Review On Technology Transfer In Pharmaceutical Industry; Facts And .

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SJIF Impact Factor 6.222 ejpmr, 2020,7(8), 738-743 Dumpala et al. Review Article EUROPEAN JOURNAL European OF PHARMACEUTICAL Journal of Pharmaceutical and Medical Research ISSN 2394-3211 AND MEDICAL RESEARCH EJPMR www.ejpmr.com REVIEW ON TECHNOLOGY TRANSFER IN PHARMACEUTICAL INDUSTRY; FACTS AND STEPS INVOLVED Rajesh Dumpala1* and Chirag Patil2 1 Research Scientist, Department of Formulation & Development (MS&T), Alembic Research Centre, Vadodara, Gujarat, India. 2 Research Associate, Department of Formulation & Development (MS&T), Alembic Research Centre, Vadodara, Gujarat, India. *Corresponding Author: Rajesh Dumpala Research Scientist, Department of Formulation & Development (MS&T), Alembic Research Centre, Vadodara, Gujarat, India. Article Received on 03/06/2020 Article Revised on 24/06/2020 Article Accepted on 15/07/2020 ABSTRACT The Technology Transfer is both integral and critical to drug discovery and development process for new medicinal products this process gives necessary information for technology transfer from R&D to PDL/T.T/MS&T department and development of existing product to the production for commercialization. The article attempts to discuss about the technology transfer process, steps involved in technology transfer, reasons for using technology transfer, importance of technology transfer and the issues involved in the technology transfer in the pharmaceutical industry. KEYWORDS: Technology transfer, Scale up, Exhibit, pharmaceutical production. FACTS AND STEPS INVOLVED Technology Transfer It is Systematic Documented evidence to Transfer Analytical Method, Formulation Manufacturing Process, and Packaging Method & API Manufacturing Process from One location to another Location with consistent Performance of Method or Process which will give high degree of assurance that Specific Process or Method will consistently produce a product meeting its predetermined specifications and quality characteristics. or institution (eg: a company, a university or a governmental body) and of acquisition by the others such ideas, knowledge, technologies and skills. Application of Technology Transfer Pharmaceutical Industry Formulation Manufacturing Process Transfer Analytical Method Transfer Packaging Method Transfer API Manufacturing Process Transfer in World Intellectual property organization (WIPO) Defines“A series of processes for sharing ideas, knowledge, technology and skills with another individual The Technology Transfer Team Name of Team Responsibilities of Team Member Member The central focus for transfer activities, Collates documentation from donor site, Performs initial Process assessment of transferred project for feasibility, compatibility with site capabilities and Technology establishes resource requirements. The reviews documentation to determine compliance with marketing authorization, The reviews QA analytical method with QC to determine capability, equipment training requirements, The Representative initiate’s conversion of donor site documentation into local systems and format. The reviews process instructions/ rules with process technologist to confirm capacity and capability, They consider any safety implication Ex. Solvents, toxic and sanitizing materials, Production They consider impact on local standard operating procedures, Training requirements of Representative supervisors and operators. The reviews with production representative equipment and Requirements, Initiates required Engineering engineering modifications change or part purchase, Reviews preventative maintenance and Representative www.ejpmr.com 738

