classification of adrenergicreceptors. Receptor classification is pharmacologic or based on second messenger ctivatesPhospholipase CInhibits adenylyl cyclase;Ca2 , K channelsStimulates adenylyl cyclase;Ca2

the practice of anesthesia, elucidating basic considerations, pharmacology and techniques, but did not contain explicit information dealing with the ANS. The evolution of the comprehensive anesthesia textbook has led to extensive chapters on the ANS.2,4 The ANS maintains cardiovascular, thermal, and gastro-intestinal homeostasis.

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