KEPRO Overview Of Supportive Counseling (Individual & Group)

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KEPRO Overview ofSupportive Counseling (Individual & Group)Gene Surber, MA, LPC, ALPSKEPRO Trainer/Consultant1

Purpose & Objectives1)2)3)4)5)6)7)8)2Identify the Role of KEPRODiscuss Medical Necessity CriteriaOverview & Purpose of Professional TherapyIdentify Staff QualificationsReview Therapy CodesIdentify Therapy ComponentsDiscuss Documentation Requirements withExamplesReview KEPRO Consultation Scoring Tool forTherapy

KEPROKEPRO is an Administrative Service Organizationcontracted with three Bureaus within West VirginiaDepartment of Health and Human Resources (DHHR): Bureau for Medical Services (BMS)Bureau for Children and Families (BCF)Bureau for Behavioral Health (BBH)KEPRO, in conjunction with the Bureau for MedicalServices, is conducting this webinar training for fee-forservice providers. 3

Medical Necessity4

MEDICAL NECESSITY CRITERIAMedical Necessity is services that are: 5①Appropriate and necessary for the symptoms,diagnosis or treatment of an illness;②Provided for the diagnosis or direct care of anillness;③Within the standards of good practice;④Not primarily for the convenience of the memberor provider; and⑤The most appropriate level of care that can safelybe provided.

Demonstrating Medical Necessity for Supportive CounselingSIC Documentation should demonstrate MedicalNecessity of the service by:1)The purpose of the service, and subsequentsupportive interventions links directly to thediagnosis of the member.2)Documentation demonstrates the member hascontinuing symptoms that create functional deficitsas a result of their diagnosis.6

Areas of Caution Related to Medical Necessity for TherapyOther/outside sources do not establish medical necessity For example, court referrals, physician referrals, placement alone, do notautomatically establish medical necessity.The documentation itself, related to the members symptoms andfunctional deficits and interventions to address them, either establishesmedical necessity criteria or doesn’t.Medical Necessity criteria continues to be reflective andestablished within each service provided and each progressnote within the member’s clinical record 7For example, the member may have met medical necessity at admissionfor Supportive Counseling services; however, after a period of time theyno longer meet the criteria.

Overview & Purpose of SIC8

Supportive Counseling Face-to-face intervention provided to a member receiving coordinated careand part of the “bundle” of services in Residential services. It must directly support/supplement another Behavioral Health service thatis addressing the individual’s behavioral health needs to meet servicedefinition and medical necessity. Must be directly related to the individual’s behavioral health condition The service is intended to promote continued progress toward identifiedgoals and to assist members in their day-to-day behavioral and emotionalfunctioning. This service must be included in the member's service plan. The objectivesof the service must be clearly identified, and reviewed at a minimum ofeach 90 days and at every critical treatment juncture. Supportive Counseling is considered a coordinated service9

Supportive Counseling Service Definition, cont. Supportive Counseling utilizes basic counseling techniques tosupport outcomes of other services. It is not a Therapy service. Supportive Counseling must be provided on a scheduled basis, withthe exception of unscheduled crisis activities. The nature of the crisisshould be documented in the member’s record. Supportive Counseling services should be provided such that itenhances the outcomes of other clinical services being provided. The need for Supportive Counseling should be supported by theAssessment.

Supportive Counseling Should: Promote application and generalization of age appropriate skillssuch as problem solving, interpersonal relationships, angermanagement, and emotional control as it impacts daily functioningas related to the member’s behavioral health condition; and/or The intervention assists the member as they explore newlydeveloping skills as well as identifying barriers to implementingthose skills that are related to objective listed on their treatmentplan. Supportive counseling consistently should augment othercoordinated care services being provided by the agency and ifpossible, services being provided to the member by otheragencies.

Supportive Counseling Augments Clinical Services: Supportive counseling may be used to augment all clinicaltreatment services in the Provider Manual such as Therapy,Behavior Management, Community Focused Treatment, etc. Service such as Assessments, Crisis Intervention, TargetedCase Management, and Service Planning in themselveswould not be appropriate for Supportive Counseling toaugment.

