Social Cognitive Neuroscience: A Review Of Core Processes

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Annu. Rev. Psychol. 2007.58:259-289. Downloaded from arjournals.annualreviews.orgby UNIVERSITY OF FLORIDA on 08/22/07. For personal use only.ANRV296-PS58-11ARI27 November 200621:35Social CognitiveNeuroscience: A Reviewof Core ProcessesMatthew D. LiebermanDepartment of Psychology, University of California, Los Angeles, Los Angeles,California 90095-1563; email: lieber@ucla.eduAnnu. Rev. Psychol. 2007. 58:259–89Key WordsFirst published online as a Review inAdvance on September 26, 2006theory of mind, empathy, emotion regulation, self-control, mirrorneurons, social cognition, social neuroscience, automaticity,neuroeconomicsThe Annual Review of Psychology is online athttp://psych.annualreviews.orgThis article’s doi:10.1146/annurev.psych.58.110405.085654c 2007 by Annual Reviews.Copyright All rights reserved0066-4308/07/0203-0259 20.00AbstractSocial cognitive neuroscience examines social phenomena and processes using cognitive neuroscience research tools such as neuroimaging and neuropsychology. This review examines four broadareas of research within social cognitive neuroscience: (a) understanding others, (b) understanding oneself, (c) controlling oneself,and (d ) the processes that occur at the interface of self and others. Inaddition, this review highlights two core-processing distinctions thatcan be neurocognitively identified across all of these domains. Thedistinction between automatic versus controlled processes has longbeen important to social psychological theory and can be dissociatedin the neural regions contributing to social cognition. Alternatively,the differentiation between internally-focused processes that focuson one’s own or another’s mental interior and externally-focusedprocesses that focus on one’s own or another’s visible features and actions is a new distinction. This latter distinction emerges from socialcognitive neuroscience investigations rather than from existing psychological theories demonstrating that social cognitive neurosciencecan both draw on and contribute to social psychological theory.259

ANRV296-PS58-11ARI17 November 20061:27ContentsAnnu. Rev. Psychol. 2007.58:259-289. Downloaded from arjournals.annualreviews.orgby UNIVERSITY OF FLORIDA on 08/22/07. For personal use only.INTRODUCTION . . . . . . . . . . . . . . . . .UNDERSTANDING OTHERS . . . .Representing the Minds ofOthers . . . . . . . . . . . . . . . . . . . . . . . .Experiencing the Mental States ofOthers . . . . . . . . . . . . . . . . . . . . . . . .UNDERSTANDING ONESELF . . .Recognizing Oneself. . . . . . . . . . . . . .Reflecting on the Self . . . . . . . . . . . . .SELF-REGULATION . . . . . . . . . . . . . .Intentional Self-Regulation . . . . . . .Unintentional Self-Regulation . . . .BEING IN A SOCIAL WORLD . . . .Mirror Neurons and Imitation . . . .Interactions of Self and SocialUnderstanding . . . . . . . . . . . . . . . .Attitudes and Prejudice . . . . . . . . . . .Social Connection and SocialRejection . . . . . . . . . . . . . . . . . . . . .Social Decision-Making . . . . . . . . . .CORE PROCESSES . . . . . . . . . . . . . . . .Automatic Versus ControlledProcesses . . . . . . . . . . . . . . . . . . . . .Internally-VersusExternally-Focused Processes . .CONCLUSION . . . . . . . . . . . . . . . . . . . 76276276279INTRODUCTIONSocial cognitive neuroscience is a burgeoning interdisciplinary field combining the toolsof cognitive neuroscience with questions andtheories from various social sciences includingsocial psychology, economics, and politicalscience. Although research on the biologicalcorrelates of social processes has been ongoing for decades (Cacioppo & Bernston 1992),this approach has gone through a periodof rapid expansion with the advent of functional neuroimaging (Adolphs 2003, Ochsner& Lieberman 2001). Since the time of the firstconference on social cognitive neuroscience(the UCLA Conference on Social CognitiveNeuroscience, April 2001) until the present,260Liebermanthere has been an enormous growth in thefield as evidenced by increasing numbers of research articles, edited volumes, and academicmeetings devoted to social cognitive neuroscience. An Internet search using the words“social cognitive neuroscience” yielded 53 hitsin early 2001, whereas today the same searchyields more than 30,000 hits. Moreover, in thepast year, two new journals have been created(Social Cognitive and Affective Neuroscience andSocial Neuroscience) to provide outlets for thiswork.Although selective reviews of social cognitive neuroscience have been written in thepast few years (Blakemore et al. 2004, Ochsner2004), no comprehensive review has capturedthe breadth of the area. Thus, first and foremost, this review covers the broad themes andmain findings across numerous areas of social cognitive neuroscience research. The review is divided into four subsections focusingon (a) understanding others, (b) understanding oneself, (c) controlling oneself, and (d) theprocesses that occur at the interface of selfand others. Unfortunately, space constraintsprevent this review from covering some topics relevant to social cognitive neuroscience,such as emotion recognition and face processing (see Adolphs 2002, Haxby et al. 2002).The second goal of this review is to identify core-processing distinctions that may cutacross the different domains of social cognition and provide a framework for organizing general principles of social cognitive neuroscience. Two core-processing distinctionsare examined throughout this review: (a) automatic versus controlled processes and (b)internally-focused versus externally-focusedprocesses.Dual-process models of automatic andcontrolled social cognition have been proposed in nearly every domain of social psychology (Chaiken & Trope 1999). Controlledprocesses (e.g., rehearsing a nine-digit number) are associated with awareness, intention, effort, and the capacity for interruption(Wegner & Bargh 1998). In contrast, automatic processes (e.g., “Juliet” spontaneously

