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Indicators of Social andFamily FunctioningMay 2000ISBN 0 642 44986 4

Indicators of Social andFamily FunctioningSR Zubrick, AA Williams, SR Silburn, (TVW Telethon Institute for ChildHealth Research, Perth, Western Australia) andG Vimpani (Child and Youth Health Network, University of Newcastle)May 2000Department of Family and Community Services.

Commonwealth of Australia 2000ISBN 0 642 44986 4This work is copyright. Apart from any use as permitted under the Copyright Act1968, no part may be reproduced by any process without prior written permissionfrom the Commonwealth, available from AusInfo. Requests and inquiries concerningreproduction and rights should be addressed to the Manager, Legislative Services,AusInfo, GPO Box 1920, Canberra ACT 2601.The views expressed in this paper are those of the authors and do not represent theviews of the Minister for Family and Community Services or the Department ofFamily and Community Services.www.facs.gov.auFor information contact the Department of Family and Community Services on1300 653 227. People with a hearing or speech impairment can contact theDepartment on its telephone typewriter (TTY) on 1800 260 402.ii

TABLE OF CONTENTSAcknowledgementsviGlossaryviiExecutive summaryixTerms of referencexProject Terms of reference3Scope4MethodsDefining the project5Searching the literature5Conducting a national workshop6The relationship between social and family functioning and child healthand well-beingCharacteristics of health and well-being outcomes4.578Child health and social/family functioning: Ecological links10Distinguishing indicators of social and family functioning fromhealth and well-being outcomes11Resource domains which influence social and family functioning14Income16Time21Human capital24Psychological capital27Social capital30The mix and interaction of family resources32The accumulation and loss of family resources33Availability of data34Associating indicators of social and family functioning with outcomesof interest35iii

5.6.A reference instrument for measuring indicators of social andfamily functioningThe ISAFF reference instrument39Using the ISAFF Reference Instrument43Conclusion and recommendations50Where to from pendices59Appendix A:A summary of international and national activityrelevant to the development of indicators59Appendix B:A summary of international and national activityrelevant to the development of indicators61Appendix C: Participants at the National Workshop on Indicatorsof Social and Family Functioningiv3866

I N D I C A T O R S O F S O C I A L A N D F A M I LY F U N C T I O N I N GTABLES AND FIGURESTablesTable 1Child health and well-being outcomes: problems ofdevelopmental health13Table 2Possible indicators defined in terms of the proposed measurement framework17Table 3Proposed core indicators of social and family functioning37Table 4Key words/sites used in the web search59Figure 1Ecological contexts shaping child development11Figure 2Relationship between number of risk factors and verbal IQ at 4 years15Figure 3Comparison of Family Income with Children’s AcademicCompetence and Mental Health20Figure 4Comparison of Caregiver Employment Arrangements Status withChildren’s Academic Competence and Mental Health23Figure 5Comparison of Level of Parental Education with Children’sAcademic Competence and Mental Health26Figure 6Comparison of Family Conflict with Children’s AcademicCompetence and Mental Health30Figure 7Comparison of Perceptions of Neighbourhood Violencewith Children’s Academic Competence and Mental Health32Figuresv

I N D I C A T O R S O F S O C I A L A N D F A M I LY F U N C T I O N I N GACKNOWLEDGEMENTSThis project was made possible by a grant from the former CommonwealthDepartment of Health and Family Services, now the Commonwealth Departmentof Family and Community Services. Work proceeded in collaboration with theDepartment of Health and Aged Care from November 1998 to June 1999.We would like to thank the members of our steering committee, in particularChristine Kilmartin, Graham Vimpani, Richard Eckersley, Barbara Wellesley, SuzySaw, Victor Nossar, Stephen Zubrick, Sven Silburn, Margaret Dean and AlisonStanford, for constructive input at all stages of this work.Our appreciation also goes to Barbara Dunlop and Andrew Webster, from theAustralian Bureau of Statistics, and Lynelle Moon, from the Australian Institute ofHealth and Welfare, for their contribution to the national workshop and continuedsupport of the project. We would also like to thank Lisa Wood and the WesternAustralian Health Promotion Foundation for their comprehensive contribution tothe review on social capital, and Ian Rouse for his valuable contribution infacilitating the workshop.vi

