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The Family-Centered Action Model ofIntervention Layout and Implementation(FAMILI): The Example of Childhood ObesityKirsten K. Davison, PhDHal A. Lawson, PhDJ. Douglas Coatsworth, PhDParents play a fundamental role in shaping children’sdevelopment, including their dietary and physical activity behaviors. Yet family-centered interventions are rarelyused in obesity prevention research. Less than half ofchildhood obesity prevention programs include parents,and those that do include parents or a family component seldom focus on sustainable change at the levelof the family. The general absence of a family-centeredapproach may be explained by persistent challenges inengaging parents and families and the absence of anintervention framework explicitly designed to fosterfamily-centered programs. The Family-centered ActionModel of Intervention Layout and Implementation, orFAMILI, was developed to address these needs. FAMILIdraws on theories of family development to frameresearch and intervention design, uses a mixed-methodsapproach to conduct ecologically valid research, andpositions family members as active participants in thedevelopment, implementation, and evaluation of familycentered obesity prevention programs. FAMILI is intendedto facilitate the development of culturally responsiveand sustainable prevention programs with the potential to improve outcomes. Although childhood obesitywas used to illustrate the application of FAMILI, thismodel can be used to address a range of child healthproblems.Keywords: community-based participatory research(CBPR), obesity, family health, child health,ecological systems theoryPowerful protective factors for children’s healthydevelopment and risk factors for maladjustmentare rooted in the family (Masten & Coatsworth,1998; Rothbaum & Weisz, 1994). Child and adolescentobesity provides a notable case in point. A large bodyof research documents the etiologic role that familiesplay in shaping behaviors linked with obesity in children (Institute of Medicine, 2005). An important implication is that childhood obesity prevention programsneed to be family-centered.Family-centered interventions focus on the needs ofchildren and adolescents while simultaneously targetingimproved outcomes for parents and the entire family system. Furthermore, family-centered programs place a heavyemphasis on intrafamilial and contextual factors thatdefine and govern daily life and influence family decisionmaking. Although many obesity intervention programsinclude family members, they remain child-focused suchthat improved behavioral and health outcomes for children are the primary focus; family members are primarily engaged to support changes in children’s healthbehaviors. In this article we outline the Family-centeredAction Model of Intervention Layout and Implementation(FAMILI), which was developed to facilitate the designand implementation of research-supported, culturallyresponsive, and sustainable family-centered programs. WHAT ARE FAMILY-CENTEREDINTERVENTIONS? ARE THEYEFFECTIVE?Terms used to describe or define interventions thatinclude family members have been used inconsistentlyHealth Promotion PracticeMonth XXXX Vol. XX, No. XX, xx-xxDOI: 10.1177/1524839910377966 2010 Society for Public Health EducationAuthors’ Note: Please address correspondence to Kirsten Davison,PhD, Department of Health Policy, Management and Behavior,University at Albany, SUNY, One University Place, Rm 183,Rensselaer, NY 12144; email: kdavison@albany.edu.11

Hal. A. Lawson, PhD, is a Professor of EducationalAdministration and Policy Studies and Professor of SocialWelfare at the University at Albany, Albany, New York.of family-centered programs, such as the AdolescentTransitions Program (Dishion, Kavanagh, Schneiger, Nelson,& Kaufman, 2002), highlight the flexible and tailorednature of family-centered programs, support the feasibility of incorporating family-centered programs into service settings such as home-health visitation programsand schools, and illustrate how the family system canbe engaged in the intervention process at different pointsin the life cycle.J. Douglas Coatsworth, PhD, is an Associate Professor ofHuman Development at the Pennsylvania State University,College Park, Pennsylvania. OBESITY-RELATED INTERVENTIONS:The AuthorsKirsten K. Davison, PhD, is an Associate Professor ofSocial Behavior and Community Health at the Universityat Albany, Albany, New York.both within and across disciplines. Intervention descriptors include family-based, family-sensitive, and familyfocused. The term family-centered is used herein because,according to Dunst and colleagues, family-centered interventions foster the highest level of family involvementand empowerment (Dunst, Johanson, Trivette, & Hamby,1991). More specifically, family-centered interventionsaddress family needs and concerns, seek to promotewellness in all family members, empower parents, andaddress important contextual factors affecting families(Briar-Lawson, Lawson, & Hennon, 2001; Dunst et al.,1991). As such, family-centered