ANRV296-PS58-11ARI17 November 20061:27Table 1 Features associated with X- and C-systems posited to support reflexive (analogous toautomatic) and reflective (analogous to controlled) processes. Adapted from Satpute &Lieberman (2006)Annu. Rev. Psychol. 2007.58:259-289. Downloaded from arjournals.annualreviews.orgby UNIVERSITY OF FLORIDA on 08/22/07. For personal use only.X-SystemC-SystemParallel processingSerial processingFast operatingSlow operatingSlow learningFast learningNonreflective consciousnessReflective consciousnessSensitive to subliminal presentationsInsensitive to subliminal presentationsSpontaneous processesIntentional processesPrepotent responsesRegulation of prepotent responsesTypically sensoryTypically linguisticOutputs experienced as realityOutputs experienced as self-generatedRelation to behavior unaffected bycognitive loadRelation to behavior altered by cognitive loadFacilitated by high arousalImpaired by high arousalPhylogenetically olderPhylogenetically newerRepresentation of symmetric relationsRepresentation of asymmetric relationsRepresentation of common casesRepresentation of special cases (e.g., exceptions)Representation of abstract concepts (e.g., negation, time)coming to mind upon hearing “Romeo”) lackone or more of these qualities. Consistentwith the notion that automatic and controlled processes are supported by distinctsystems (Smith & DeCoster 1999), distinctneurocognitive systems have been hypothesized to support these two forms of socialcognition.The X-system, named for the “x” in reflexive (Lieberman et al. 2002, Satpute &Lieberman 2006), corresponds roughly toan automatic social cognition system (seeTable 1). The neural regions associated withthe X-system (see Figure 1) are the amygdala,basal ganglia, ventromedial prefrontal cortex(VMPFC), lateral temporal cortex (LTC), anddorsal anterior cingulate cortex (dACC).The C-system, named for the “c” in reflective, corresponds roughly to a controlledsocial cognition system. The neural regionsassociated with the C-system are lateral prefrontal cortex (LPFC), medial prefrontal cortex (MPFC), lateral parietal cortex (LPAC),medial parietal cortex (MPAC), medial temporal lobe (MTL), and rostral anterior cingulate cortex (rACC). For a rationale of eachnomination to the two systems, see Satpute &Lieberman (2006). The automatic and control distinctions are addressed in each section of this review for which relevant data areavailable.This review also highlights a second coreprocessing distinction between internallyfocused and externally-focused forms of socialcognition. This is not a distinction betweenself- and other-focused cognition. Rather,internally-focused cognition refers to mentalprocesses that focus on one’s own or another’smental interior (e.g., thoughts, feelings, experience), whereas externally-focused cognitionrefers to mental processes that focus on one’sown or another’s physical and visible featuresand actions that are perceived through sensory modalities and are experienced as part ofthe material world. This distinction emergesas a data-driven finding across numerous domains of social cognitive neuroscience ratherthan from any existing theories of social cognition. As such, this review hopefully revealshow social cognitive neuroscience can informsocial psychological theory, in addition to being informed by it.www.annualreviews.org Social Cognitive Neuroscience261

