Amartya Sen Democracy And Its Globail Roots

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I25OCTOBER6,2003 -THE NEW REPUBLICIn "You Thmred to Me," for instance, hemoves down the scale in C major, makingimpressive-sounding augmented chordswith small variations on simple triads.Costello has gone all mushy for augmented chords, which sound jazzy and sophisticated, and he is nearly as charmed bythe Dorian mode, which can have aneerie quality. His mastery of these devicesis still developing; at points Costello'sharmony is arbitrarily complex, not yetorganic. Compositionally, much of Northsounds like exercises, although that is toCostello's credit, in one sense. (He andI are roughly the same age, and I find itprogressively more difficult to get myselfto do exercises of any sort.) That Costellohas the wherewithal to try a new musicalinstrument and to learn a new set of skillsis remarkable in itself, and the resultingmusic is far more interesting than hearing him play "Pump It Up" for the jillionth time. (Costello plays piano-in amanner so spare it is nearly absent-ontwo tracks of North, and his longtimekeyboardist Steve Nieve plays much thesame way on all the others.)Lyrically, North has Costello's mostdisciplined writing-not his most dynamic (This Year's Model) nor his mostimaginative (ImperialBedroom), but hismost conversational, his simplest. Habitually verbose, Costello barely sounds likehimself here. Each song on North hasfewer than half the words of a typical selection on any previous Elvis Costello album, and they are employed with uncommon restTaint. Only once does Costellouse Tin Pan Alley cliches, in "I'm Inthe Mood Again," and he does so with atheatrical wink: "I lay my head down onfine linens and satin/Away from the madlhatters who live in Manhattan/The Empire State Building illuminating the sky/I'm in the mood, I'm in the mood, I'm inthe mood again."lThe language is mostlypersonal and intimate, with Costelloassuming fewer roles than usual. He issinging as himself, celebrating love andbemoaning its futility, and ruminating onthe passage of time: "I never did what Iwas told/I trampled though the amberand the burnished gold/But now I clearlysee how cruel the young can be."Modulating his voice to accommodatethe material, Costello sings his sedate newsongs in a more tempered version of the;mellow baritone into which he has shifted!for ballads since he crooned "My Funny,Valentine" on the B-side of a single in1978. Some of his old fans have belittledhim for trying to be Frank Sinatra, but the.classic pop singer to whom he is most in-,debted is Billy Eckstine, the original mu-,sically adventurous jazz-pop vocalist with'a bad-boy reputation and a throbbing.vibrato. I know Costello is an admirer ofthe late "Mr. B" because I saw him sittingwith his mother and studying Eckstine inperformance at the Blue Note nightclub'in Manhattan sometime in the late 1980slIt was a strange, grim evening. Eckstm&while vigorous and in good voice, hadfallen into disfavor and was struggling to!reclaim his lost glory. As his finale, hle0fumbled through a pandering medley ofrecent pop hits far beneath an artist With!his gifts-"Love the One You're With",and "Walk a Mile in My Shoes," I remem-'ber, and somnething else of that ilk, maybei"Gentle on My Mind." North may be aflawed effort, but its defects are aspirational, and I would rather suffer them.than watch another great artist go south. m.IIAmartya SenDemocracy and Its Globail RootsWhy democratization isnot the same as Westernization. ,# FI.HERE IS NO MYSTERY IN THEfact that the iimnediateprospects of democracy inIraq, to be ushered in by theAmerican-led alliance, arebeing viewed with increasing skepticism.The evident ambiguities in the goals ofthe occupation and the lack of clarityabout the process of democratizationmake these doubts inescapable. But itwould be a serious mistake to translatethese uncertainties about the immediateprospects of a democratic Iraq into a larger case for skepticism about the generalpossibility of-and indeed the need forhaving democracy in Iraq, or in any othercountry that is deprived of it. Nor is therea general ground here for uneasinessabout providing global support for thestruggle for democracy around the world,which is the most profound challenge of:;our tines. Democracy movements acrossthe globe (in South Africa and Argentinaand Indonesia yesterday, in Burma andZitnbabwe and elsewhere today) reflectpeople's determination to fight for political participation and an effective voice.Apprehensions about current events inIraq have to be seen in their specific conItext; there is a big world beyond.It is important to consider, in thebroader arena, two general objections tothe advocacy of democracy that have recently gained much ground in international debates and which tend to colordiscussions of foreign affairs, particularly in America and Europe. There are,first, doubts about what democracy canachieve in poorer countries. Is democracynot a barrier that obstructs the processof development and deflects attentionfrom the priorities of economic and socialchange, such as providing adequate food,::iStid:Ftft:::i[ff raising income per head, and carrying outinstitutional reform? It is also argued thatdemocratic governance can be deeply illiberal and can inflict suffering on thosewho do not belong to the ruling majorityin a democracy. Are vulnerable groups,not better served by the protection thatauthoritarian governance can provide? IThe second line of attack concentrates;on historical and cultural doubts aboutadvocating democracy for people whodo not, allegedly, "know" it.'The endorse-,ment of democracy as a general rule forall people, whether by national or inter-:national bodies or by human rights ac-'tivists, is frequently castigated on the,ground that it involves an attempted im Iposition of Western values and Western IAmartya Sen is master of Trinity College,'Cambridge.He received the Nobel Prizcin Economics inI998.I