interventions are adaptive and responsive to family needs and cultural values. To promote program viability and sustainability,family-centered programs and services should be integrated into service settings with established relationships with families, including health centers, schools,the Supplemental Nutrition Program for Women, Infantsand Children (WIC), and Head Start (Hoagwood &Koretz, 1996).A well-known example of a family-centered programis the Nurse-Family Partnership, or NFP. NFP is a nursehome-visitation program for at-risk (i.e., single, lowincome, 19 years old) pregnant women with no previous live births (Olds, 2002). Under NFP, nurses conducthome visits with women during pregnancy and for2 years following birth and provide a range of individualized services designed to promote the use of prenatalcare, responsive parenting, and positive transitions formothers following birth. Nurse practitioners also seek toenhance parents’ informal social support network anduse of community services.An extensive body of research supports the effectiveness of NFP with positive outcomes noted for mothersand children (Olds, 2002). NFP coupled with other examples2HEALTH PROMOTION PRACTICE / Month XXXXARE THEY FAMILY-CENTERED?Having outlined the nature and scope of familycentered interventions, it is pertinent to consider theextent to which childhood obesity interventions arefamily-centered. Although prevention programs are thefocus of this article and the FAMILI model, obesitytreatment programs are also considered to provide amore complete illustration of the obesity interventionliterature.In a recent review of randomized controlled trials(RCTs) of childhood obesity treatment programs, morethan 70% of trials included parents or family members(Oude Luttikhuis et al., 2009). Furthermore, 40% of trials targeted parents and three trials focused exclusivelyon parents (Oude Luttikhuis et al., 2009). With regardto intervention content, treatment programs generallyemphasize knowledge and skill acquisition covering topics such as the mechanics of energy balance, the caloriccontent of foods, menu planning, and meal preparation.Additional family-related topics include barriers tohealthy eating and exercise, family communication strategies, and child management principles. A recent metaanalytic review of these programs supports the efficacyof childhood obesity treatment programs that includefamily members and address the family lifestyle (OudeLuttikhuis et al., 2009), although effect sizes tend tobe small. In response to the small effects observed, ithas been argued that treatment effects could be furtherenhanced by addressing broader family functioning,including family cohesion and family stress (Kitzmann& Beech, 2006), that is, by moving programs closer to afamily-centered approach. Such reconfigured treatmentprograms also promise improved effectiveness with lowincome or ethnic-minority families, populations that areunderrepresented in obesity treatment research.In contrast to treatment programs, the inclusion ofparents and family members is less evident in obesityprevention programs. As outlined in a recent review ofobesity prevention RCTs, only 40% of programs includeda family component and only 5% of programs explicitly

Phase 1: Utilize theories of familyPhase 2: Use a mixed methodsPhase 3: Use participatorydevelopment to frame familycentered research and practice.approach to examine factorsimpacting on parents and familiesthat are relevant for interventiondesign. This process should beginwith a qualitative assessment of therealities of daily family life followedby a quantitative assessment of thepatterns identified.methods to develop, implement, andevaluate family-centeredinterventions that empower parentsand caregivers to foster healthyfamily lifestyles and establishsystems-level change that reinforcesfamily change.Objective: Promote thedevelopment of research questionsthat recognize and examine thecomplexity of interactions withinfamilies and the larger systemsimpacting on family lifestylebehaviors.Objective: Facilitate the linkbetween basic and applied research.Objective: Implement culturallysensitive and sustainable programsto promote healthy family lifestyles.FIGURE 1 The Family-Centered Action Model of Intervention Layout and Implementationtargeted behavioral change in family members (Stice,Shaw, & Marti, 2006). A meta-analysis of these programsindicates that the inclusion of family members in obesityprevention programs, as conceptualized to date, does notimprove program effectiveness (Stice et al., 2006). Recentreviews of RCT and non-RCT interventions to promotephysical activity among youth arrive at similar conclusions (Kahn et al., 2002; O’Connor, Jago, & Baranowski,2009). Common strategies used in obesity preventionprograms include joint parent–child exercise sessionsand group educational sessions highlighting the benefits of healthy eating and physical activity and outliningbehavior change strategies. Larger contextual factorsaffecting families and general family dynamics are rarelyaddressed.In