Terrestrial Vegetation Of The United States, Volume 1

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International Classificationof Ecological Communities:TERRESTRIAL VEGETATIONof the UNITED STATESVOLUME IThe National Vegetation Classification System:Development, Status, and Applications

This work was accomplished through a partnershipwith ecologists from the following Natural Heritage Programsand Conservation Data CentersAlabama Natural Heritage ProgramAlaska Natural Heritage ProgramAlberta Natural Heritage Information CentreArizona Heritage Data Management SystemArkansas Natural Heritage ProgramAtlantic Canada Conservation CentreBritish Columbia Conservation Data CentreCalifornia Natural Heritage DivisionColorado Natural Heritage ProgramConnecticut Natural Diversity DatabaseDelaware Natural Heritage ProgramDistrict of Columbia Natural HeritageProgramFlorida Natural Areas InventoryGeorgia Natural Heritage ProgramHawaii Natural Heritage ProgramIdaho Conservation Data CenterIllinois Natural Heritage DivisionIndiana Natural Heritage Data CenterIowa Natural Areas InventoryKansas Natural Heritage InventoryKentucky Natural Heritage ProgramLouisiana Natural Heritage ProgramMaine Natural Areas Program and MaineDepartment of Inland Fisheries andWildlifeManitoba Conservation Data CentreMaryland Heritage and BiodiversityConservation ProgramsMassachusetts Natural Heritage andEndangered Species ProgramMichigan Natural Features InventoryMinnesota Natural Heritage and NongameResearch and Minnesota CountyBiological SurveyMississippi Natural Heritage ProgramMissouri Natural Heritage DatabaseMontana Natural Heritage ProgramNavajo Natural Heritage ProgramNebraska Natural Heritage ProgramNevada Natural Heritage ProgramNew Hampshire Natural Heritage InventoryNew Jersey Natural Heritage ProgramNew Mexico Natural Heritage ProgramNew York Natural Heritage ProgramNorth Carolina Natural Heritage ProgramOhio Natural Heritage Data BaseOklahoma Natural Heritage InventoryOntario Natural Heritage InformationCentreOregon Natural Heritage ProgramPennsylvania Natural Diversity InventoryCentralPennsylvania Natural Diversity InventoryEastPennsylvania Natural Diversity InventoryWestLe Centre de Données sur le PatrimoineNaturel du QuébecRhode Island Natural Heritage ProgramSaskatchewan Conservation Data CentreSouth Carolina Heritage TrustSouth Dakota Natural Heritage Data BaseTennessee Division of Natural HeritageTennessee Valley Authority Regional NaturalHeritageTexas Conservation Data CenterUtah Natural Heritage ProgramVermont Nongame and Natural HeritageProgramVirginia Division of Natural HeritageWashington Natural Heritage ProgramWest Virginia Natural Heritage ProgramWisconsin Natural Heritage ProgramWyoming Natural Diversity Database

International Classificationof Ecological Communities:TERRESTRIAL VEGETATIONof the UNITED STATESVOLUME IThe National Vegetation Classification System:Development, Status, and ApplicationsD. H. Grossman, D. Faber-Langendoen, A. S. Weakley, M. Anderson,P. Bourgeron, R. Crawford, K. Goodin, S. Landaal, K. Metzler, K. Patterson,M. Pyne, M. Reid, and L. Sneddon