17 November 2006262LiebermanHypothesized neural correlates of the C-system supporting reflective social cognition (analogous to controlled processing) and the X-system supporting reflexivesocial cognition (analogous to automatic processing) displayed on a canonical brain rendering from (A) lateral, (B) ventral, and (C) medial views.Note: the basal ganglia and amygdala are subcortical structures that are displayed here on the cortical surface for ease of presentation.ARIFigure 1Annu. Rev. Psychol. 2007.58:259-289. Downloaded from arjournals.annualreviews.orgby UNIVERSITY OF FLORIDA on 08/22/07. For personal use only.ANRV296-PS58-111:27

ANRV296-PS58-11ARI17 November 20061:27Annu. Rev. Psychol. 2007.58:259-289. Downloaded from arjournals.annualreviews.orgby UNIVERSITY OF FLORIDA on 08/22/07. For personal use only.UNDERSTANDING OTHERSAlthough social cognition has come to encompass a broad range of mental processes, in thestrictest sense, social cognition is about understanding other people. In some ways, otherpeople are like objects that have various physical characteristics, but unlike objects, otherpeople have minds and experiences that arenot directly open to inspection. There are atleast two ways to try to understand the experience and the mind of another. One of theseways is addressed by work on “theory of mind”(Perner & Wimmer 1985). Theory of mindresearch examines the ability to propositionally reason from one’s theory of how mindsoperate and how social situations affect mental states in general, in order to represent themental state of a particular individual given aparticular situation. Thus, our knowledge ofsocial rules and norms mediates these insights(Gilbert & Malone 1995). However, there arealso times when our insight feels unmediated,when it feels like we are seeing the world directly through another person’s eyes and feeling the world through their visceral reactions.In this case, we feel like we have an insider’sperspective on what it is like to be that person. The following sections review the neuralbases of these two ways of knowing others.Representing the Minds of OthersRepresenting psychological states of others. The ability to represent the contents ofanother’s mind consists of two components:(a) the recognition that, unlike other objectsin the world, people have minds with thoughtsand feelings, and (b) the development of a theory regarding how other people’s minds operate and respond to events in their environment. Research on theory of mind (Perner &Wimmer 1985) has found that by age fournearly all children develop the ability to assess the mental states of others. This process may build upon the capacity to recognize biological motion and goal-directedaction that emerges by around six monthsof age (Woodward 1998). From childhoodthrough adulthood, increasingly complex anddomain-specific theories form (Reeder 1993),although this increasing sophistication doesnot always yield greater accuracy (Gilbert &Malone 1995).Neuroimaging studies of theory of mindhave typically shown activations in DMPFC(BA 8/9), posterior superior temporal sulcus(pSTS) in LTC, and the temporal poles inLTC (for review, see Frith & Frith 2003).Research suggests that pSTS is particularlysensitive to biological motion (Allison et al.2000) and that the temporal poles maybe associated with perception of familiarindividuals (Sugiura et al. 2001). Frith &Frith (2003) suggest that unlike LTC, whichis sensitive to external visual cues, DMPFCis specifically associated with mentalizing,which is overt thought about the internalmental states of others. Additionally, Saxeet al. (2004) have suggested that the temporoparietal junction in LPAC is distinct fromnearby pSTS and is also involved in theory ofmind processes. Finally, both neuroimagingand neuropsychological investigations havesuggested that right ventrolateral prefrontalcortex (VLPFC), a subregion within LPFC,helps to inhibit one’s own experience duringthe consideration of another’s state of mind(Samson et al. 2005, Vogeley et al. 2001).These findings are consistent with developmental research indicating that theory ofmind development is linked to advances ingeneral inhibitory control (Carlson & Moses2001). It is plausible that a failure of thisprocess in adults may play a central role innaı̈ve realism (Griffin & Ross 1991, Proninet al. 2004), whereby individuals assumethat others see the world the same way thatthey do and have difficulty acknowledgingalternative viewpoints (see Lieberman 2005).Given the early development of sensitivityto biological motion and the fact that adultsperceive biological motion without effort, onewould expect this to be a relatively automaticprocess. Alternatively, explicit propositionalthought about the content of another’s mindwww.annualreviews.org Social Cognitive Neuroscience263