-Il. THE NEW REPUBLICpractices on non-Western societies. Theargument goes much beyond acknowledging that democracy is a predominantly Western practice in the contemporaryworld, as it certainly is.It takes the formof presuming that democracy is an idea ofwhich the ro6ts can be found exclusivelyin some distinctively Western thoughtthat has flourished uniquely in Europeand nowhere else-for a very long time. .HESE ARE LEGITIMATEANDcogent questions, and they are,understandably, being askedLL with some persistence. But arethese misgivings really well-founded? Inarguing that they are not, it is important to note that these lines of criticismare not altogether unlinked. Indeed, theflaws in both lie primarily in the attemptto see democracy in an unduly narrowand restricted way-in particular, exclusively in terms of public balloting and notmuch more broadly, in terms of whatJohn Rawls called "the exercise of publicreason." This more capacious concept includes the opportunity for citizens to participate in political discussions and so tobe in a position to influence public choice.In understanding where the two lines ofattack on democratization respectivelygo wrong, it is crucial to appreciate thatdemocracy has demands that transcendthe ballot box.Indeed, voting is only one waythough certainly a very important wayof making public discussions effective,when the opportunity to vote is combined with the opportunity to speak, andto listen, without fear. The force and thereach of elections depend critically onthe opportunity for open public discussion. Balloting alone can be woefully inadequate, as is abundantly illustratedby the astounding electoral victories ofruling tyrannies in authoritarian regimes,from Stalin's Soviet Union to SaddamHussein's Iraq. The problem in thesecases lies not just in the pressure that isbrought to bear on voters in the act ofballoting itself, but in the way public discussion of failures and transgressions isthwarted by censorship, suppression ofpolitical opposition, and violations of basic civil rights and political freedoms.The need to take a broader view ofdemocracy-going well beyond the freedom of elections and ballots-has beenextensively discussed not only in contemporary political philosophy, but also inthe new disciplines of social choice theory and public choice theory, influenced by OCTOBER6,200329economic reasoning as well as by politicalideas. The process of decision-makingthrough discussion can enhance information about a society and about individual priorities, and those priorities may respond to public deliberation. As JamesBuchanan, the leading public choice theorist, argues, "The definition of democracy as 'government by discussion' impliesthat individual values can and do changein the process of decision-making."All this raises deep questions aboutthe dominant focus on balloting and elections in the literature on world affairs, andabout the adequacy of the view, well articulated by Samuel P. Huntington in TheThird Wave; that "elections, open, freeand fair, are the essence of democracy, theinescapable sine qua non." In the broaderperspective of public reasoning, democracy has to give a central place to guaranteeing free public discussion and deliberative interactionsin political thought andpractice-not just through elections norjust for elections. What is required, asRawls observed, is the safeguarding of"diversity of doctrines-the fact of pluralism," which is central to "the public culture of modern democracies," and whichmust be secured in a democracy by "basicrights and liberties."The broader view of democracy interms of public reasoning also allows usto understand that the roots of democracy go much beyond the narrowly confined chronicles of some designated practices that are now seen as specifically"democratic institutions." This basic recognition was clear enough to Tocqueville. In 1835, in Democracy in America,he noted that the "great democratic revolution" then taking place could be seen,from one point of view, as "a new thing,"but it could also be seen, from {a broaderperspective, as part of "the most continuous, ancient, and permanent tendencyknown to history." Although he confinedhis historical examples to Europe's past(pointing to the powerful contributiontoward democratization made by the admission of common people to the ranksof clergy in "the state of France sevenhundred years ago"), Tocqueville's general argument has immensely broaderrelevance.The championing of pluralism, diversity, and basic liberties can be found in thehistory of many societies.The long traditions of encouraging and protecting public debates on political, social, and cultural matters in, say, India, China, Japan,Koiea, Iran, lrkey, the Arab world, andINCIVIL SOCIETY * INDIVIDUAL LIBERTYFREE MARKETS * LIMITED GOVERNMENTe- C A T O e--S Ur R E 1EC 0 U R TR E V I E WVCoui ReviewThe 2002-2003 Supreme CourtTterm promises to be one of themost important of the last decade.The Cato Supreme Court Reviewanalyzes the most important andfar-reaching cases of the year froma classical Madisonian perspective.This edition will review, amongother cases, affirmative action,sexual privacy, intellectual property,aoss burning, commerdal speech,and federalism. 250 pp./ 15.00paper ISBN 1-930865-52-XAvailable at boolstores nationwide.To order call 1-800-767-1241or visit www.cato.org.