Citation:Grossman, D. H., D. Faber-Langendoen, A. S. Weakley, M. Anderson, P. Bourgeron, R. Crawford,K. Goodin, S. Landaal, K. Metzler, K. D. Patterson, M. Pyne, M. Reid, and L. Sneddon. 1998.International classification of ecological communities: terrestrial vegetation of the United States.Volume I. The National Vegetation Classification System: development, status, and applications.The Nature Conservancy, Arlington, Virginia, USA.Anderson, M., P. Bourgeron, M. T. Bryer, R. Crawford, L. Engelking, D. Faber-Langendoen, M.Gallyoun, K. Goodin, D. H. Grossman, S. Landaal, K. Metzler, K. D. Patterson, M. Pyne, M. Reid,L. Sneddon, and A. S. Weakley. 1998. International classification of ecological communities:terrestrial vegetation of the United States. Volume II. The National Vegetation ClassificationSystem: list of types. The Nature Conservancy, Arlington, Virginia, USA.ISBN: 0-9624590-1-1Copyright 1998 The Nature ConservancyPhotographs on the front cover, from top to bottom:1. Forest: Thuja plicata / Athyrium filix-femina, northern Idaho. The Nature Conservancy,Western Conservation Science.2. Woodland: Juniperis monosperma Alliance, northern Arizona. The Nature Conservancy,Western Conservation Science.3. Shrubland: Rhizophora mangle / Eleocharis cellulosa (grading into Eleocharis cellulosaHerbaceous Vegetation), Everglades National Park, Florida. Photograph by Jim Snyder.4. Dwarf Shrubland: Vaccinium (angustifolium, myrtilloides, pallidum) High Allegheny Plateau/Central Appalachian, Dolly Sods, West Virginia. Photograph by W. Beals.5. Herbaceous Vegetation: Cladium mariscoides - Sanguisorba canadensis / Sphagnum subsecundum,Bluff Mountain Preserve, North Carolina. Photograph by Alan S. Weakley.6. Nonvascular Vegetation: Racomitrium lanuginosum Montane Bog, Kanaele Bog, Hawaii.Photograph by Win Anderson.7. Sparse Vegetation: Cobble-Gravel Shore, north shore of Lake Superior, Minnesota.Photograph by Don Faber-Langendoen.Background photograph: Seasonally Flooded Tropical or Subtropical Seasonal Evergreen ForestFormation, south of Fakahatchee Strand State Preserve, Florida. Photograph by Jim Snyder.Back Cover: Map of vegetation types, Scotts Bluff National Monument, Nebraska. Published courtesyof the USGS-NPS Mapping Program.

ContentsACKNOWLEDGMENTS . viiiPREFACE . ixINTRODUCTION . 1I.The Need for a Standard Classification of EcologicalCommunities . 1II.Developing a Classification Approach: Key Issues . 4II.A. Vegetation or Multi-factor Classifications . 4II.B. Vegetation Pattern and the Continuum Concept . 6II.C. Natural versus Cultural Vegetation . 7II.D. Existing Natural versus Potential Natural Vegetation . 7II.E. Physiognomic versus Floristic Characters . 8II.E.1. Physiognomic Systems . 8II.E.2. Floristic Systems . 9II.E.3. Physiognomic-Floristic Systems . 10II.F. Identification of Vegetation Units . 11II.F.1. Delineating Stands of Vegetation (Entitation) . 11II.F.2. Identifying Vegetation Types: Quantitative Approaches . 11II.F.3. Identifying Vegetation Types: Qualitative Approaches . 12II.G. Classification and Mapping . 12THE U.S. NATIONAL VEGETATION CLASSIFICATION . 14III.Guiding Principles of the U.S. National VegetationClassification . 14III.A. Base the Classification on Vegetation . 14III.B. Use a Systematic Approach to Classifying a Vegetation Continuum. 15III.C. Apply the Classification to Natural Vegetation . 15III.D. Apply the Classification to Existing Vegetation . 16III.E. Use a Physiognomic-Floristic Approach . 17III.F. Identify Types Using a Pragmatic Approach . 18III.F.1. Delineating Stands . 18III.F.2. Identifying Vegetation Types . 18III.G. Facilitate Mapping Applications .18Table of Contentsiii

IV.The Structure of the U.S. National VegetationClassification . 20IV.A. System Level . 20IV.B. Hierarchical Structure of the Terrestrial System . 20IV.B.1. Physiognomic Levels . 20IV.B.2. Floristic Levels . 23V.Development of the U.S. National Vegetation Classificationand Its Relationship to Other Classification Systems . 27V.A. History of the Development of the USNVC System . 27V.B. Development of the USNVC Types . 29V.B.1. The Process of Identifying Plant Associations . 30V.B.1.a. Planning . 30V.B.1.b. Data Review and Needs Assessment. 31V.B.1.c. Data Collection . 31V.B.1.d. Data Analysis. 35V.B.1.e. Review and Placement in the Classification Hierarchy . 36V.B.2. Identification of Types in the USNVC: Examples . 37V.C. Relationship of the USNVC to Other Major Classification Systems . 43VI.The U.S. National Vegetation Classification: Status ofClassification and Information . 46VI.A. Status of the Classification and Description of Types . 46VI.A.1. Number of Types . 46VI.A.2. Descriptions of Types . 48VI.B. Level of Completeness of the Current USNVC . 52VI.C. Geographic Distribution of Associations . 54VII.Data Management Systems Supporting the U.S.National Vegetation Classification. 55VII.A. Plot Databases and Analytical Standards . 55VII.B. The Biological and Conservation Data System . 56APPLICATIONS AND FUTURE CHALLENGES . 58VIII. Applications of the U.S. National Vegetation Classification . 58VIII.A. Vegetation Inventory and Mapping . 58VIII.B. Conservation . 60VIII.B.1. TNC Conservation Agenda . 60ivThe National Vegetation Classification System: Development, Status, and Applications

