Technical Support Document: Recommended Estimates For Missing Water .

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Office of WaterEPA 820-R-15-106March 2016Draft Technical Support Document:Recommended Estimates for MissingWater Quality Parameters forApplication in EPA’s Biotic Ligand Model

Disclaimer PageThis technical support document (herein referred to as the “Missing Parameters TSD”) summarizesdata analysis approaches EPA used to develop recommendations for default values for water qualityparameters used in the copper BLM when data are lacking. When published in final form, thisdocument will provide information to states, tribes, and the regulated community interested in usingthe Biotic Ligand Model to protect aquatic life from toxic effects of copper. Under the CWA, states andtribes are to establish water quality criteria to protect designated uses. State and tribal decisionmakers retain the discretion to adopt approaches on a case-by-case basis when appropriate. Thisdocument does not substitute for the CWA or EPA’s regulations; nor is it a regulation itself. Thus, itcannot impose legally binding requirements on EPA, states, tribes, or the regulated community, andmight not apply to a particular situation based upon the specific circumstances. EPA may change thisdocument in the future. This document has been approved for publication by the Office of Science andTechnology, Office of Water, U.S. Environmental Protection Agency.Mention of trade names or commercial products does not constitute endorsement or recommendationfor use. This document can be downloaded ards/criteria/aqlife/copper/2007 index.cfmCover photo: Credit USEPAi

AcknowledgementsLuis A. Cruz(Document Coordinator and Contributor)United States Environmental Protection AgencyHealth and Ecological Criteria DivisionWashington, D.C. 20460ReviewersElizabeth Southerland, Elizabeth Behl, Kathryn GallagherUnited States Environmental Protection AgencyOffice of Science and TechnologyWashington, D.C. 20460ii

Acronyms or POTWsRMSEDefinitionAcute to Chronic RatioAverage Standard ErrorBiotic Ligand ModelBiochemical Oxygen DemandCriterion Continuous ConcentrationCriterion Maximum ConcentrationClean Water ActDegrees of FreedomDissolved Organic CarbonAreas in which ecosystems and the type, quality, and quantity of environmentalresources are generally similar. In this document is represented by EPA Level IIIEcoregionsEnvironmental Monitoring and Assessment ProgramUnited States Environmental Protection AgencyFixed Site CriteriaGeochemical Ions; ion parameters for the Biotic Ligand Model (Ca, Mg, Cl, Na, K, SO4,alkalinity)Geographic Information SystemGreat Lakes Environmental CenterHydrologic Unit Code (a two to eight digit code that identifies each hydrologic unit)Interquartile rangeInstantaneous Water Quality CriteriaLower Confidence LimitLegacy Data Center (EPA historical STORET database, recently renamed)Linear RegressionMilligrams per literNational Hydrography DatasetNational Hydrography Dataset PlusNational Organic Carbon Database (combined organic carbon data from twodatabases: USGS WATSTORE and EPA STORET)National Research CouncilNational River and Stream AssessmentNational Waters Information SystemPermit Compliance SystemRelative Percent DifferencesPrincipal Components AnalysisNegative logarithm of the hydrogen ion concentration (in moles per liter); scale rangefrom 0 to 14Particulate Organic CarbonPublicly Owned Treatment WorksRoot Mean Square Erroriii

al Sum of SquaresScatter Plot MatricesStrahler Stream OrderEPA STOrage and RETrieval Data Warehouse (recently renamed Legacy Data Center,LDC)Total Dissolved SolidsTechnical support documentTotal Suspended SolidsTotal Organic CarbonUpper Confidence LimitUnited StatesUnited States Geological SurveyUSGS National WATer Data STOrage and REtrieval System (predecessor of NWIS)Wadeable Stream AssessmentWater Quality CriteriaMicrosiemens per centimeterMicrograms per literiv