brief, childhood obesity treatment and preventionprograms are seldom family centered. Although parentsand families are involved in treatment programs, andto a lesser extent prevention programs, programs thatinclude parents or family members largely focus onteaching parents how to create environments to supportbehavioral change in children. Factors that affect familylifestyles such as poverty, employment, family conflictand violence, housing instability, and neighborhoodfactors are rarely addressed (Kitzmann & Beech, 2006).Furthermore, few interventions are integrated into service delivery systems (a notable exception is programsdirected at children aged 0 to 5 years; Campbell &Hesketh, 2007). In the majority or programs, parents andfamilies are expected to attend specialized interventionsessions outside of their general daily routines (e.g., evening educational classes). Intervention practices likethese restrict the engagement and active involvement offamilies and the potential to develop effective and sustainable family-centered programs in real-world settings. THE FAMILY-CENTERED ACTIONMODEL OF INTERVENTION LAYOUTAND IMPLEMENTATIONThe general lack of attention given to the family systemin obesity interventions for children stems in part fromthe frequently cited complications of recruiting andretaining families (Prinz et al., 2001). Such complications are particularly evident among economically disadvantaged families. In addition, obesity interventionistsare rarely trained in child and family development. Asa result, many are not familiar with theories of familydevelopment, accumulating research on family-centeredinterventions (Spoth, Kavanagh, & Dishion, 2002) andpredictors of family engagement and retention in programs(Coatsworth, Duncan, Pantin, & Szapocznik, 2006; Harachi,Catalano, & Hawkins, 1997).FAMILI was developed in response to these needs.Although we use the example of childhood obesity toillustrate the application of FAMILI, the model can beapplied to a wide range of health outcomes. As illustratedin Figure 1, FAMILI encompasses a three-phase processthat includes: (a) using theories of family development togenerate research questions and conceptualize researchprograms that examine intrafamilial processes and thebroader complexities of family life, (b) using a ground–upapproach that emphasizes qualitative methods during theformative stages of research, and (c) using participatory oraction-based research methods to empower parents to useknowledge gained during Phase 2 to develop strategies topromote healthy family lifestyles. This three-stage processreflects a progression from theory to research to practice.Although this progression is not novel, the strategiesspecified in each phase to promote sustainable familycentered interventions represent a unique contribution.Davison et al. / FAMILY-CENTERED INTERVENTIONS3

Phase 1: Use Theories of Family Development toFrame Family-Centered Research and PracticeThe first phase of FAMILI promotes the use of developmental theories to guide basic and applied research.One such theory is the family systems perspective(Cowan, Powell, & Cowan, 1998; Steinglass, 1987).According to this perspective, child development is afunction of biological and psychological characteristicsof each family member, the quality of relationshipsbetween family members, and relationships betweenfamily members and institutions outside the family(e.g., peers, work, child care) that serve as sources ofstress, support, models, and values (Cowan et al., 1998).Family systems–derived interventions therefore addressthe entire family system and key sources of influenceoutside the family that affect families.Theories of family development are rarely used tostructure obesity-related research and intervention.A companion systems theory, Ecological Systems Theory(EST), however has been widely endorsed and used inbasic and applied obesity research. EST emphasizes theneed to consider the contexts in which an individual isembedded to explain and modify human behavior(Bronfenbrenner & Morris, 1988). Although widespreadapplication of EST in obesity research and public healthhas facilitated a movement away from interventionsthat exclusively target individual beliefs, attitudes, andbehaviors, interventions for youth that are informed byEST are still largely child centered. That is, the resulting programs do not address the family ecology or thefundamental role families play in mediating children’sexperience of the world. For this reason, Phase 1 ofFAMILI encourages an exploration of alternate theoriesof behavioral change—particularly those that emphasizethe family system.One such example is the Family Ecological Model(FEM; Davison & Campbell, 2005). The FEM integratesthe ecological model with a family systems perspective.As outlined in the FEM (shown in Figure 2), parentsinfluence children’s physical activity and dietary behaviors as a result of their knowledge and beliefs related todiet, physical activity, and body weight. In turn, parents’knowledge and beliefs influence the extent to which theymodel healthy and