I-30OCTOBER6,2003*TiHE NEW REPUBLICmany parts of Africa, demand much fullerrecognition in the history of democraticideas. This global heritage is groundenough to question the frequently reiterated view that democracy is just a Westem idea, and that democracy is thereforejust a form of Westernization. The recognition of this history has direct relevancein contemporary politics in pointing tothe global legacy of protecting and promoting social deliberation and pluralistinteractions, which cannot be any less important today than they were in the pastwhen they were championed.Long Walkto Freedom, Nelson Mandela describes how impressed he was, as ayoung boy, by the democratic nature of the proceedings of the local meetings that were held in the regent's housein Mqhekezweni:N HIS AUTOBIOGRAPHY,Everyone who wanted to speak didso. It was democracy in its purestform. There may have been a hierarchy of importance among the speakers, but everyone was heard, chief andsubject, warrior and medicine man,shopkeeper and farmer, landownerand laborer. .The foundation ofself-government was that all menwere free to voice their opinions andequal in their value as citizens.Africa also had the misfortune of beingcaught right in the middle of the, ColdWar, in which each of the superpowerscultivated military rulers friendly to itselfand hostile to the enemy. No militaryusurper of civilian authority ever lacked asuperpower friend, linked with it in a military alliance. A continent that seemed inthe 1950s to be poised to develop democratic politics in newly independent countries was soon being run by an assortmentof strongmen who were linked to oneside or the other in the militancy of theCold War. Ihey competed in despotismwith apartheid-based South Africa.That picture is slowly changing now.with post-apartheid South Africa playing a leading part. But, as Anthony Appiah has argued, "ideological decolonization is bound to fail if it neglects eitherendogenous 'tradition' or exogenous'Western' ideas." Even as specific democratic institutions developed in the Westare welcomed and put into practice, thetask requires an adequate understanding of the deep roots of democraticthought in Africa itself Similar issuesarise, with varying intensity, in otherparts of the non-Western world as theystruggle to introduce or consolidate democratic governance.PJfl7JHE IDEA THAT DEMOCRACY ISMeyer Fortes and Edward E. EvansPritchard, the great anthropologists ofAfrica, argued in their classic bookAfrican PoliticalSystems, published morethan sixty years ago, that "the structure ofan African state implies that kings andchiefs rule by consent."There might havebeen some over-generalization in this, ascritics argued later; but there can be littledoubt about the traditional role and thecontinuing relevance of accountabilityand participation in African political heritage. To overlook all this, and to regardthe fight for democracy in Africa only asan attempt to import from abroad the"Westem idea" of democracy, would be aprofound misunderstanding. Mandela's"long walk to freedom" began distinctlyat home.Nowhere in the contemporary worldis the need for more democratic engagement stronger than in Africa. The continent has suffered greatly from the domination of authoritarianism and militaryrule in the late twentieth century, following the formal closure of the British,French, Portuguese, and Belgian empires.an essentially Western notion.is sometimes linked to thepractice of voting and electionsin ancient Greece, specifically in Athensfrom the fifth century B.C.E. In the evolution of democratic ideas and practices itis certainly important to note the remarkable role of Athenian direct democracy,starting from Cleisthenes's pioneeringmove toward public balloting around506 B.C.E. The term "democracy" derivesfrom the Greek words for "people" (demos) and "authority" (kratia). Althoughmany people in Athens-women andslaves in particular-were not citizensand did not have the right to vote, the vastimportance of the Athenian practice ofthe sharing of political authority deservesunequivocal acknowledgmnent.But to what extent does this makedemocracy a basically Westem concept?There are two major difficulties in takingthis view. Ihe fiist problem concerns theimportance of public reasoning, whichtakes us beyond the narrow perspectiveof public balloting. Athens itself wasextremely distinguished in encouragingpublic discussion, as was ancient Greece iin general. But the Greeks were notunique in this respect, even