Credentialing & Service Codes13

Staff Qualifications Providers must maintain documentation of staffqualifications in staff personnel files. Documented evidence includes, but is not limited totranscripts, licenses, credentials, background checks,trainings and certificates. WV Cares meets these standards. 14Please refer to Chapter 700 WV CARES Provider Manuals/Chapter 700 WV CARES Policy FinalApprovedforManual.pdf

Credentialing Requirements - LBHC As defined in Chapter 503 Licensed Behavioral Health Centers“Individuals providing this service must have a bachelor’sdegree in a human services field or a high school diploma orGED with two years documented experience in mental healthand/or substance abuse services. Staff must be properlysupervised according to the BMS policy on clinical supervision.The service may be provided in a variety of settings byappropriately designated, trained, and supervised staff”,or

Credentialing Requirements - Residential For Residential Facilities - Individuals providing thisservice must have a bachelor’s degree or a high schooldiploma or GED and complete the Residential Children’sSupportive Counseling Certification that was developedand maintained through the collaboration of theResidential Children’s Service providers and must beadopted by any residential provider that chooses to usethis service under this provision.

Residential Credentialing Requirements – Core TrainingResidential Children’s Supportive Counseling Certificationincludes core training modules, with a pre- and post-test, aswell as 90 days of an on-the-job shadowing program. Coretraining modules include: Away from Supervision (AFS) TrainingTrauma TrainingDiagnoses and Developmentally Appropriate BehaviorConfidentialityMandated ReportingPolicies and ProceduresCrisis Prevention and De-escalation (CPI/TCI)Module Pre-Test QuizModule Post-Test Quiz

Residential Credentialing Requirements – Core Training Training for core modules must be provided by a trainedclinician within their scope of practice. Additional modules fortraining can be added (but are not mandatory) for facilitieswho have a specific population such as, but not limited to,children involved in human trafficking, children with substanceuse diagnosis, other specific mental health diagnosis, etc.After successful completion of core modules and shadowing,an employee must continue to be properly supervisedaccording to the BMS policy on clinical supervision in Chapter503 Licensed Behavioral Health Centers. The personnel filemust contain documentation for each of these certificationsand pre-test and post-test quizzes with the appropriatecorrelating modules.

Residential Credentialing Requirements – Core Training This certification process for Behavioral HealthCounseling, Supportive Exclusion can only be used whileemployed by a Residential Children’s Facility and cannotbe transferred to different provider type. If this occurs,the criteria for Behavioral Health Counseling, Supportivereverts to the criteria defined in Chapter 503 LicensedBehavioral Health Centers. An employee cannot bill for supportive counselingservices until core modules and the 90 day shadowingperiod has been successfully completed.

The Supportive Counseling Services AreCoordinated Care20

Coordinated Care in an LBHC Members who have severe and/or chronic behavioral healthconditions that necessitate a team approach to providemedically necessary servicesTreatment is usually provided on a more intensive basis (i.e.several times per week, if not daily)Team consists of personnel ranging from paraprofessionalsthrough psychiatrists in providing careMember is likely to have a case manager who is responsible forcoordinating and facilitating care Not necessarily referencing TCM services but rather someonewho is coordinating care.Coordinated Care members must have a Service Plan that“coordinates” the team approach to care.21

The SIC Service Plan22

Supportive Counseling Should Be On The Service Plan COMPONENT(I): Charlotte will learn and practice at least two relaxation techniques(e.g., deep breathing, positive guided imagery, deep muscle relaxation) by 8/15/19. Therapy four times per month. Supportive counseling three times per month.COMPONENT (II): Charlotte will practice her coping skills to manage symptoms ofdepression in role play during at least three sessions and discuss results in sessionby 10/30/19. Individual Therapy 4x’s a month Supportive Counseling 3x’s a monthCOMPONENT (III): If unable to utilize her coping skills, Charlotte will problem solveat least three alternate ways to handle her depressive symptoms other thanwithdrawing/crying by 10/15/19. Supportive Counseling 3x’s a monthCOMPONENT(IV): Charlotte will discuss at least three barriers to implementation touse of her coping skills during her week and problem solve at least one way to dealwith them by 11/30/19. Supportive counseling three times per month.

Components of Documentation24

SIC Documentation Requirements Discussion of management of day to day events or problem-solving thatrelates directly back to the diagnosed condition, program outcomes(Residential), and other service outcomes (e.g., Therapy, BehaviorManagement) and the member’s Service Plan.Documentation must include the topic/purpose of the session.The intervention (role-playing, problem solving pro’s vs con’s, processingworkbook pages, discussion of barriers to implementing a skill, etc.)utilized by the supportive counselor (“encouragement” by itself is not anintervention) must be documented.Must reflect the member’s response to intervention.Must support continuation of the service if the member is continuing toexhibit behavioral health needs (MNS).