unhealthy behaviors, use feedback toshape children’s diet and activity behaviors, and facilitatechildren’s access to environments that promote healthyor unhealthy eating and physical activity.Most importantly, the FEM model emphasizes thatparenting practices and strategies specific to diet andphysical activity are shaped by factors proximal to children and parents in addition to the contexts in whichthey live and interact. Specifically, parenting is shaped4HEALTH PROMOTION PRACTICE / Month XXXXby (a) family demographics such as parents’ income,ethnicity, and education; (b) child characteristics suchas children’s age, gender, perceived competencies, andweight status; (c) organizational characteristics such asparents’ job characteristics and work demands; (d) community characteristics, including access to healthy foodsand recreational spaces; and (e) media and policy factorssuch as nutrition labeling and advertising food productsto children. Using developmental theories such as theFEM will better orient research toward practice.Phase 2: Use a Mixed-Methods Approachto Examine Factors Affecting FamiliesThat Are Relevant for Intervention DesignIn Phase 2 of FAMILI, the broadly defined family processes and ecologies prescribed in theories from Phase 1are examined in detail. Given the limited body ofresearch in this area, early research of this nature shoulduse qualitative methods, such as in-depth interviewsand focus groups. This strategy will allow parents andfamily members to shape the research agenda, therebyensuring that the knowledge generated is ecologicallysituated and reflects family preferences and experiencerather than researcher assumptions. The pertinent factorsthat emerge through this process then can be examinedquantitatively to validate and expand the initial findings.Studies of this nature are particularly informative forthe design of family-centered interventions. A recentstudy examining factors that constrain parents’ abilityto encourage their children to be physically active illustrates the import of this approach (Davison, 2009). In aseries of focus groups, White and African Americanparents of elementary school–aged children were askedto describe constraints to their ability to encourage activelifestyles among their children. Guided by the FEM,parents were encouraged to consider a broad range offactors that might affect their parenting. Parents identified constraints from all levels of the FEM, includingwork commitments, family members being unsupportive, having to care for children across a wide age range,children’s lack of self-confidence in physical activity,the conflicting role of home work, and the lack of accessto affordable community-based programs.A subsequent quantitative assessment of the identifiedconstraints and parenting strategies specific to children’sphysical activity revealed a number of pertinent findings (Davison, 2009). First, 96% of parents reported thatit was important to support their children’s physicalactivity, suggesting that educational programs alone thathighlight the importance of active lifestyles would beineffective. Second, some barriers were reported by themajority of parents and could therefore be addressed

FIGURE 2 The Family Ecological Modelacross interventions designed for varying demographicgroups. For example, the most frequently reported barrier across all demographic groups was the perceptionthat homework directly competed with children’s timeto be active and that homework was more important.Finally, a number of barriers were reported more frequently in some demographic groups than others, creating a profile of barriers for each group. Such informationcan be used to tailor programs to the needs of specificgroups and to direct resources to the areas most needed.Phase 3: Use Participatory Methods to Develop,Implement, and Evaluate Family-CenteredInterventions That Empower Parents andCaregivers to Establish Healthy Family LifestylesHaving identified important contextual factors thataffect families, health practitioners and interventionscientists can then engage parents and family membersas key stakeholders in determining which of these factors will be addressed and how to address them. Thisprocess forms the basis of Phase 3 of FAMILI.Phase 3 draws heavily on participatory methodsfrom the paradigm of community-based participatoryresearch (CBPR; Israel, Schulz, Parker, & Becker, 1998).Community is defined broadly in this context to includeall who are affected by the research results (Green &Mercer, 2001). In family-centered programs, family members are the primary “community” of interest. At the coreof this methodology is the participation of members ofthe target population in the proc

Additional family-related topics include barriers to healthy eating and exercise, family communication strat-egies, and child management principles. A recent meta-analytic review of these programs supports the efficacy of childhood obesity treatment programs that include family members and address the family lifestyle (Oude

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