Antimicrobial Stewardship Gap Analysis Tool

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Appendix C: Antimicrobial Stewardship Gap Analysis ToolAntimicrobial Stewardship Gap Analysis ToolAntimicrobial StewardshipStrategiesAntimicrobial StewardshipStrategy AuditAction Step: Identify antimicrobial stewardship championsA physician serves asantimicrobial stewardship(AS) champion to supportfollowing clinical practiceguidelines for antimicrobialprescribing Yes; name and position:Nursing leadership serves asan AS champion to promotenursing assessment,documentation, andcommunication inantimicrobial stewardshipactivities Yes; name and position:A coordinator is assigned tooversee AS activities Yes; name and position:Senior leadership issupportive of AS activities Yes; name(s) and position(s): No (if checked, complete questions below)Barriers:Action Steps to Address Barriers: No (if checked, complete questions below)Barriers:Action Steps to Address Barriers: No (if checked, complete questions below)Barriers:Action Steps to Address Barriers:How is support demonstrated? No (if checked, complete questions below)Barriers:Action Steps to Address Barriers:Minnesota Antimicrobial Stewardship Program Toolkit for Long-term Care FacilitiesGuidance for Promoting Antimicrobial Stewardship in LTCF: Page 1www.health.state.mn.us

Action Step: Incorporate antimicrobial stewardship issues into a committee/workgroup(Antimicrobial Stewardship Team)A committee/workgroup(Antimicrobial Stewardship[AS] Team) is identified toincorporate AS issues Yes; AS Team formed Existingcommittee/workgroup:Identify committee membership: AS champion(s) Consulting or in-housepharmacist Nursing leadership Quality improvement AS Coordinator LTCF infection preventionist Senior leadership Information technologist Other: (e.g. members of collaborating hospital’s AS Team,microbiologyrepresentative): NoBarriers:AS Team develops andcommunicates roles andresponsibilities aboutantimicrobial stewardshipfor facility stakeholdersAction Steps to Address Barriers: Yes; describe: AS Team roles and responsibilities have been developed and aredocumented below:AS Team Member Name/Role:Responsibilities: AS Team roles and responsibilities are communicated to facilitystakeholders as described below: No (if checked, complete questions below)Barriers:Action Steps to Address Barriers:AS Team members havededicated time for ASactivities Yes; describe: No (if checked, complete questions below)Barriers:Action Steps to Address Barriers:The facility explores quality Yes; describe:improvement- and residentsafety-related grant funding No (if checked, complete questions below)opportunities that couldBarriers:Action Steps to Address Barriers:incorporate AS activitiesMinnesota Antimicrobial Stewardship Program Toolkit for Long-term Care FacilitiesGuidance for Promoting Antimicrobial Stewardship in LTCF: Page 2www.health.state.mn.us

AS Team regularly reviewsantimicrobial usesummaries/reports Yes; describe the review process, including the types ofsummaries/reports, and the frequency of review: NoBarriers:Action Steps to Address Barriers:The consulting or in-house Yes; name of pharmacist:pharmacist is engaged in ASRole: Consulting pharmacist In-house pharmacistactivities, particularlyantimicrobial measurement NoBarriers:Action Steps to Address Barriers:Nursing leadership/nursingchampion regularlycommunicates AS progressto nursing assistants andnurses Progress may includeimproved shift changehand-offs, compliancewith use of Situation–Background–Assessment– Request(SBAR) form, infectionrates, communicationand documentation ofnursing assessments, etc. Yes; describe the communication process, including the frequency ofcommunication:Medical director/physicianchampion regularlycommunicates AS progressto licensed providers in thefacility Consider communicatingaggregate and/orindividual antimicrobialuse results to providers Yes; describe the communication process, including the frequency ofcommunication:Medical director/physicianchampion communicatesaggregate and/or individualantimicrobial use results toproviders Yes; describe the communication process, including the regularity ofcommunication: NoBarriers: NoBarriers: NoBarriers:Action Steps to Address Barriers:Action Steps to Address Barriers:Action Steps to Address Barriers:Minnesota Antimicrobial Stewardship Program Toolkit for Long-term Care FacilitiesGuidance for Promoting Antimicrobial Stewardship in LTCF: Page 3www.health.state.mn.us