I N D I C A T O R S O F S O C I A L A N D F A M I LY F U N C T I O N I N GGLOSSARYcausal pathway frameworkThe specification of relationships betweencauses and outcomes.causal factorA causal factor is any factor that modifies, asdistinct from being merely associated with, therisk of disease of poor outcome. Modifying acausal factor produces a change in thelikelihood of developing a disease or pooroutcome.disability adjusted life year(DALY)Expresses years of life lost to prematuredeath and years lived with a disability ofspecified severity and duration. One DALY isone lost year of health life.discretionary controlThe amount of personal control an individualcan assert in meeting demands in a particularsetting (e.g. at work). Also referred to asdemand latitude.healthA state of complete physical, mental and socialwell-being, and not merely the absence ofdisease and infirmity.indicatorsRisk and protective factors that increase ordecrease outcomes. In this document theindicators of interest are those of social andfamily functioning which are of relevance tochild health and well-being outcomes.outcomessee problems of developmental healthproblems of developmentalhealthThese are health and well-being outcomesthat involve higher frequency/lower intensityproblems encompassing health, learning,behaviour and socialisation that interfere withdevelopment, adaptation, and coping in lifesituations.Examples include intrauterinegrowth retardation, conduct disorders, schoolfailure, teenage pregnancy and drug abuse.These were previously referred to as the ‘newmorbidities’.vii

I N D I C A T O R S O F S O C I A L A N D F A M I LY F U N C T I O N I N Gprotective factorsThose characteristics, variables or hazards that,if present for a given individual, make it lesslikely that this individual, rather than someoneselected at random from the generalpopulation, will develop a disorder or adverseoutcome.proxy measuresMeasures that are substituted for or thatrepresent other measures. Proxy measures areusually more indirect measures of acharacteristic, property or phenomenon whichis difficult to measure directly. For example,child abuse behaviours are difficult to measuredirectly by asking questions about suchbehaviours and their occurrence. Measuressuch as the occurrence of childhood injury orburns may be sometimes used as proxymeasures of child abuse.risk factorsThose characteristics, variables or hazards that,if present for a given individual, make it morelikely that this individual, rather than someoneselected at random from the generalpopulation, will develop a disorder or adverseoutcome.viii

I N D I C A T O R S O F S O C I A L A N D F A M I LY F U N C T I O N I N GEXECUTIVE SUMMARYAccording to a recent OECD Forum report (January, 1997),‘pressures on social cohesion are likely to evolve over the next two decades asunemployment, earnings inequality, demographic shifts, technologicalprogress, open trade, and greater competition in less constrained marketplaces, continue to contribute to economic and social turbulence.’Australia is no less immune to these pressures, with a perceived decline in socialcohesion which has placed stress on family and social functioning. Rapideconomic and social change can manifest as serious problems in thedevelopmental health and well-being of children, young people and their families.These problems include child abuse, early school failure, truancy, depression andsuicide, alcohol and drug abuse, teenage pregnancy, juvenile offending, violence,relationship and family breakdown.Many families where the adults have experienced unhappy childhoods and poormodelling by their own parents face other difficulties such as lack of support,loneliness, isolation and an inability to participate in mainstream society.Breaking this cycle by investing in social and human capital within families hasbeen shown to be a net financial benefit to a community.There is strong bipartisan support for investing in social capital and strengtheningcommunities to more effectively tackle some of Australia’s current problems.Families, schools and community leaders are now expressing alarm and concernat the impact of change on families and communities. This concern is beingexpressed in demands for strategies to deal with early school drop out, truancy,depression and suicide, alcohol and drug abuse, juvenile offending, violence,crime, unemployment, homelessness, and child abuse and neglect.The high prevalence and persistence of these problems are indicative of thegrowing burden shared by education, health, justice, and family and children’sservices. Their impact imposes substantial economic, personal and social costs togovernments, families, and communities who are seeking ways to prevent orreduce them.Current information systems do not collect adequate prevalence and risk factordata at the population level to inform government decision-making in tacklingthese societal problems. The lack of relevant indicators of social and familyfunctioning as key determinants of these outcomes is a serious impediment to thecapacity of departments to produce the relevant information to guide governmentpolicy and the development of preventive strategies.ix

