Chapter 301 Design And Maintenance Coordination

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Chapter 301301.01301.02301.03301.04301.05Design and Maintenance CoordinationIntroductionCommunicationIncorporating Maintenance Considerations in ntenance plays an important role in the Washington State Department of Transportation’s(WSDOT’s) asset management program by meeting the daily requirements of maintaining andoperating over 18,000 lane miles, approximately 2,000 miles of ramps and special-use lanes, andover 3,700 bridge and culvert structures, as well as hundreds of other special-use sites vital tothe state’s transportation system. Activities in the highway maintenance program protect thepublic infrastructure as well as provide services necessary for daily operation of the highwaysystem. Typical maintenance activities include patching potholes, cleaning ditches, paintingstripes on the roadway, repairing damage to guardrail, and controlling noxious weeds. Inaddition to maintaining assets, operational services are also provided. They include plowingsnow, cleaning rest areas, responding to incidents, operating structures like draw bridges, andoperating traffic signals, lighting, and Intelligent Transportation Systems (ITS). This limited listof maintenance and operational activities highlights the significant undertaking of maintainingand operating the State Highway System as designed.Highway maintenance and operations staff are unique stakeholders, because they utilize,maintain, and operate the facilities’ engineering designs and constructs. Given the nature andcost of maintenance work, as well as the exposure inherent in maintenance and operationalactivities, it is important for designers to consider maintenance and operations staff as majorstakeholders in every project. It is also important for maintenance and operations staff tounderstand the purpose of the project and to participate in determining the best method(s) tokeep it functioning as designed while maintaining their responsibilities outside of the specificproject limits.This chapter provides multiple options to help improve coordination with maintenance andoperations staff during project design. These “best practices” are a culmination of responsesfrom Design Manual user surveys, interviews with maintenance and operations superintendents,and various regional practices that have demonstrated potential improvement related to thecoordination of design and maintenance efforts and personnel. Note: The concepts and methodspresented herein do not replace any approved communication or documentation processes thatmay be currently required by a WSDOT region during the project development process.301.02CommunicationCommunication is the most fundamental component of coordination. Executing communicationis often oversimplified by the phrase “communicate early and often.” In reality, effectivecommunication is significantly more complex. For example: Who are you communicating with,what methods of communication are being used, what is being communicated, how are youresponding to communication, where is the communication taking place, and when does thecommunication need to occur to maximize effectiveness?WSDOT Design Manual M 22-01.11July 2014Page 301-1

Design and Maintenance CoordinationChapter 301The following sections highlight areas that may increase the necessary communication betweendesign and maintenance staff.301.02(1)Maintenance Organizational RolesThe most important component of communication is knowing who you are communicating withand what their role is within the organization. Just as engineering has multiple disciplines thatcover specific areas within engineering, WSDOT’s maintenance organization is also divided intomultiple discipline areas, each with focused expertise and specific needs that may be relevantto a particular project.When asking for maintenance input, it is notsufficient to contact just the Area MaintenanceOffice that covers that physical geographic area.Depending on the scope of the project,engineering must consult with the appropriatemaintenance discipline area. It is a projectmanagement responsibility to properly identifyand communicate with the appropriate projectstakeholders (see EO 1032 – ProjectManagement). It should not be assumed that theAccess to maintain luminaire is provided throughArea Maintenance Office will coordinate with alluse of full shoulderother maintenance disciplines, unless agreed toorganizationally or identified within a particular Project Management Plan (PMP). The PMPis the documentation mechanism for identifying the various contacts and their roles withinthe project. Each region maintenance organization is different, but in general, the followingdiscipline areas are present: Area Maintenanceo Pavemento Roadside vegetation controlo Rest area managemento Seasonal and emergent maintenanceneeds Signal, Illumination, and ITS Maintenance Bridge Traffic Operational Maintenanceo Pavement markingso Sign managemento Incident responseStriping crew restriping after patching pavementTo access a list of superintendents, go to: fficephonelist.pdfTo access a list of maintenance performance measures, go to: /default.htmPage 301-2WSDOT Design Manual M 22-01.11July 2014