Executive SummaryThe United States (U.S.) Environmental Protection Agency (EPA) developed revised freshwater aquaticlife criteria for copper using the Biotic Ligand Model (BLM) in 2007. The 2007 Freshwater Copper BLMpredicts acute copper toxicity based on site-specific water quality parameters, and calculates aquaticlife criteria based on the predicted copper toxicity. The current freshwater copper BLM requires 10input parameters to calculate copper criteria: temperature, pH, dissolved organic carbon (DOC),alkalinity, calcium, magnesium, sodium, potassium, sulfate, and chloride, the last seven of which arealso referred to as geochemical ions (GI). Previously available hardness-based copper criteriaincorporated consideration only of the effects of hardness on bioavailability, while the BLMincorporates consideration of all of the water chemistry parameters that have a major influence onmetal bioavailability. This allows the BLM-based criteria to be customized to the particular water bodyunder consideration. However, given the broad geographical range over which the BLM is likely to beapplied, and the limited availability of data for input parameters in many areas, a practical method toestimate missing water quality parameters was needed to successfully run the BLM. This technicalsupport document (herein referred to as the “Missing Parameters TSD”) summarizes data analysisapproaches EPA used to develop recommendations for default values for water quality parametersused in the Freshwater Copper BLM when data are lacking. These default values could also be used tofill in missing water quality input parameters in the application of other metal BLM models as well,when data are lacking. EPA used three approaches to develop these default value recommendations: Conducted geostatistics and conductivity analyses to predict GI parameters Applied stream order to refine prediction of GI parameters Mined the National Organic Carbon Database (NOCD) to estimate DOCIn brief, EPA found that an approach that used correlation (with conductivity and discharge asexplanatory variables), combined with geostatistical techniques (kriging), and a consideration ofstream order produced the best estimates for BLM GI parameters. Tables 8, 9, and 10 presentestimated inputs for each GI and water hardness in each ecoregion categorized by stream order forlow, medium, and high order streams, respectively. Recommended GI values are based on the 10thpercentile of ecoregional Level III values for the appropriate stream order (size) and are expected toyield appropriately protective criteria values when applied in the BLM model. In Table 20 of Section 4,EPA provides estimates for DOC by ecoregion based on an analysis of a compilation of national organiccarbon databases. The 10th percentile of ecoregional Level III values are recommended for DOC. Therewas insufficient data to refine the DOC estimates by stream order. EPA recommends measurement ofpH and temperature directly to use as an input in the BLM. Temperature is a commonly measuredparameter, and should be easily obtainable for use in the BLM. The following paragraphs summarizethe contents of each section in this report.Section 1 provides an introduction to this study, including background on the BLM. In developing theapproaches outlined in this study, EPA relied upon several previous studies that attempted to estimatevalues for BLM input water quality parameters; these studies are outlined briefly in Section 1 and aredescribed in detail in Appendices A through D. This earlier work demonstrates that protective waterv

quality criteria (WQC) for copper generally corresponded to a low percentile of the distribution ofinstantaneous water quality criteria (IWQC) predicted by the BLM.Section 2 provides a discussion of the approach taken by EPA to estimate BLM GI parameter valuesusing geostatistics, which are a suite of statistical methodologies that use spatial coordinates toformulate models used in estimation and prediction. Section 2 also describes how EPA supplementedthe geostatistical approach with conductivity as an explanatory variable, because conductivity data areabundant and correlate well to the BLM GI parameters.Section 3 provides an analysis and discussion of the EPA approach to estimation of BLM GI parametersincorporating stream order as a variable, with a goal of providing BLM users with tables ofrecommended GI parameter estimates based upon both ecoregion and stream order. For each Level IIIecoregion, we recalculated the 10th percentiles of the distributions of all daily water quality parametersmeasured at all NWIS stations taking into account stream orders or ranges (groups) of stream orderswithin each ecoregion. Values of the BLM GI parameters generally increased with stream order. Basedupon this trend, we grouped the estimates for each parameter by stream order: 1 through 3(headwater streams), 4 through 6 (mid-reaches), and 7 through 9 (rivers).Section 4 discusses the estimation of DOC based on the NOCD and two other databases. The NOCD wascompiled from a number of sources, including EPA’s Storage and Retrieval Data Warehouse (STORET)and the United States Geological Survey’s National Water Data Storage and Retrieval System(WATSTORE) (the predecessor of the National Waters Information System (NWIS)). The two otherdatabases, the Wadeable Stream Assessment (WSA) and the National River and Stream Assessment(NRSA), were used to supplement and update the DOC analysis. Section 4 summarizes the datasources, analysis, and uncertainty associated with ecoregional statistics for the NOCD and outlines howtests for bias in the data influence selection of 10th percentile DOC concentrations from either theNOCD or the WSA or NRSA databases. The importance of field sampling for DOC is highlighted inSection 4 because of limitations of the NOCD and the importance of DOC in criteria calculation.Section 5 provides a summary of the three approaches used to develop EPA’s recommendations. Takentogether, the approaches presented in this TSD describe EPA’s recommendations for default inputparameters in the BLM to derive protective freshwater aquatic life criteria when data are lacking.However, it should be noted that site-specific data are always preferable for developing criteria basedon the BLM and should be used when possible. Users of the BLM are encouraged to sample their waterbody of interest, and to analyze the samples for the constituent (parameter) concentrations as a basisfor determining BLM inputs where possible.vi