ARI17 November 20061:27would seem to fall squarely within the domainof controlled processes. One study using functional magnetic resonance imaging (fMRI)confirms these intuitions, as cognitive loadwas found to diminish DMPFC responses, butnot pSTS or temporal pole responses, duringa mentalizing task (den Ouden et al. 2005).Another study suggests that DMPFC is activeduring covert mentalizing processes (Germanet al. 2004); however, the covert condition inthis study appears to require more overt mentalizing than does the control condition.It is also interesting to note that the onlymedial activation (DMPFC) associated withtheory of mind processes is associated with theinternally-focused process of considering thecontents of another person’s mind. Sensitivity to biological motion and person familiarityin lateral regions (pSTS and temporal poles,respectively) are both externally-focused processes that do not require consideration of atarget’s internal states.Annu. Rev. Psychol. 2007.58:259-289. Downloaded from arjournals.annualreviews.orgby UNIVERSITY OF FLORIDA on 08/22/07. For personal use only.ANRV296-PS58-11Representing psychological traits of others. Beyond knowing how the typical person would respond psychologically to particular events, individuals are also interested inidentifying the enduring psychological traitsof others. Individuals use their theories ofhow people with different kinds of dispositions behave in order to infer targets’ dispositions from their behavior (Gilbert 1989). Arecent fMRI study of dispositional attribution(Harris et al. 2005) found that when individuals read behavioral descriptions diagnostic fordrawing dispositional inferences about a target (Kelley 1967), both DMPFC and pSTSwere more active.Another study (Mitchell et al. 2004) foundthat trait-relevant action descriptions (e.g.,“he refused to loan his extra blanket to theother campers”) shown with a target face ledto DMPFC activity only when subjects hadan explicit goal to form an impression of thetarget. This is the first study to hold constantthe relevance of stimulus information for understanding the mental states or traits of another and instead manipulate whether or not264Liebermanthe subject has the goal of understanding another mind.Given that controlled processes that support trait attribution should only occur whenthe intention to make sense of another person is present, the study by Mitchell et al.(2004) suggests that DMPFC contributes tocontrolled processing aspects of trait attribution. Alternatively, pSTS was active in response to the action descriptions regardlessof the subject’s encoding goal ( J.P. Mitchell,personal communication), a finding that suggests that this response reflects automatic social cognition. A similar dissociation has alsobeen observed between DMPFC and the temporal poles (Mason et al. 2004; M.F. Mason,personal communication). Both of these results are consistent with the previously described study by den Ouden et al. (2005) thatexamined the automatic and controlled components of theory of mind processes. Additionally, these findings are consistent with theinternal/external distinction observed in theory of mind research, as DMPFC was associated with encoding the psychological traitsof a target (internal), whereas pSTS and thetemporal poles were activated in response todescriptions of observable behavior (external).Experiencing the Mental States ofOthersEmpathy. This second way of knowingothers is far more embodied than logical(Merleau-Ponty 1962) and is more appropriately referred to as empathy than as theoryof mind. Empathy has been associated withincreased helping and social support (Batson1991); however, this consequence of empathyrequires the individual to maintain an awareness that the emotional response is an embodied simulation of another person’s experience,not to be confused with one’s own experience.Thus, the two criteria for empathic responsesare (a) an emotional and experiential responsethat approximates that of the target and (b) anawareness and identification of this emotionas referring to the target’s experience.

Annu. Rev. Psychol. 2007.58:259-289. Downloaded from arjournals.annualreviews.orgby UNIVERSITY OF FLORIDA on 08/22/07. For personal use only.ANRV296-PS58-11ARI17 November 20061:27A number of studies have now addressedthe first of these criteria. Wicker et al.(2003) found that two regions associatedwith affective processing, the anterior insulaand dACC, were activated both when individuals smelled disgusting odors themselvesand when they watched videoclips of others smelling these odors. Similarly, a numberof studies have observed activation in thesetwo regions when individuals either felt physical pain or observed another feeling physical pain (Botvinick et al. 2005, Jackson et al.2005, Morrison et al. 2004, Singer et al. 2004),and the strength of these responses correlatedwith self-reported trait empathy (Singer et al.2004). Alternatively, Farrow et al. (2001) observed greater activity in VMPFC, MPFC,DMPFC, and MPAC when individuals wereasked to make empathic judgments relativeto other forms of social reasoning. Similarly,Botvinick et al. (2005) found greater VMPFCactivity when observing another’s pain butnot when feeling pain oneself, which suggeststhat this region might contribute to the additional processes invoked by empathy over direct feeling. Finally, in two neuropsychological investigations of patients with differentcortical lesions (Shamay-Tsoory et al. 2003,2005), VMPFC damage was found to be thestrongest predictor of empathic deficits.Interestingly, unlike theory of mind processes that logically proceed from externallyfocused processing of situational informationand observed

theory of mind, empathy, emotion regulation, self-control, mirror neurons, social cognition, social neuroscience, automaticity, neuroeconomics Abstract Social cognitive neuroscience examines social phenomena and pro-cesses using cognitive neuroscience research tools such as neu-roimaging and neuropsychology. This review examines four broad

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