SIC Documentation Requirements (cont.) Identify the service through its HCPCS code and/or descriptor. (H0004 orH0004*HQ) Be a stand-alone document. Be LEGIBLE. Documentation should be distinguishable from the documentation fortherapy services. Contain information for a single consumer. Notes should discuss symptoms and functioning as related to the assessedbehavioral health condition of the consumer. Documentation must include the clinician’s signature with credentials,start/stop times, place of service, and date.

Areas of Consideration Supportive Counseling is not for re-direction. Supportive Counseling is not Basic Living Skills. Supportive Counseling is not “learning” or “teaching” in the therapeuticsense. Supportive Counseling should not be utilized in conjunction withtransportation. Supportive Counseling techniques are more complex than instruction orbasic identification (e.g. role playing, pros and cons, brainstorming,rehearsing basic Control Theory/Reality Therapy). Supportive Group Counseling should consist of peers and not just familymembers. Notes must meet service definition and medical necessity or they willscore zero during a retrospective review.

SIC Documentation SIC interventions should demonstrate basic counseling interventions (e.g.,brainstorming, discussion of pro’s and cons, role playing, etc.). Theseinterventions should relate back to Service Plan objectives and besupportive of clinical outcomes related to other clinical services. Two ways to determine if the documentation meets both medical necessityand its service definition are:1)The diagnosis can be generally determined from the content of theprogress note.2)The intervention is specific enough that another clinician couldduplicate it and relates back to outcomes established by anotherclinical service.28

Documentation Examples29

Appropriate Use SICMember Name: Ima Sad Date: 5/1/19 Time: 10:04am-10:47am Location:Office Service: Group Therapy Purpose: Met with Ima after staff indicated to her that she had not mether goal on her BM plan of zero incidents of verbally aggressive behaviorswithin the past hour. Intervention: Discussed with Ima barriers for her utilizing her anger copingskills to ensure that she can earn her points for the hour. Response: Ima indicated that when she is in the moment she just “loses it”.Practiced her relaxation technique of taking deep breaths as well countingto five before responding to irritating situations as she has been workingon in therapy sessions. After rehearsal she related her plan for how she canearn her points over the next hour would include asking staff for a personaltimeout to gather herself prior to lashing out at peers and using the skillswe just rehearsed. Interval History: Ima has been doing better lately with taking responsibilityfor her behaviors.Clinician Signature with Credentials30

Inappropriate Use of SICMember Name: Ima Sad Date: 4/30/19Start/Stop Times: 10:03 a.m. - 10:36 a.m.Location: Phone Service: 90832Content: Brainstormed coping skills she could use whenangry. she could listen to her iPod, go for a walk, talk tostaff. Ima needs to follow staff directions and rules.Clinician Signature with Credentials31

Appropriate Use SGC ExampleName: Ima Sad Date: 4/30/19 Service: H0004 HQ, Supportive GroupLocation: Office Start/Stop Times: 10:00 a.m. - 11:00 a.m. Topic: Practicing coping strategies for anxiety learned in therapy. Interval History: Ima reported feeling she is improving and is feeling less anxious anddepressed. Content: Practiced with members the progressive muscle relaxation techniques learnedearlier this week in group therapy. Had members practice the tense and release method, andthe release method. Members discussed how they felt this technique helped them feel morerelaxed and less anxious. I reinforced that this was a good way of managing stress & anxietyand encouraged members to try it during the upcoming days so as to get used to using it. Webrainstormed different situations they could use this skill in. Ima indicated she could use itwhen anxious at school. Discussed that the release method would be very beneficial when insocial groups and feeling anxious, while the tense and release method would be beneficialwhen sitting down and having a moment to themselves. Response & Plan: Ima related that she had not been aware of how tense her body felt untilshe learned this exercise in therapy. Continue to practice muscle relaxation as a means ofanxiety management.Clinician Signature with Credentials32

Inappropriate Use of SGCMember Name: Ima SadDate: 5/1/19Start/Stop Times: 10:04 a.m. -10:45 a.m.Location: Office Service: GroupPurpose: To complete a worksheet entitled “Ways to DecreaseFeelings of Anger”.Content: Supportive Counselor asked members what copingskills they could use to manage their anger. Taught memberscoping skills for anger management.Outcome: Ima was present for entire meeting. She was alert,oriented and responded to verbal cues.Clinician Signature with Credentials33