I N D I C A T O R S O F S O C I A L A N D F A M I LY F U N C T I O N I N GTerms of referenceThe project focussed on these issues: which measures of social and family functioning have been shown to bevalid and reliable in Australian circumstances; which of these measures are the most useful in interpreting the impact ofchanges in family and social life on developmental health outcomes foryoung Australians; and what is the feasibility of including any of these in routine population-widesurveys such as the Census, the Australian Health Survey or other socialsurveys undertaken by the Australian Bureau of Statistics (ABS).Project backgroundSeveral government initiatives form the background of this project: the 1992 Commonwealth report on Health Goals and Targets for AustralianChildren and Youth which specified as one of its five goals the enhancementof family and social functioning; the 1995 release of the national policy on The Health of Young Australiansand the 1996 release of the National Health Plan for Young Australians. Thisplan called for a national information strategy for measuring and reportingon the health of young Australians; and a 1998 workshop on the National Child Health Information Framework whichrecommended that indicators of social and family functioning be identified forroutine use in national, state and local health and related data collections.FindingsA 1999 workshop on Indicators of Social and Family Functioning with 40 leadingscientists and policy makers in Australian research and government developed aframework for indicators of social and family functioning. The frameworkproposed in this report was supported by those attending the national workshop. Within government and research there is a need to analyse the link betweenserious outcomes in child health and well-being on one hand and indicatorsof social and family functioning on the other, and to do this across differentpopulations within Australia. At present the analysis of the link between outcomes in child health/wellbeing and indicators of social and family functioning is not possible. This isbecause either indicator data are not being collected or are collected in nonstandard ways. Data sources cannot be compared or combined.x

I N D I C A T O R S O F S O C I A L A N D F A M I LY F U N C T I O N I N G The rationale for selecting indicators of social and family functioning shouldbe based on the principle of causal pathways. Such a rationale identifiesopportunities to modify risks which have been associated with increases anddecreases in the prevalence of problems of developmental health and wellbeing. This allows the development of prevention strategies and betterintervention. Indicators should be chosen from the five 'resource' domains of family andsocial functioning: income, time, human capital, psychological capital andsocial capital (see Table 3, p.37). While there may be some limitations intheir usage, these indicators and their items represent the best method tosecure better data to describe current Australian family and socialfunctioning.It is recommended that1. A set of indicators of social and family functioning be selected on the basis oftheir capacity to measure risk exposures known to be on the causal pathwaysof poor health, educational, social and criminological outcomes. Theseindicators should be included in the regular social and health surveypublications of key government agencies on children, young people and theirfamilies.Population health researchers should also be encouraged toincorporate these indicators into research designs.2. The set of indicators of social and family functioning developed by the nationalworkshop be accepted. They cover five key resource domains for social andfamily functioning relevant to child health and well-being outcomes: time income human capital psychological capital social capital.3. The ‘Indicators of Social and Family Functioning Reference Instrument’(ISAFF-RI) (see Chapter 5) be used as an indicative measure to assess theacceptability and usefulness of such indicators.4. A technical advisory group be established, drawn from key agencies—theAustralian Bureau of Statistics (ABS), the Australian Institute of Health andWelfare (AIHW) and the Australian Institute of Family Studies (AIFS)—togetherwith leading scientists and information managers, to trial, review and refine thisand similar instruments capable of describing population and large sampletrends and characteristics for use in government and research settings.xi