Table of ContentsDisclaimer Page . iAcknowledgements . iiAcronyms or Abbreviations . iiiExecutive Summary . vTable of Contents . viiList of Figures. xList of Tables . xiii1INTRODUCTION . 11.1Background and Objective. 11.2Input Data and the BLM . 11.3 Previous Studies . 21.3.1 An Examination of Spatial Trends in Surface Water Chemistry in the Continental United States: Implicationsfor the Use of Default Values as Inputs to the BLM for Prediction of Acute Metal Toxicity to AquaticOrganisms (Carlton, 2006) . 21.3.2 Approaches for Estimating Missing BLM Input Parameters: Correlation Approaches to Estimate BLM InputParameters Using Conductivity and Discharge as Explanatory Variables (USEPA, 2007). 21.3.3 Copper Biotic Ligand Model (BLM) Software and Supporting Documents Preparation: Development of Toolsto Estimate BLM Parameters (USEPA, 2008) . 31.3.4 Approaches for Estimating Missing BLM Input Parameters: Projections of Total Organic Carbon as a Functionof Biochemical Oxygen Demand (USEPA, 2006a) . 41.42Approaches to Estimate Water Quality Parameters for the BLM . 4USING GEOSTATISTICS AND CONDUCTIVITY TO PREDICT GI PARAMETERS . 52.1Data Source and Processing . 52.2 Geostatistical Analysis of National Data for Geochemical Ions. 82.2.1Kriging of Conductivity Data . 92.2.2Co-kriging of GI Data . 102.2.3Projection of Geostatistical Predictions onto Level III Ecoregions . 122.2.3.2Averaging Methods . 172.2.3.3Tabulations of Ecoregional Estimated BLM Water Quality Parameters . 172.2.3.4Confirmation of Results . 212.2.3.5Conclusions for Selection of Water Quality Parameters . 332.2.3.6Guidance Regarding Selection of Water Quality Parameters: pH and DOC . 333USING STREAM ORDER TO REFINE PREDICTION OF GI PARAMETERS . 343.1Determining SO of NWIS Surface Water Sampling Locations. 343.2Estimating BLM Parameters for Ecoregions and SO . 353.3Results . 35vii