QUESTIONS AND ANSWERS34

Supportive Counseling Retrospective ReviewTool35

Supportive Counseling Retrospective Review Tool1.2.3.Is there a behavioral health condition that establishes 1medical necessity for this service? (Note: If Question#1 scores zero, the remaining questions score zero.)Is there a current Service Plan for Individual Supportive 1Counseling that demonstrates participation byPhysician/Psychologist (start and stop times) andMember including all required signatures andcredentials? (Note: If Question #2 scores zero, allremaining questions will score zero.)Does the plan demonstrate participation by all required 3team members, including members from otheragencies involved in behavioral health care of themember (dates, start and stop times) including allrequired signatures and credentials?000

Supportive Counseling Retrospective Review Tool*4. Dothegoals/objectivesaddressday-to-day 3management and problem solving based on theassessed need indicated by the supported service,therefore demonstrating service definition? (If thisquestion scores zero, question 2 & all remainingquestions score zero).*5. Does the Service Plan contain measurable component 3objectives the member would take toward achievingservice plan goals consistent with member’s assessedneed indicated by the supported service? (must meetservice definition).6. Are goals and objectives commensurate with time spent 3in services and consistent with member’s assessed needindicated by the supported service?2102100

Supportive Counseling Retrospective Review Tool (cont.)7. Is the frequency and intensity at which the service is 3prescribed consistent with the member’s assessed needindicated by the supported service?*8. Are projected achievement dates for the objectives on 3the Service Plan realistic and consistent with themember’s assessed need indicated by the supportedservice?9. Is there a Service Plan review that includes: 1.) A review 3of the amount of Individual Supportive Counselingtreatment provided and the objectives that wereaddressed 2.) Progress toward achievement ofIndividual Supportive Counseling objectives 3.)Problems which impede Individual SupportiveCounseling treatment/progress (whether member orcenter based) 4.) Whether timelines designed for itscompletion were met, 5.) A decision either to continueor modify the Individual Supportive Counselingobjectives on the plan?021 021 0

Supportive Counseling Retrospective Review Tool (cont.)10.Is the Service Plan reviewed when a criticaljuncture occurs in the member’s clinical status?11. Does the Service Plan include individualizedand measurable discharge criteria forsupportive counseling?*12. Do the Individual Supportive Counseling notesinclude: Signaturewithappropriatepractitioner credentials Service start and stop times Location of service Date Service code and/or descriptor?(Note:if there is no signature withappropriate credentials, questions #12through #16 all score 0 for those notes.)3031.503210

Supportive Counseling Retrospective Review Tool (cont.)*13. Are the specific interventions utilized during theencounter (e.g., practicing coping skills,discussion of pros and cons, etc.) demonstrated(demonstrating service definition) and do theyaddress assessed need indicated by thesupported service? (Note: If Question #13scores 0, then Questions 12, 14, 15, 16, and 17score 0.)*14. Do the Individual Supportive Counseling servicenotes relate to the Individual SupportiveCounseling objectives?*15. Do the Individual Supportive Counseling notesaddress the member’s response to the specificIndividual Supportive Counseling interventionsutilized?*16. Is pertinent interval history documentedincluding changes in symptoms and functioningand addressing appropriate high-risk factors?3210321032103210

Supportive Counseling Retrospective Review Tool (cont.)*17. Are the services consistent with best practiceand provided at a frequency commensuratewith assessed need indicated by the supportedservice?18. Does a comprehensive review of the currentclinical status substantiate that medicalnecessity is met for continued stay?32301Total Score [Possible 50]*The scoring for these questions are as follows:3 – 100% of the documentation meets this standard2 – 99% to 75% of the documentation meets this standard1 – 74% to 50% of the documentation meets this standard0 – Under 50% of the documentation meets this standard0

Contact InformationChristy Gallaher , Team Leader304-573-9008cgallaher@kepro.comKEPRO1007 Bullitt Street, Suite 200Charleston, WV 25309Phone: 1-800-378-0284Fax: 1-866-473-2354Email: wv bh sns@kepro.comLisa McClung304-921-8414Lisa.McClung@kepro.comColleen Savage304-692-5759csavage@kepro.comHeather Smith304-966-2751hesmith@kepro.comGene Surber304-654-7183resurber@kepro.comKEPRO’s WV webpage: http://wvaso.kepro.com/members/42

Supportive Counseling Service Definition, cont. Supportive Counseling utilizes basic counseling techniques to supportoutcomes of other services. It is not a Therapy service. Supportive Counseling must

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