VIII.B.1.a. Conservation Ranking and Its Use in Planning .60VIII.B.1.b. Identification of Conservation Priorities within anEcological Region . 62VIII.B.1.c. Communities as a “Coarse Filter”.63VIII.B.1.d. Rangewide Assessment .68VIII.B.2. Rarity, Diversity, and Representativeness Assessment .69VIII.C. Resource Management and Planning .70IX.Future Challenges . 71IX.A. Development and Refinement of the Vegetation Types and theUSNVC System . 71IX.B. Documentation of the USNVC . 72IX.C. Data Architecture and Management . 72IX.D. The Importance of Partnership . 73LITERATURE CITED . 75APPENDICES. 91Appendix A. Standard Field Form for Data Collection .91Appendix B. Geographic and Taxonomic Data Gaps for Each State . 111Appendix C. Vegetation Key and a Sample Type Description fromScotts Bluff National Monument . 113Appendix D. Conservation Status Ranking . 120Appendix E. A Conceptual Framework for Categorizing and Rankingthe Degree of “Naturalness” in Existing Vegetation . 123Table of Contentsv

FIGURES AND TABLESList of FiguresFigure 1.Vegetation Being Classified by the Conservancy andNatural Heritage Programs .16Figure 2.Hierarchical Vegetation Classification System for theTerrestrial Ecological Communities .21Figure 3.Longleaf Pine Communities of the Outer and Middle NorthCarolina Coastal Plain .42Figure 4.Current Number of Associations by State .52Figure 5.Current Number of Associations by Bailey’s Ecoregion(Province Level) .53Figure 6.Total Number of Associations by Conservation Rank .62Figure 7.Total Number of Imperiled (G1, G2) Associations by State .64Figure 8.Total Number of Imperiled (G1, G2) Associations by Bailey’sEcoregion (Province Level) .64Figure 9.Percentage of Associations by State that are Imperiled(G1, G2) .65Figure 10. Percentage of Associations by Bailey’s Ecoregion (ProvinceLevel) that are Imperiled (G1, G2) .65List of TablesviTable 1.The USNVC’s Physiognomic-floristic Hierarchy for TerrestrialVegetation . 25Table 2.The Nature Conservancy Conservation Science Regions . 28Table 3.Utility Categories of Existing Data Sets in VegetationClassification . 31Table 4.Number of Vegetation Types at Each Level of the USNVC . 46Table 5.Total Number of Associations by Class and Subclass inthe USNVC . 47The National Vegetation Classification System: Development, Status, and Applications

Table 6.Conservation Ranks for Associations .61Table 7.Taxonomic Distribution of Imperiled Associations (G1, G2)at the Class and Subclass Levels of the USNVC .63Table 8.Representative Natural Communities and Their ConservationRanks Occurring in Bailey’s Prairie Parkland (Temperate)Province Ecoregion (251) . 66Table of Contentsvii

AcknowledgmentsThe development of this classification system represents a team effort. Whereas primary leadership,continuity, and maintenance have been provided by the science programs at The Nature Conservancy,the classification of vegetation types across the United States is based in large part on decades of fieldefforts by the ecologists across the network of state Heritage Programs. Numerous Conservancy andHeritage scientists have made important contributions to the development of the classification system.The list includes all of the Senior Ecology Group within the Conservancy and many past members ofthis Group. We would particularly like to acknowledge Dorothy Allard, Mark Bryer, Kim Chapman,Lisa Engelking, Bob Jenkins, Tom Rawinski, Rick Schneider, and Jack White. We would also like toacknowledge Kat Maybury for the editorial and coordination roles that she performed to bring thisvolume to completion.Work on this classification has been strongly supported by many federal programs at the nationaland regional level. The U.S. Forest Service and the U.S. Department of Interior Gap Analysis Programhave consistently provided a high level of involvement and support for the development of theclassification system and descriptions of types. The National Park Service’s Vegetation MappingProgram has furthered the development and documentation of the classification itself, along withstandards for its application to vegetation mapping. The use of this classification across these programsand partnerships has culminated in the refinement of this vegetation classification and informationsystem and its adoption as a standard by the Federal Geographic Data Committee (FGDC 1997).The subsequent development of the Ecological Society of America Vegetation Classification Panelhas been instrumental for the implementation of a broader documentation and review process.In summary, the development of this classification framework and the emerging list of vegetationtypes across the U.S. represents an extensive collaborative effort with a diverse set of partners. Thisclassification system is new to this country, and without such broad collaboration it would not havebeen possible.viiiInternational Classification of Ecological Communities: Terrestrial Vegetation of the United States