I N D I C A T O R S O F S O C I A L A N D F A M I LY F U N C T I O N I N G5. Once appropriately developed, these indicators be considered in the currentNational Health and Medical Research Council (NHMRC) review of the nationalsurveillance and screening of children and young people.These findings and recommendations represent important achievements. Many ofthe key agencies responsible for reporting national, state and regional trends havesought direction for their collection of data on Australian family and socialfunctioning.This report, supported by an analysis of the current health and social scienceliterature, combined with a process of comprehensive consensus building amongleading Australian health and social scientists and policy makers, makes a uniquecontribution in directing attention and specifying actions to improve theseessential data collections.Current Australian efforts to address many of the problems that children andyoung people experience can only be evaluated over time through theimplementation of better measures of social and family functioning.This report directs a more concerted effort in the collection and reporting of bothoutcomes and indicators of social and family functioning. The broad frameworkprovided by the indicators can be applied across a range of government and nongovernment activity that supports families and children.xii

I N D I C A T O R S O F S O C I A L A N D F A M I LY F U N C T I O N I N G1:INTRODUCTIONThe heart of why we are developing indicators of social and familyfunctioning is not only to tell the world what the current and past profile ofchild and family well-being is, but also to predict the nature, extent andduration of possible patterns of future impacts on child well-being, if certaincourses of action aren’t taken or stopped (1).It is now increasingly recognised that the physical and mental health, coping skillsand competence of human populations arise in large part as a function of theoverall quality of the social environment during their developmental years (2).However, data that describe the developmental health and well-being and the socialcircumstances in which Australian families are living are in short supply (3, 4).Much is known and regularly published that describes Australia’s economicproductivity and standard of living. In contrast, surprisingly little is known andpublished that describes the well-being of Australian families, or how Australiansview their social and family circumstances.These observations have been given further impetus from strong bipartisansupport for investing in social capital and strengthening communities as a way ofeffectively tackling some of Australia’s current problems. The decline in socialcapital seemingly affects the capacity of the community to counter the growingburden of these problems.‘As societies become more complex, supplies of social capital can tend todiminish. People can feel that they are losing sight of what it means to bepart of a community. They may feel that somehow, they are missingsomething; that they cannot trust and rely on others as much as they did inthe past When communities start to disintegrate, they need something tohelp regenerate community spirit The Government is committed tofostering an environment in which all can play a part in building up socialcapital A price cannot be put upon the rich networks, social cohesion andexpanded opportunities that strategic partnerships create’ (5).Social capital refers to the quality and depth of relationships between people in afamily or community. Social capital is defined ‘as the processes and conditionsamong people and organisations that lead to accomplishing a goal of mutualbenefit. Those processes and conditions are manifested by four interrelatedconstructs: trust, cooperation, civic engagement, and reciprocity’ (6).The concept of social capital has been given prominence by Putnam (7) whoexamined the association between the strength of communities and their economicwell-being. It was popularised in Australia by Eva Cox in the 1995 ABC BoyerLectures (8). Since then, there has been considerable support for the developmentof social capital building policies by current Federal and State Governments.1