Dumpala et al. QC Representative European Journal of Pharmaceutical and Medical Research calibration impact Ex. Use of more aggressive ingredients, more temperature sensitive process and modifies accordingly. The reviews analytical requirements, The availability with instruments, The responsible for analytical method transfer for drug substances and drug product. STAGES FROM F&D TO MAUNFACTURING UNIT Stage 1 : Literature Search - Evaluate at least two suppliers fully. Stage 2 : Active Sourcing - Request for the samples, COA and Specifications. - DMF availability - Compliance with USP monograph - Impurity profile and stability Stage 3 : Active Evaluation - Potential Polymorphic forms - Commitment for physical specifications Stage 4 : Active Purchasing Stage 5 : Active Testing Stage 6 : Innovator's Product Purchasing - Evaluate physical parameters such as - Tablet shape - Tablet color - Pack sizes containers materials - Closure types ; cotton and desiccants - Innovator Physical /Chemical Testing such as - Weight / Thickness / Hardness - LOD Innovator's Stage 7 : - Friability Product Testing - Disintegration - Dissolution - Related Substance - Microscopic observation such as - Particle size - Crystal shape - Identification of specific Excipient - Physical characterization of bulk batch - Polymorphism - Particle size distribution - Bulk density & Tapped density - Microscopic observation Bulk Active Stage 8 : - Chemical characterization Testing - Assay - Stressed Analysis - Impurity profile - Optical rotation - O.V.I. Testing Excipients - Pre-Formulation Studies Stage 9 : Selection - Manufacturers and suppliers - Material composition Container Closure Stage 10 : - Requirement of cotton and desiccants System - Manufacturer's DMF numbers for all component parts Granulation Wet Granulation Dry Granulation Dry Mixing Selection of Slugging Method Stage 11 : Manufacturing Blending Time Optimization Process Evaluation of Physical Properties of Granules - Flow properties - Bulk Density & Tap Density www.ejpmr.com 739

Dumpala et al. Stage 12 : Stage 13 : Stage 14 : Stage 15 : Stage 16 : Stage 17 : Stage 18 : Stage 19 : Stage 20 : Stage 21 : Stage 22 : Stage 23 : European Journal of Pharmaceutical and Medical Research - Particle-size distribution - Compressibility - Hausner’s Ratio - Evaluation Physical Properties of Compressed Tablets - Weight - Thickness - Hardness - LOD - Friability - Disintegration Bulk Active Purchased - Dissolution - in USP medium (Multipoint profiles) and other relevant media versus Innovator's product Analytical - Validation of analytical package i.e. Assay; Dissolution, Content Uniformity Evaluation completed prior to Process Qualification Process Optimization Analytical Evaluation Scale Up Process Qualification - Pre-Exhibit / PO Batch Pivotal Production - Exhibit / Submission Batch Bio Study Results Evaluation Pre-Submission Auditing Submission Process Validation Process Re-validation When does Technology Transfer occur? Idea to Discovery Lab Discovery Lab to Development Lab Development Lab to Kilo Lab Lab to Pilot Plant Kilo Lab to Pilot Plant Pilot Plant to Semi-works (other pilot plant) Pilot Plant/ Semi-works to Manufacturing Manufacturing to Manufacturing KNOWLEDGE TRANSFER PROCESS Need an Effective Transfer Process that plugs the leaks and yields Better Retention TECHNOLOGY TRANSFER SUCCESS CRITERIA www.ejpmr.com 740

Dumpala et al. European Journal of Pharmaceutical and Medical Research Team work, most of the time . Sending and Receiving Unit “ Technology transfer is not a one way street”. The sending & receiving unit must be equally involved in the process to ensure success. "You can tell pharmacy finally that we have a product with three batches on Predetermine specification." IMPORTANCE OF TECHNOLOGY TRANSFER 1. Demonstration of Necessary information from Research & Development to Actual Manufacturing. 2. Demonstration of Necessary information of existing Product between Various Manufacturing Places. 3. For the smooth manufacturing of commercial Products. Reason For Technology Transfer Lack of manufacturing capacity. Lack of resources to launch product Commercially. Lack of marketing and distribution Capability. Exploitation in a different field of application. Factors Influencing Technology Transfer Good business and manufacturing Practices. Potential for competitive pricing. Strategic planning. Strong economy and environment. Transparent and efficient regulation. www.ejpmr.com Opportunities for contingency supply. Function of Technology Transfer DOCUMENTATION (TYPICAL TTD PACKAGE) - Product Development Report (PDR) - Master Formula Card (MFC) - Sampling Protocol - Master Packaging Card (MPC) - Standard Test Procedure (STP) - Raw Material Inprocess, Finished & Shelf Life Specification EXECUTION OF SCALE UP, PO / PRE-EXHIBIT, EXHIBIT, VALIDATION BATCHES COST REDUCTION CONTRACT MANUFACTURING MANUFACTURING SITE TRANSFER COMMERCIAL TROUBLE SHOOTING SUPAC LEVEL CHANGES (ANNUAL REPORTABLE, CBE & PAS) 741