PrefaceThe committees of the Nature Conservancy have the task of assembling information on a country-wide basis andcoordinating the activities between states. Some of their immediate tasks are as follows: “A study and enumerationof the vegetation and biotic types of the United States and Canada.” A number of studies of this sort have beenmade for limited regions and for certain categories such as forest types and range types. No one has everundertaken to compile this information for the whole country. Estimated cost 5,000.Nature Conservation News. Annual Report of The Nature Conservancy, 1952.The mission of The Nature Conservancy, aninternational non-profit conservation organization, is to conserve species and natural communities through the protection of the lands and watersthat they need to survive. The Conservancy’sapproach to conservation relies on the consistentand systematic accumulation, management, andanalysis of scientific information on the “elementsof biological diversity”—specifically the status andlocation of plants, animals, and ecologicalcommunities. This information is collected andmanaged in partnership with an internationalnetwork of cooperating Natural HeritagePrograms and Conservation Data Centers. Theinformation is then used to help guide the Conservancy’s land acquisition and stewardship activitiesand to assist others in identifying priorities forbiodiversity conservation.From the beginning the Conservancyemphasized the need to protect ecologicalcommunities, or “biotic types,” as illustrated bythe quote from the 1952 Annual Report of TheNature Conservancy, above. Until recently theseecological communities were classified at thestate or regional level by the Conservancy andthe Natural Heritage Programs in North America,and these classifications helped direct conservation priorities on a state-by-state basis.Although these classifications have proved usefulfor many purposes (including conservationplanning, description of managed areas, andunderstanding of species habitats), they did notsupport the identification of regional and nationalecological units nor the associated setting ofregional conservation priorities. Many conservationists identified the need to move from anational conservation strategy focused primarilyon endangered species to a more comprehensiveapproach based on ecological communities (withmore specifically targeted actions on rare speciesprotection). A standardized national classificationof ecological communities would be the basis forimplementing such a strategy.To meet these objectives, the Conservancy,in conjunction with the Natural HeritagePrograms, undertook the development of ascientifically sound, consistent, and flexibleclassification system based on vegetation. A teamof Conservancy and Heritage ecologists has nowcompleted the first draft of a standardizednational vegetation classification system for theUnited States. Although this classification systemwas initially developed to support the conservation and management objectives of the Conservancy and the network of Natural HeritagePrograms, its utility has attracted a broader rangeof users in federal and state agencies, academicinstitutions, and other conservation organizations, as well as interest from internationalpartners. The identification of vegetation typesat the finest level of the classification hierarchy isfar from complete, and there are numerous stepsthat must be implemented to ensure the continued development and improvement of theclassification system. It is our objective to introduce the emerging system; provide informationPrefaceix

on its background, structure, and development;highlight some of the applications; and point outkey areas that still need to be developed. We havewritten this report to inform resource managers,scientists, and conservationists of what has beenaccomplished so far, to elicit feedback, and tosolicit an expanded set of partners.A classification of ecological communitiesor ecosystems using vegetation has bothadvantages and limitations. Vegetation is dynamic,and type definitions often require a high degreeof variability. However, vegetation is readilymeasured for both inventory and monitoringpurposes, it can be tracked efficiently at multiplescales, and it is a strong, if complex, indicator ofxthe ecological function of natural systems. Anational classification of vegetation can serve asan important component of a larger strategy tounderstand and conserve these natural systems.We are excited about its development and lookforward to its application both here in the U.S.and, in cooperation with other internationalgroups, in other countries.The work that is detailed in these twovolumes could not have been done without theConservancy’s willingness to support this effortover many years. We hope that this product willserve to further the work of understanding andconserving ecological systems in the UnitedStates and internationally.International Classification of Ecological Communities: Terrestrial Vegetation of the United States