among ancient civilizations, and there is an extensive history of the cultivation of tolerance, pluralism, and public deliberationin other societies as well.The second difficulty concerns thepartitioning of the world into discrete icivilizations with geographical correlates,,in which ancient Greece is seen as partand parcel of an identifiable "Western"tradition. Not only is this a difficult thingto do given the diverse history of different parts of Europe, but it is also hard tomiss an implicit element of racist thinking in such wholesale reduction of Westem Civilization to Greek antiquity.;In thisperspective, no great difficulty is perceived in seeing the descendants of, say,Goths and Visigoths and Other Euro-'peans as the inheritors of the Greek tra-,dition ("they are all Europeans"), whilethere is great reluctance to take note ofthe Greek intellectual links with ancientEgyptians, Iranians, and Indians, despite the greater interest that the ancientGreeks themselves showed-as recordedin contemporary accounts-in talking tothem (rather than in chatting with the an-'cient Goths).Such discussions often concerned issues that are directly or indirectly relevant to democratic ideas. When Alex- :ander asked a group of Jain philosophersin India why they were paying so little attention to the great conqueror, he gotthe following reply, which directly questioned the legitimacy of inequality:' ingAlexander, every man can possess onlyso much of the earth's surface as this weare standing on. You are but human likethe rest of us, save that you are alwaysbusy and up to no good, traveling somany miles from your home, a nuisanceto yourself and to others! . You willsoon be dead, and then you will own justas much of the earth as will suffice tobury you."Arrian reports that Alexanderresponded to this egalitarian reproachwith the same kind of admiration as hehad shown in his encounter with Diogenes, even though his actual conduct remained unchanged ("the exact opposite 1of what he then professed to admire").Classifying the world of ideas in terms Ofshared racial characteristics of proximatepopulations is hardly a wonderful basisfor categorizing the history of thought.Nor does it take into account how intellectual influences travel or how parallel developments take place in a world:

-----THE NEW REPUBLIClinked by ideas rather than by race. Thereis nothing to indicate that the Greek experience in democratic governance hadmuch' immediate impact in the countriesto the west of Greece and Rome-in, say,France or Germany or Britain. By contrast, some of the contemporary cities inAsia-in Iran, Bactria, and India-incorporated elements of democracy in municipal governance, largely under Greek influence. For several centuries after thetime of Alexander, for example, the cityof Susa in southwest Iran had an electedcouncil, a popular assembly, and magistrates who were proposed by the counciland elected by the assembly. There is alsoconsiderable evidence of elements of democratic governance at the local level inIndia and Bactria over that period.It must be noted, of course, that suchovertures were almost entirely confinedto local governance, but it would nevertheless be a mistake to dismiss these earlyexperiences of participatory governanceas insignificant for the global history ofdemocracy. The seriousness of this neglect has to be assessed in light of theparticular importance of local politics inthe history of democracy, including thecity-republics that would emerge morethan a millennium later in Italy, from theeleventh century onward.As Benjamin I.Schwartz pointed out in his great bookThe World of Thought in Ancient China,"Even in the history of the West, with itsmemories of Athenian 'democracy,' thenotion that democracy cannot be implemented in large territorial states requiring highly centralized power remainedaccepted wisdom as late as Montesquieuand Rousseau."Indeed, these histories often play inspirational roles and prevent a sense ofdistance from democratic ideas. WhenIndia became independent in 1947, thepolitical discussions that led to a fully democratic constitution, making India thelargest democracy in the twentieth century, not only inclu

having democracy in Iraq, or in any other country that is deprived of it. Nor is there a general ground here for uneasiness about providing global support for the struggle for democracy around the world, which is the most profound challenge of our tines. Democracy

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