Published clinical practiceguidelines that support ASare reviewed by key ASstakeholders – at aminimum the medicaldirector/antimicrobialstewardship physicianchampion, nursingleadership/director ofnursing, infectionpreventionist, consulting/in-house pharmacist Yes; check all guidelines reviewed, and indicate by whom they arereviewed: Loeb M, Bentley DW, Bradley S, et al. Development of minimum criteriafor initiation of antibiotics in long-term care residents: Results of aconsensus conference. Infection Control and Hospital Epidemiology2001; 22:120-4. Medical director/AS physician champion Nursing leadership/director of nursing Infection preventionist Consulting/ in-house pharmacist Other, please specify: SHEA Position Paper. Nicolle LE, the SHEA Long-Term Care Committee.Urinary tract infections in long-term care facilities. Infection Control andHospital Epidemiology2001; 22:167-75. Medical director/AS physician champion Nursing leadership/director of nursing Infection preventionist Consulting/ in-house pharmacist Other, please specify: SHEA Position Paper. Strausbaugh LJ, Crossley KB, Nurse BA, et al.Antimicrobial resistance in long-term care facilities. Infection Control andHospital Epidemiology 1996; 17:129-40. Medical director/AS physician champion Nursing leadership/director of nursing Infection preventionist Consulting/ in-house pharmacist Other, please specify: SHEA Position Paper. Nicolle LE, Bentley D, Garibaldi R, et al.Antimicrobial use in long-term care facilities. Infection Control andHospital Epidemiology 1996; 17:119-28. Medical director/AS physician champion Nursing leadership/director of nursing Infection preventionist Consulting/ in-house pharmacist Other, please specify: IDSA Guidelines. High KP, Bradley SF, Gravenstein S, et al. Clinicalpractice guideline for the evaluation of fever and infection in olderadult residents of long-term care facilities: 2008 update by theInfectious Diseases Society of America. Clin Infect Dis 2009; 48:149-171.Available at:www.idsociety.org/Other Guidelines/#sthash.ntIBYQdM.IkHRSefX Medical director/AS physician champion Nursing leadership/director of nursing Infection preventionist Consulting/ in-house pharmacist Other, please specify:Minnesota Antimicrobial Stewardship Program Toolkit for Long-term Care FacilitiesGuidance for Promoting Antimicrobial Stewardship in LTCF: Page 4www.health.state.mn.us

Action Step: Provide education and training to nursing staff at all levels within the facility to promotethe timely and accurate recognition, assessment, communication, and documentation of change in aresident’s condition Other(s): Medical director/AS physician champion Nursing leadership/director of nursing Infection preventionist Consulting/ in-house pharmacist Other, please specify: No (if checked, complete questions below)Barriers:Action Steps to Address Barriers:Action Step: Provide regular antimicrobial stewardship education and training to all healthcarepersonnel, including providersProvide education and Yes; describe regularity of education and training, staff to whom it wastraining about AS toprovided, and topics included:resident care staff, includingprovidersConsider including findingsfrom AS assessments suchas: No Nursing and ProviderAntibiotic Use Attitudes Barriers:and Beliefs Surveys(Appendix D) Antimicrobial UseAssessment (Appendix E) Nursing ProcessEvaluation tool(Appendix F)Action Steps to Address Barriers:Minnesota Antimicrobial Stewardship Program Toolkit for Long-term Care FacilitiesGuidance for Promoting Antimicrobial Stewardship in LTCF: Page 5www.health.state.mn.us

Nursing staff at all levelswithin the facility utilizeeducation and training toolsto promote the timely andaccurate recognition,assessment, communication,and documentation ofchange in a resident’sconditionConsider the following toolsthat provide cues andorganize observations ofresident changes: Agency for HealthcareResearch and Quality(AHRQ) Improving PatientSafety in Long-Term CareFacilities:o Module 1. DetectingChange in a Resident'sConditiono Module 2.CommunicatingChange in a Resident'sCondition INTERACT Stop andWatch Early Warning Toolfor nursing assistants SBAR Form for licensednurses (Appendix G) AHRQ Concerned –Uncomfortable – Safety(CUS) CommunicationTool (Appendix H) AHRQ Changes thatMatter Tool (Appendix I) Yes; describe regularity of education and training, staff to whom it wasprovided, and topics included: NoBarriers:Action Steps to Address Barriers:Minnesota Antimicrobial Stewardship Program Toolkit for Long-term Care FacilitiesGuidance for Promoting Antimicrobial Stewardship in LTCF: Page 6www.health.state.mn.us