IIIntroductionThe Need for a Standard Classificationof Ecological CommunitiesAttempts to understand the natural world havebeen directed at different biological andecological levels, from genes and species tocommunities and ecosystems. Efforts to conserve biological diversity can be focused at eachof these levels as well. Conservationists have oftenemphasized communities—assemblages ofspecies that co-occur in defined areas at certaintimes and that have the potential to interact withone another (Whittaker 1962, Reschke 1990,McPeek and Miller 1996). By describing,tracking, and preserving these ecologicalcommunities, they are able to protect a complexsuite of interactions not easily identified andprotected through other means.The Nature Conservancy (TNC) and theNatural Heritage Network1 have recognizedecological communities as important elementsof conservation for many years, and the bestoccurrences of these communities (as well as rareand imperiled species) have formed the basis forprotection decisions throughout the Conservancy’s history. The Conservancy recentlyreconfirmed the importance of using ecologicalcommunities as a key component in developingconservation strategies within an ecoregionalcontext (TNC 1996).Ecological communities constitute uniquesets of natural interactions among species, provide numerous important ecosystem functions(Costanza et al. 1997, Daily et al. 1997), andcreate part of the context for species evolution.In addition, by protecting ecological communities, many species not specifically targeted forconservation are protected as well. As such,communities become extremely importantconservation targets in areas where speciespatterns and ecological processes are poorlyunderstood. Communities also provide an important tool for systematically characterizing thecurrent condition of ecosystems and landscapes.Finally, change over time is often more efficientlymonitored in communities than in componentspecies. Changes may be detected by monitoringcomposition (changes in species abundance,proportions of endemics or exotics), structure(old growth characteristics, canopy features), andfunction (productivity, herbivory, patch dynamics,and nutrient cycling) (Noss 1990, Max et al. 1996).Until recently, however, there has been noaccepted standard for national or internationalcommunity classification. Community protection proceeded on a state-by-state or agency-byagency basis, based on independently developedclassifications. For the Conservancy and others,these classifications worked effectively for theconservation of important areas within states orjurisdictions, but from a national and international perspective, the lack of a standard systemresulted in unnecessarily redundant protectionof a few types and inadequate protection of manyothers.A common currency of ecological community types is clearly of fundamental importanceto the work of the Conservancy. Similarly, it is acritical tool for federal and state agencies that areresponsible for the conservation and management of biological diversity. In the absence of acommon classification, the results of manyinventory and monitoring programs, such asthose conducted in national forests and parks,state forests and parks, or fish and wildlife refuges,1The Natural Heritage Network is an informal designation of state and other programs that work cooperativelyto collect and manage information on rare species and natural communities.The Need for a Standard Classification of Ecological Communities1

cannot be integrated. As recently as 1995, Nosset al. concluded that a basic question—to whatextent the natural ecosystems in the United Stateshad been reduced in area or degraded in qualitydue to human activities—could only be answered“by a relatively crude approach because asystematic approach to understanding thesesystems at a national scale was not yet available.”The management implications of inconsistent classifications have also become moreapparent. Over the past few years, most federalresource management and land use agencies haveredefined their missions to address an “ecosystemapproach to management.” The meaning of ecosystem management and what this approach willaccomplish are articulated by each agency inrelation to its mission. Variation in the definitionof ecosystems among the agencies has led, insome cases, to considerably different interpretations of ecological units. A standard community classification system provides a consistentbasis for the characterization of the biologicalcomponents of different ecosystem units acrossthe physical and administrative landscape. Thus,a standard classification system contributes tothe formation of more precisely defined and lessvariable ecosystem units. It also allows for thecomparison of units that are defined andmanaged by different land management agencieswithin and among regions.A standardized classification system alsoprovides a valuable structure for framing andanswering important scientific inquiries aboutvegetation patterns and environmental processes.Such inquiries include (1) the comparison ofecological community richness and variability indifferent parts of the world, (2) the determination of the geographic distributions of specificvegetation types, (3) the elucidation of relationships between particular communities andenvironmental patterns or ecological processesacross the landscape, and (4) the developmentof mechanistic models that can explain thepatterns and dynamics of ecological communities, including responses to management andI22natural disturbance regimes.Thus, the relevance of a national vegetationclassification system is becoming clear to manyorganizations involved in conservation, naturalresource planning and management, and vegetation inventory, monitoring, and mapping. Insummary, the development of a standardnational community classification is regarded asa major step toward enhancing our ability tounderstand, protect, and manage the naturalresources of the United States (National ResearchCouncil 1993, Orians 1993, Noss et al. 1995,TNC 1996).Recognizing the need for a national andinternational classification of ecological communities, the Conservancy, in conjunction with theNatural Heritage Network, undertook thedevelopment of a scientifically sound, consistent,and flexible classification system. Early on, theConservancy identified the need for a separateclassification of each major ecological system(terrestrial, freshwater, marine, and subterranean), as each would require

New York Natural Heritage Program North Carolina Natural Heritage Program Ohio Natural Heritage Data Base Oklahoma Natural Heritage Inventory Ontario Natural Heritage Information Centre Oregon Natural Heritage Program Pennsylv

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