Chapter 301301.02(2)Design and Maintenance CoordinationCommunicating ExpectationsProject design is heavily influenced by the subprogram and scope of a particular project. Whilethis becomes a learned experience within engineering design, maintenance staff does notroutinely work within these types of funding and project constraints. It is important to identifythe type of project and elements that can be addressed under the particular subprogram, inorder to effectively manage expectations formaintenance stakeholders participating in theproject. It is also important to redirect issuespresented by maintenance staff that may notbe appropriate for your project, but may meeta future need. The project team should worktogether with maintenance to redirectidentified issues to region ProgramManagement to evaluate their relevance forother subprograms or future identifiedprojects, or determine if there are fundingTraffic control needs to maintain the roadsidemechanisms to include the requestedfeature(s) on the project in question.301.02(3)Communication TimingThere are multiple constraints to consider when establishing the timing of maintenancestakeholder input. What is the project timeline, when will maintenance involvement be mosteffective, and which work season(s) are maintenance and operations staff involved with whenyou need to communicate with them? Each one of these questions needs to be understood toyield the most effective communication result.This procession of snow plows clearing the roadway demonstrates the urgency of labor and equipmentnecessary to maintain operations on the highway during certain seasonsWSDOT Design Manual M 22-01.11July 2014Page 301-3

Design and Maintenance CoordinationChapter 301Maintenance staff has identified scoping through the 30% design phase as a critical period fortheir input. The scoping phase presents opportunities to identify maintenance concerns andadequately address them within the project scope and budget. The period between scopingand 30% design presents opportunities to evaluate and refine options, as well as gain moreunderstanding of project constraints that may impact a previously identified or requestedmaintenance feature. As the constraints and design trade-offs become evident, it is necessaryto review the impacts to maintenance needs and requests that were originally captured in theproject scope and ensure they are not impacted by constraints or the options under evaluation.Maintenance staff are obligated to respond to immediate incidents and weather conditions.They are not often able to delay their work functions and activities to make time for a designproject review. It is essential that designers understand this issue and plan for reviews throughscheduling techniques (see 301.03(1)(a)). In general, the best time to involve maintenance staffis during their slower work seasons.Maintenance responds to emergencies, which are more likely to occur during certain seasons301.02(4)Communication MethodsMaintenance has identified field reviews as the primary and most effective method ofcommunication for their staff. Designers are strongly encouraged to perform multiple fieldreviews with the appropriate maintenance disciplines. Depending on the size, scope, andlocation of the project, it may be appropriate to first meet in the office and review the projectscope and plans, confirm and endorse the Pre-Activity Safety Plan, then proceed with the fieldreview. Field reviews are recommended at the following periods:Page 301-4WSDOT Design Manual M 22-01.11July 2014

Chapter 301Design and Maintenance Coordination Scoping phase Prior to the 30% design milestone (may need multiple meetings to evaluate designoptions) Each time a previously agreed-to maintenance feature is impacted through designiterations, as appropriate Prior to other major design review milestonesMaintenance clearing highway from rockfall overburdening catchment areaA primary purpose for performing field reviews with maintenance is to assist with visualizing theproject and to understand existing conditions. When performing the field review, it is importantto emphasize the following: Reiterate the purpose of the project and subprogram, and discuss maintenanceexpectations. Determine the deficiency being corrected and the understood contributing factors. It isimportant to gain an understanding from maintenance staff on any other contributingfactors or physical conditions that engineers may not be aware of. Visualize the project with maintenance:o What will be new?o What will be removed?o What will be replaced, and what is the replacement?o Where will new features be located?o How will project changes affect neighbors?WSDOT Design Manual M 22-01.11July 2014Page 301-5