Action Step: Communicate antimicrobial stewardship messages to healthcare facility staff andresident family and visitorsCommunicate AS messagesto all facility staff (e.g., viastaff meetings, newsletters,etc.) Yes; describe:Communicate AS messagesto family/visitors (e.g., viabrochures, newsletters,family council meetings) Yes; describe: NoBarriers: NoBarriers:Action Steps to Address Barriers:Action Steps to Address Barriers:Action Step: Develop and communicate policies and protocols based on clinical guidelines forantimicrobial stewardship, infection management, and diagnostic testingFacility develops policiesbased on clinical practicestandards for AS (e.g., the 5Ds: right diagnosis, drug,dose, duration, and deescalation) Yes; describe:Facility develops policiesbased on clinical practiceguidelines for infectionmanagement includingprescribing algorithms andclinical pathways (e.g., Loebet al. [2001], SHEA/IDSAguidelines) Yes; describe: NoBarriers: NoBarriers:Facility develops Yes; describe:standardized policies andprotocols for ordering NoBarriers:diagnostic tests (e.g.,microbiology, imaging) basedon clinical guidelines (e.g.,High et al. [2008])Action Steps to Address Barriers:Action Steps to Address Barriers:Action Steps to Address Barriers:Minnesota Antimicrobial Stewardship Program Toolkit for Long-term Care FacilitiesGuidance for Promoting Antimicrobial Stewardship in LTCF: Page 7www.health.state.mn.us

Facility communicatespolicies and protocols forantimicrobial stewardship,infection management, anddiagnostic testing to alllicensed providers in thefacility Yes; describe: NoBarriers:Action Steps to Address Barriers:Action Step: Conduct surveillance for infectionsInfection surveillance is Yes; describe:conducted usingstandardized infectiondefinitions (e.g., Stone ND, etal. Surveillance definitions ofinfections in long-term carefacilities: revisiting theMcGeer criteria. InfectControl Hosp Epidemiol.2012;33:965-77.)Consider use of thefollowing: No Tips for Applying CDC’sBarriers:Infection SurveillanceGuidance (Appendix J) Infection SurveillanceDefinition Worksheet(Appendix K) Infection SurveillanceLinelist Template(Appendix L) Lee et al. (2007)Recommended practicesfor surveillance: APIC, Inc.Am J Infect Control2007;35:427-40.Infection preventionexpertise is available in theLTCFAction Steps to Address Barriers: Yes; describe: NoBarriers:Action Steps to Address Barriers:Minnesota Antimicrobial Stewardship Program Toolkit for Long-term Care FacilitiesGuidance for Promoting Antimicrobial Stewardship in LTCF: Page 8www.health.state.mn.us

Action Step: Evaluate the facility’s process to assess, communicate, and document a resident’s changein conditionThe facility performs process Yes; describe the process, including:mapping to examine keyDate of process mapping discussion:opportunities toFacilitator:communicate clinicalStaff participants:information pertinent toProcess mapping summary shared with:infections and antimicrobialstewardship NoConsider use of theBarriers:Action Steps to Address Barriers:following: Nursing ProcessEvaluation Tool,(Appendix F)Action Step: The facility sets the expectation that a change in a resident’s condition is consistentlycommunicated between nursing assistants and nursing through the use of a standardized processThe facility implements astandardized process tocommunicate a change in aresident’s condition fromnursing assistants (NAs) tonurses; use findings fromprocess mapping to developor revise processes Yes; describe the standardized communication process between NAsand nurses, including communication tools and staff education andtraining:Consider the followingresources to standardizecommunication: AHRQ Improving PatientSafety in Long-Term Care NoFacilities:Barriers: Concerned –Uncomfortable –Safety (CUS)Communication Tool(Appendix H) Changes that MatterTool (Appendix I) INTERACT Stop andWatch Early Warning Toolfor NAsAction Steps to Address Barriers:Minnesota Antimicrobial Stewardship Program Toolkit for Long-term Care FacilitiesGuidance for Promoting Antimicrobial Stewardship in LTCF: Page 9www.health.state.mn.us