I N D I C A T O R S O F S O C I A L A N D F A M I LY F U N C T I O N I N GIn the systematic monitoring and reporting of social and family functioning severalquestions may be answered. Just how do families see themselves managing?What do they do with the resources that they have and how are these managedon behalf of children and other family members? What is the impact of economicand social policy on family and social functioning?Just as the economic circumstances of Australia are regularly reported over time,how might we characterise social and family functioning and report this in waysthat are helpful to families, communities and the many sectors that seek to supportthem? These are some of the important questions that need to be answered inorder to monitor, promote and support the health and well-being of children,families and communities.BackgroundThis project has its origins in the 1992 Commonwealth report on Health Goals andTargets for Australian Children and Youth (9). This report specified five key goalsand targets that would, if implemented, seek to: reduce the frequency of preventable premature mortality; reduce the impact of disability; reduce the incidence of vaccine-preventable disease; reduce the impact of conditions occurring in adulthood, but which havetheir origins or early manifestations in childhood or adolescence; and enhance family and social functioning.(9, p.11)The singling out of the enhancement of family and social functioning as an areafor particular intervention in the 1992 report was notable. For example, at thattime there was increasing evidence showing the benefits of improving parentingas a strategy to reduce child abuse (9, p.83).By 1995 the release of the national policy entitled The Health of Young Australians: Anational policy for children and young people represented the first formal commitmentby Commonwealth, State and Territory Governments to work cooperatively topromote, maintain and improve the health status of all Australian children and youngpeople (10). This was a significant policy commitment and was soon followed in1996 by the release of The National Health Plan for Young Australians (11).In this plan, two key action areas acknowledged the importance of familyfunctioning. The first action area, ‘Health and Supportive Environments’, specifiedinter-sectoral action to improve and maintain the health of young Australians with aspecific focus on family functioning and support. The other action area of ‘Research,Information and Monitoring’ called for the development of a national information2

I N D I C A T O R S O F S O C I A L A N D F A M I LY F U N C T I O N I N Gstrategy for measuring and reporting on the health of young Australians. This wouldmean developing measures suitable for monitoring the social determinants of health.Many of these measures relate to social and family functioning.In March 1998 the AIHW convened a workshop on the ‘National Child HealthInformation Framework’. (4) This workshop was specifically convened to addressthe research, information and monitoring needs that arose from the NationalHealth Plan for Young Australians. The aims of the workshop were to: evaluate the scope for monitoring and reporting on child health; identify gaps and deficiencies in available information on child health; outline a framework for identifying possible indicators for national childhealth reporting; and seek input for a developmental plan for child health information.Workshop participants recognised that a variety of indicators of family and socialfunctioning had been considered or were in use by different research groupsaround Australia. However, routinely reported national health statistics did notinclude specific measures of family and social functioning as either outcomemeasures or explanatory variables.Some proxy measures were in current use (such as single parent family) but thesewere seen to be inadequate. It was therefore agreed that funding should besought to try and identify a set of indicators that could be included in routinecollections, as well as used by researchers in child and youth health research.Hopefully, other domains of research and policy that involved children, such aswelfare and justice, would also see these as desirable and move to use them.In mid-1998 the former Commonwealth Department of Health and FamilyServices, now the Commonwealth Department of Family and Community Services,awarded a grant to the TVW Telethon Institute for Child Health Research to furtherthe collaborative development of indicators of social and family functioning.Terms of ReferenceThe terms of reference and broad objectives of this project were to determine: which measures of social and family functioning had been shown to be validand reliable in Australian circumstances; which of these measures were the most useful in interpreting the impact ofchanges in family and social life on health outcomes for young Australians; and what was the feasibility of including any of these in routine population-widesurveys such as the Census, the Australian Health Survey or other socialsurveys undertaken by the ABS.3

I N D I C A T O R S O F S O C I A L A N D F A M I LY F U N C T I O N I N GScopeThis report addresses the above objectives. It contains a rationale and frameworkto meet the emergent demand within Australia for measurement indicators ofsocial and family functioning. This report details core indicators for measuringtrends in, and the social circumstances of, children, families, and communities.These indicators have been assembled through a review of national andinternational scientific and policy initiatives in social indicators. Additionally anational workshop of leading scientists, government agencies and policy makerswas held to develop a consensus on these indicators.It should be noted here that the formulation of a proposed framework to measuresocial and family functioning is centred on outcomes for child health and wellbeing. However, the measures proposed and described in this document shouldalso properly inform a wider appreciation of Australian well-being. As such, theproposed indicators describe important aspects of Australia’s social capital, and inso doing extend and balance the measures of economic capital that are routinelyused to chart national progress and capacity.4