Design and Maintenance CoordinationChapter 301 Determine whether the project can be operated and maintained with existingequipment.o It is necessary for design and maintenance staff to fully understand the impacts toboth the maintenance and project budgets to analyze and balance the obligationsfor the investments as assets are identified on a project. For example, new lightingmeans maintenance will be billed for the utility costs. Generally, this increasedcost has not resulted in increased funding.- Will proprietary item requests be needed so maintenance can maintainthe project items with the tools and equipment they currently have?- Will new equipment be needed, and who will fund that equipmentacquisition?o What is the maintenance frequency for affected assets? Will this change?o What are the environmental and permit restrictions related to the asset orfeature?o How might maintenance physically maintain features to understand safety andaccess needs for the asset or feature? Identify explicit action items for design and maintenance staff to follow up on as designiterations continue. Document the outcomes of the field meeting, and follow up to ensure maintenanceneeds are addressed, or provide specific explanations.In order for maintenance to assist in brainstorming alternative options, engineering designmust explain the reasons and constraints behind the previous design options considered andabandoned through the design iteration process. Provide maintenance stakeholders the reasons and justification behind designdecisions. Allow for the time and discussions necessary to brainstorm other options to providethe desired accommodations and features, given the constraints and conflictingperformance outcomes identified. Before removing any previously discussed maintenance features, always discuss andwork on the issue with maintenance staff first.Page 301-6WSDOT Design Manual M 22-01.11July 2014

Chapter 301Design and Maintenance CoordinationCleaning bridge drains requires special equipment and traffic controlWhile independent reviews of plan sheets are meaningful for engineers, it may be aninappropriate expectation that maintenance staff will see the same value. The repeatedfamiliarity of reviewing plan sheets is not necessarily present within the maintenance staff,and plan review training may or may not be feasible for a given regional maintenanceorganization based on staffing, workloads, and skill retention.In some larger regional maintenance organizations, a liaison position has been designated fordesigners to coordinate plan reviews. This approach has seen some success. However, thisliaison cannot possibly be aware of all comments/concerns for every maintenance discipline.Don’t assume that coordinating plan reviews through the liaison meets the expectation formaintenance stakeholder input. Always check with the various maintenance disciplines fortheir preferred contacts and include those contacts within the PMP.301.03Incorporating Maintenance Considerations in DesignThe intent of this section is to provide some project management options and potentialstrategies or products to help manage the incorporation of maintenance considerationsinto a design project.301.03(1)Project Management and Review StrategiesDesign iterations are necessary as information is gained throughout the design process.Designers are constantly forced to balance competing stakeholder needs, regulatoryrequirements, design criteria, performance outcomes, and physical and political constraints.The following subsections include some recommended strategies for designers throughoutthe course of a design project.WSDOT Design Manual M 22-01.11July 2014Page 301-7

Design and Maintenance CoordinationChapter 301301.03(1)(a) Project Management and Schedules1. Include maintenance discipline representatives within the PMP, and identify their specificroles and responsibilities within the design project. This is important for team members, to ensure their inclusion on interdisciplinarydecision making and brainstorming options for specific features that may affectonly a single or all maintenance disciplines.2. Schedule the appropriate duration and timing within the project schedule to complete thenecessary field reviews with maintenance staff. There are multiple scheduling techniques that may assist you, ensuring this will bewell planned based on maintenance staff availability and changing work priorities.Contingency activities, providing more activities detailing the effort, or expandingthe duration for single activities may all be appropriate. If uncertain how to bestrepresent the needed time within the schedule, consult the Region ProjectManagement and Reporting System (PMRS) Coordinator for options.3. As the project works toward constructability reviews, be sure to include appropriatedurations for procuring materials. There have been reported instances where maintenance and operations staff hasbeen contacted to temporarily provide equipment while awaiting procurement andacceptance. This creates additional work efforts for maintenance staff to install andremove their equipment to keep a project operational, because inadequateprocurement timelines were identified during the design phase.Note: Some regions have an internal policy that prohibits use of maintenanceequipment on a temporary basis due to poor execution and management ofprocurement timelines. Designers should verify what options exist if procurementtimelines appear problematic in construction staging exercises.Whenever possible, design should avoid creating environments that might be desirable to thehomeless, both for their safety and the safety of maintenance staffPage 301-8WSDOT Design Manual M 22-01.11July 2014