Dumpala et al. European Journal of Pharmaceutical and Medical Research Flowchart For Technology Transfer For Process Optimization And Exhibit Batches CONCLUSION The transfer involves cost and expenditure that is negotiated and agreed upon by the transferee and transferor. The transfer may be said to be successful if the transferee can successfully utilise the technology for business gains and eventually assimilate it Appropriate efficiency in technology transfer from development to commercialization can be achieved through better communication and documentation by technology transfer team. A cooperative effort by team results in more successful initial and consistency runs leading to an earlier license, earlier launch and a greater market share. Use of enriched approaches like technology transfer to the development and start-up of new production systems will enable pharmaceutical organizations to fully benefit from the recent improvements in the new drug discovery and to complete more effectively in a rapidly changing marketplace. A dedicated technology transfer organization is set up to facilitate and execute the process. Technology www.ejpmr.com transfer can be considered successful if a receiving unit can routinely reproduce the transferred product, process or method against a predefined set of specifications is agreed with a sending unit and/or a development unit. Licensing is an imperative spectacle of technology transfer that has gained momentum in pharmaceutical industry by which pharmaceutical firms can contribute to research and development. Technology transfer is a complex issue and should be deal with using holistic approach. REFERENCES 1. Domb E. Using TRIZ to Accelerate Technology Transfer in the Pharmaceutical Industry; PGTJ, 2004; 3-5. 2. http://www.research.cornell.edu/cotab 3. Reamer A. Icerman L and Youtie J. Technology Transfer and Commercialization: Their Role in Economic Development, EDA Public documents, 2003. 742

Dumpala et al. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. European Journal of Pharmaceutical and Medical Research Patel DS. An overview for pharmaceutical industry. IBAP, 2010; 1-10. http://aspx?ContentID 193 www.gsk.com/policies Technology 4sme.net/images/pdf%20floder/ttps http://www.chapter 3.pdf. ISPE Good practice guide. Technology transfer. Tampa, F.L. International Society for Pharmaceutical Engineering, 2003. Janodia MS, Sreedhar D, Ligade VS, Pise A and Udupa N. Facts of Technology transfer: A perspective of Pharmaceutical industry, J. Intellectual property rights, 2008; 28-34. Ruegger CE, Royce AE and Mollan MJ, Wagner RF, Valazza SJ and Mecadon MR. Scale up of Solid Dosage Forms, 2006. Mendes PC. Licensing and Technology Transfer in the pharmaceuticals Industry Cited, 2010. Reamer A. Icerman L and Youtie J. Technology Transfer and Commercialization:Their Role in Economic Development, 2003. Singh A and Aggarwal G. Technology Transfer in Pharmaceutical Industry: A Discussion. IJPBS, 2009; 1-3. Mahboudi Mand Ananthan BR. Effective factors in technology transfer in the Pharmaceutical Industries of Iran: A Case study. The IUP Journal of Knowledge Management, 2010; 1-2. Biswajit D and Rao N. Transfer of Technology for Successful Integration into the Global Economy: A Case Study of the Pharmaceutical Industry in India. UNCTAD, 2002. Luis Alberto del Río, Nuria Salazar, Carmen Trives, Guidelines for a pharmaceutical technology transfer towards a drug manufacturing plant, Bol. Soc. Quím. Méx, 2007. Del Rio, L.A. Ind. Farm, 2001; 64-68. Bateni M. Selection of Appropriate Technology for Developing Countries, Tadbir, 2000; 108. http://www.amuasi-paper-edited.pdf. www.ncbi.nlm.nih.gov/pubmed/12613797 www.ejpmr.com 743

13. Singh A and Aggarwal G. Technology Transfer in Pharmaceutical Industry: A Discussion. IJPBS, 2009; 1-3. 14. Mahboudi Mand Ananthan BR. Effective factors in technology transfer in the Pharmaceutical Industries of Iran: A Case study. The IUP Journal of Knowledge Management, 2010; 1-2. 15. Biswajit D and Rao N. Transfer of Technology for

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