Action Step: The facility sets the expectation that a change in a resident’s condition is consistentlycommunicated between nursing and providers through the use of a standardized processThe facility implements astandardized process tocommunicate a change inresident’s condition in aconsistent manner fromnursing to providers; usefindings from processmapping to develop or reviseprocesses Consider using Situation– Background –Assessment – Request(SBAR) Form (AppendixG) Yes; describe the standardized communication process betweennursing and providers, including communication tools and staff educationand training:The facility has identifiedsources of residentinformation (e.g., electronichealth record, 24-hour/dailyreport, shift changereport/communication,stand-up meetings, wallboards, etc.) Yes; describe:Type (verbal, written, electronic):The facility provideseducation and training tostaff on the standardizedcommunication process Yes; describe: NoBarriers:Action Steps to Address Barriers:Location of clinical documentation: NoBarriers: NoBarriers:Audit the implementation of Yes; describe:the standardizedcommunication process (e.g.,are nursing staff using Nostandardized communication Barriers:tools?)Action Steps to Address Barriers:Action Steps to Address Barriers:Action Steps to Address Barriers:Minnesota Antimicrobial Stewardship Program Toolkit for Long-term Care FacilitiesGuidance for Promoting Antimicrobial Stewardship in LTCF: Page 10www.health.state.mn.us

Audit the completeness and Yes; describe:accuracy of the informationincluded on the standardizedcommunication tool (e.g.,SBAR). For example, arenurses thoroughly and NoBarriers:appropriatelycommunicating theinformation requiredaccording to thestandardized communicationtool?Action Steps to Address Barriers:Action Step: The facility sets the expectation that a change in a resident’s condition is consistentlydocumentedCentrally document changein resident condition Yes; describe: NoBarriers:Action Steps to Address Barriers:The facility has integratedtools for informationgathering into the electronichealth record when possibleto provide consistency, carecontinuity, and centrallydocumented information(e.g., a UTI monitor) Yes; describe the tools and how they promote consistency, carecontinuity, an centrally-documented information:Information Technologysupport for AS activities isavailable to facilitateaccessibility of clinicaldocumentation; activitiesmay include reportgeneration, optimizingelectronic health record forclinical documentation, etc. Yes; describe: NoBarriers: NoBarriers:Action Steps to Address Barriers:Action Steps to Address Barriers:Minnesota Antimicrobial Stewardship Program Toolkit for Long-term Care FacilitiesGuidance for Promoting Antimicrobial Stewardship in LTCF: Page 11www.health.state.mn.us

Explore ways your electronic Yes; describe:health record vendor cansupport AS activities NoBarriers:Action Steps to Address Barriers:Action Step: Diagnostic testing results, including microbiology, are accessible in a timely manner forclinical decision-making and infection surveillanceA process is implemented to Yes; describe:ensure that diagnostictesting, includingmicrobiology results, are Noaccessible in a timely manner Barriers:for clinical decision-makingA process is implemented to Yes; describe:ensure that diagnostictesting, includingmicrobiology results, are Noaccessible in a timely manner Barriers:for infection surveillanceAction Steps to Address Barriers:Action Steps to Address Barriers:Action Step: All licensed providers in the facility follow clinical practice guidelines for infectionmanagementPolicies/protocols based on Yes; describe:clinical practice guidelinesfor the initiation ofantimicrobials (e.g., Loeb etal. [2001]) are followed by alllicensed providers in thefacility regardless of Noemployment status (e.g., full- Barriers:time, part-time or casualstatus; on-call; externalconsultant; etc.) Consider conductingantimicrobial useassessment to monitorguideline adherence(Appendix E)Action Steps to Address Barriers:Minnesota Antimicrobial Stewardship Program Toolkit for Long-term Care FacilitiesGuidance for Promoting Antimicrobial Stewardship in LTCF: Page 12www.health.state.mn.us