Chapter 301Design and Maintenance Coordination301.03(1)(b) Project ReviewsThe skill sets of individuals throughout the department vary with experience and training.Strictly utilizing independent plan reviews to gain maintenance stakeholder input may beinappropriate. While field reviews are an optimal means of communicating and visualizing theproject with maintenance, it is not prudent to meet in the field for every change or designiteration of a specific feature. However, design engineers frequently engage multiplestakeholders on a project, and those stakeholders are generally provided visual aids anddescriptions in addition to a set of plans.The same effort can be applied to the maintenancestakeholders. Use pictures of completed products, orgenerate 3D PDFs and/or working drawings, to betterillustrate and visualize the features under discussion.Take the time to understand what matters regardinga particular feature and how it will be maintained, andensure the illustrations provided depict the worst casefor their concerns, not the average. For example, if thesteepness of side slopes matters regarding how thefeature will be accessed or maintained, be sure todepict how the slope will vary, including the steepestportion, not the typical slope. Every effort should bemade to ensure stakeholders understand thebalancing act design is working through and how itaffects the various maintenance features or assets.Vactor truck cleaning a catch basin placeddirectly under guardrail runMaintenance staff should never be in a position toreview project details from a plan sheet without a meeting/discussion, examples, or othermeans of communicating what feature or issues they are reviewing on the plan sheet. This effortwill help ensure there are “no surprises” for maintenance and operations staff when theplanned project enters construction.301.03(2)Maintenance Design Considerations –Tips, Tools, and End ProductsThere are multiple potential products that design teams should consider to effectivelydocument maintenance considerations. Note that some options presented in the followingsubsections may be more effective if implemented on a regionwide basis. However, all optionscan be described as project procedures and should be identified and explained within the PMP.301.03(2)(a) Establish Maintenance Performance MeasuresFor a given corridor or project location, it may be advantageous to identify desired performancemeasures and their established goal(s). Providing a performance-based outcome providessomething tangible for designers to evaluate when exploring options. These performanceobjectives should be specific and state the actual needed outcome, not necessarily a proposedsolution (see annotated example in Exhibit 301-1).WSDOT Design Manual M 22-01.11July 2014Page 301-9

Design and Maintenance CoordinationChapter 301Exhibit 301-1 General Input Form with Listed Performance Objectives301.03(2)(b) Evaluate Maintenance Lifecycle CostDesigners should work with maintenance to understand the full life cycle cost for maintaininga certain feature. Maintenance will need to provide and explain to design: The frequency of maintaining the assetLabor costsMaterial costsTraffic control costsUtility costsAdditional equipment costs (cost to repair if equipment owned, rental costs, orpurchase cost of new equipment needed) Cost of procuring replacement parts for the assetPage 301-10WSDOT Design Manual M 22-01.11July 2014

Chapter 301Design and Maintenance CoordinationAdditionally, maintenance and operations staff should identify some qualitative risks andopportunities associated with certain assets. Some opportunities, like the one presented inExhibit 301-2, may not be possible depending on material availability or funding restrictions.It is important for designers to understand that some products may have a short shelf-life.Procuring new replacement parts in the future may not be possible, which may result in a searchfor used parts or the total replacement of the particular asset. These are future risks that needto be identified so design engineers will understand what options or special provisions may berequired to

Chapter 301 Design and Maintenance Coordination WSDOT Design Manual M 22-01.11 Page 301-3 July 2014 301.02(2) Communicating Expectations Project design is heavily influenced by the subprogram and scope of a particular project. While this becomes a learned experience within engineering design, maintenance staff does not

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