I N D I C A T O R S O F S O C I A L A N D F A M I LY F U N C T I O N I N G2:METHODSWe should look for indicators in a comprehensive search of the knowledgebase (12).The methodology was guided by the key objectives for this project. The broadobjective was to identify which indicators of social and family functioning weremost useful in interpreting the impact on health of changes in family and social life.Specific outputs of the process included: an audit of key international and Australian activity in the area of indicatordevelopment (see appendix B*); dissemination of key articles/reports on indicator development toparticipants in a national workshop (see appendix B); a two-day national workshop on indicators of social and family functioning; distribution of a workshop report to workshop participants; and presentation of a final report to the Commonwealth Department of Familyand Community Services.In achieving these, the project methods were staged as follows: an initial exercise to determine and define the parameters of the project forthe time available; a literature search and search of the World Wide Web on indicator use anddevelopment; and a national workshop for key stakeholders to process the findings of the literaturesearch and to reach consensus on indicators of social and family functioning.Defining the projectThe initial phase of the project included: contacting key researchers and centres in Australia and New Zealand forinformation on current research activities, suggested indicators of social andfamily functioning, and useful reference sources; reviewing key background documents (3-4, 9-12); reviewing the nature and extent of child and adolescent morbidity andmortality (13-17); reviewing the risk and intervention research to identify the risk andprotective factors on causal pathways to health and well-being (18-31); and reviewing comparative national family policies (32-35).Searching the literatureThe major purpose of the literature search was to identify possible indicators of5

I N D I C A T O R S O F S O C I A L A N D F A M I LY F U N C T I O N I N Gsocial and family functioning and to develop a measurement framework thatwould assist the development of public policy and practice.The search strategy relied significantly on both a literature search and search ofthe World Wide Web. The search was limited to research since 1990. There wasa particular emphasis on seeking current work and work in progress. Theprincipal search engines for the web were the Northern Light Search Engine,Dogpile, and Beaucoup, although others were used. A summary of findings ofkey international and national initiatives and activities is presented in appendix B.The key search words/sites used to locate information may be found in Table 4in appendix A.In addition to the web search and literature search, several key Australian andNew Zealand researchers identified by the project steering committee werecontacted personally and by letter. They were asked to provide input andfeedback in regard to developing indicators of social and family functioning.Their responses identified areas of local, national and international activity, as wellas issues of concern, which subsequently informed project development andworkshop proceedings.Conducting a national workshopThe second stage required the engagement and enrolment of key Australianleaders and academics in the process of indicator development. This wasachieved through the active participation of stakeholders in a two-day nationalworkshop sponsored by the Commonwealth Department of Family andCommunity Services. Three weeks before the workshop, selected key readingsand articles from the review of the research were distributed to participants,together with a discussion paper outlining the emerging need for indicators ofsocial and family functioning.The workshop process allowed for evidence-based discussion, debate and decisionmaking, and maximised the opportunity for consensus on indicators of social andfamily functioning. It developed the rationale for the selection, development anduse of indicators of social and family functioning at the national, state and regionallevels, and reached consensus on core indicators that measure basic aspects of time,income, human capital, psychological capital and social capital.This consensus view was achieved across major government agencies, namely theAIHW, the AIFS and the ABS, as well as key stakeholders, researchers, policymakers and practitioners.Appendix C lists the participants of the workshop, which was held on 12–13 April1999. The workshop report was distributed to all workshop participants andinformed the preparation this report.116Copies of the workshop report are available from the Commonwealth Department of Fam

of social and family functioning on the other, and to do this across different populations within Australia. At present the analysis of the link between outcomes in child health/well-being and indicators of social and family functioning is not possible. This is because either indicator data are not being collected or are collected in non-

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