The facility ensures all Yes; describe:licensed providers followbasic antimicrobialstewardship practicesincluding the 5 Ds: rightdiagnosis, drug, dose,duration, de-escalation Consider engagingconsulting or in-housepharmacist Specifically ensure that allantimicrobial orders havethe following elements Nodocumented:Barriers:Diagnosis Treatment indication/rationale (e.g. specificresident symptomswarrantingantibiotics) Treatment site (e.g.urinary tract, lowerrespiratory tract, etc.)DrugDoseDuration Antibiotic start date Antibiotic end dateRoute/ de-escalationEmpirically prescribedantibiotics are reviewed bythe provider in a timelymanner and adjusted ordiscontinued based onmicrobiology culture andsensitivity resultsAction Steps to Address Barriers: Yes; describe the process, including:Who is notified of the results?Who is responsible for follow up? NoBarriers:Action Steps to Address Barriers:Minnesota Antimicrobial Stewardship Program Toolkit for Long-term Care FacilitiesGuidance for Promoting Antimicrobial Stewardship in LTCF: Page 13www.health.state.mn.us

All licensed providers in thefacility follow clinicalguidelines/recommendationsfor asymptomatic bacteriuriamanagement (e.g., InfectiousDiseases Society of America(IDSA) Guidelines for theDiagnosis and Treatment ofAsymptomatic Bacteriuria inAdults 2005.) Consider conductingantimicrobial useassessment to monitorguideline adherence(Appendix E) Yes; describe how the facility formalizes the use of IDSA clinicalguidelines:All licensed providers haveaccess to a local antibiogram;consider whether the dataare compiled from thefacility, local hospital,healthcare system, region,etc.; as well as how often thedata are updated (e.g.,annually, quarterly, monthly,etc.) Yes; describe 1) how antibiogram accessibility is achieved; 2) thesource of the antibiogram data; and 3) the frequency of antibiogramupdates: NoBarriers: NoBarriers:Action Steps to Address Barriers:Action Steps to Address Barriers:Action Step: Measure antimicrobial useThe facility establishes anantimicrobial utilizationbaseline Consider usingAntimicrobial UseAssessment (Appendix E) Yes; describe:By whom:Describe what is reviewed (e.g., data sourcesused): NoBarriers:Action Steps to Address Barriers:Minnesota Antimicrobial Stewardship Program Toolkit for Long-term Care FacilitiesGuidance for Promoting Antimicrobial Stewardship in LTCF: Page 14www.health.state.mn.us

The facility assessesantimicrobial use on aregular basis (e.g., monthly,quarterly, etc.) Yes; by whom:How often?Describe what is reviewed (e.g. data sources used):The facility assessesantimicrobialappropriateness on a regularbasis (e.g., monthly,quarterly, etc.); this activityis most suitable for theconsulting or in-housepharmacist. Assessprescribing trends byprovider and facility-wide Yes; by whom:Identify prescribing trends assessed:How often?Define published treatment guidelines used to determineappropriateness:The facility monitorscompliance with prescribingexpectations and clinicalpractice guidelines relevantto antimicrobial stewardship(e.g., monitor compliancewith Loeb minimum criteriafor initiation of antibiotics inLTC residents) Consider usingAntimicrobial UseAssessment (Appendix E) Yes; describe the process, including:By whom?How often?List facility practice expectations and/or clinical practice guidelines used:The facility developsantimicrobial usesummaries/reports on aregular basis Yes; describe:How often?List antimicrobial use summaries/reports: No (if checked, complete questions below)Barriers:Action Steps to Address Barriers: No (if checked, complete questions below)Barriers:Action Steps to Address Barriers: NoBarriers: NoBarriers:Action Steps to Address Barriers:Action Steps to Address Barriers:Minnesota Antimicrobial Stewardship Program Toolkit for Long-term Care FacilitiesGuidance for Promoting Antimicrobial Stewardship in LTCF: Page 15www.health.state.mn.us

List at least 2 long-term goals for antimicrobial stewardship at your facility1.2.List at least 4 short-term goals for antimicrobial stewardship at your facility1.2.3.4.List the 3 primary challenges / barriers to implementing / expanding antimicrobial stewardshipstrategies in your facility:1.2.3.Minnesota Antimicrobial Stewardship Program Toolkit for Long-term Care FacilitiesGuidance for Promoting Antimicrobial Stewardship in LTCF: Page 16www.health.state.mn.us

Barriers: Action Steps to Address Barriers: Senior leadership is supportive of AS activities Yes; name(s) and position(s): _ How is support demonstrated? No (if checked, complete questions below) Barriers: Action Steps to Address Barriers: Appendix C:

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