3.3.13.3.23.3.33.44Dependence of Ecoregional Parameter Estimates on SO . 35SO-Based Parameter Estimates . 40Comparison of Parameter Estimates to Results of Probability-Based Surface Water Sampling . 50Summary. 56DOC ESTIMATION USING THE NATIONAL ORGANIC CARBON DATABASE. 584.1Description of the NOCD . 584.2Recalculation of Ecoregional DOC Percentiles for Rivers and Streams . 594.3 Testing for Bias in the NOCD . 624.3.1Previous Efforts Using EMAP Data . 624.3.2Testing for Bias Using Data from the WSA . 634.3.2.1Selection of Statistical Test to Assess Potential Bias in DOC Data. 644.3.2.2Rank-Sum Test Comparing WSA DOC Data to NOCD . 644.3.3Results and Implications of Bias Testing . 7354.4Comparing NOCD to WSA/NRSA DOC Data . 754.5Conclusions . 81SUMMARY AND RECOMMENDATIONS . 825.1Recommendations for BLM inputs for geochemical ions where site-specific data are not available. 825.2Recommendations for BLM inputs for DOC where site-specific data are not available . 835.3Recommendations for BLM inputs for pH where site-specific data are not available . 835.4Conclusions . 83REFERENCES . 84Appendix A:An Examination of Spatial Trends in Surface Water Chemistry in the Continental United States:Implications for the Use of Default Values as Inputs to the Biotic Ligand Model for Prediction of AcuteMetal Toxicity to Aquatic Organisms . 87A.1Abstract . 87A.2Background . 87A.3Description of Data . 88A.4Data Analysis . 89A.5Developing Regional Defaults . 97A.6Discussion . 99A.7Conclusions . 99A.8References. 99Appendix B:Approaches for Estimating Missing Biotic Ligand Model Input Parameters. Correlation approaches toestimate Biotic Ligand Model input parameters using conductivity and discharge as explanatory variables. 100B.1Introduction . 100B.2Data . 103viii

B.3Results . 103B.4Discussion . 111B.5References. 112Appendix C:C.1Development of Tools to Estimate Biotic Ligand Model Parameters . 114Introduction . 114C.2 Regression Analysis . 114C.2.1pH . 114C.2.2DOC . 115C.2.3Alkalinity . 115C.2.4Calcium. 115C.2.5Magnesium . 115C.2.6Sodium . 116C.2.7Potassium . 116C.2.8Sulfate . 116C.2.9Chloride . 116C.3 Application of Conductivity Regressions . 116C.3.1Naugatuck River, Connecticut . 117C.3.2San Joaquin River, California . 119C.3.3South Platte River, Colorado . 121C.3.4Halfmoon Creek, Colorado . 122C.3.5Summary of Site-Specific Test Results . 124C.4Combining GI-Conductivity Regressions with Geostatistical Techniques . 127C.5References . 131Appendix D:Approaches for Estimating Missing Biotic Ligand Model Input Parameters: Projections of Total OrganicCarbon as a Function of Biochemical Oxygen Demand. 132D.1Introduction . 132D.2Data . 132D.3Results . 133D.3.1 TOC and BOD at All Monitoring Locations . 133D.3.2 TOC and BOD at Effluent Monitoring Locations . 135D.3.3 TOC and DOC at CARP Effluent Monitoring Locations . 140D.4Discussion . 142D.5References. 145ix

List of FiguresFigure 1. NWIS sample collection locations in the continental U.S. (Carleton, 2006) . 6thFigure 2. Kriged prediction surface for 10 percentile of conductivity in the continental U.S. (sample locations inblue) . 10thFigure 3. Co-kriged prediction surface for 10 percentile of calcium in the continental U.S. . 11thFigure 4. Co-kriged prediction surface for 10 percentile of alkalinity in the continental U.S. . 12Figure 5. Map of Level III ecoregions in the U.S. 16thFigure 6. Scatter plot matrix of ecoregional average 10 percentiles of data for conductivity (COND SAM) and GIparameters (calcium CA SAM, magnesium MG SAM, sodium NA SAM, potassium K SAM,alkalinity ALK SAM, chloride CL SAM, sulfate SO4 SAM) . 22thFigure 7. Scatter plot matrix of ecoregional average 10 percentiles of geostatistical predictions of conductivity(COND KR) and BLM GI parameters (calcium CA CO, magnesium MG SCO, sodium NA CO,potassium K CO, alkalinity ALK CO, chloride CL CO, sulfate SO4 CO) . 23thFigure 8. Ecoregional averages of kriged 10 percentiles of conductivity versus data . 25thFigure 9. Ecoregional averages of cokriged 10 percentiles of alkalinity versus data . 26thFigure 10. Ecoregional averages of cokriged 10 percentiles of calcium versus data. 27thFigure 11. Ecoregional averages of cokriged 10 percentiles of magnesium versus data . 28thFigure 12. Ecoregional averages of cokriged 10 percentiles of sodium versus data . 29thFigure 13. Ecoregional averages of cokriged 10 percentiles of potassium versus data. 30thFigure 14. Ecoregional averages of cokriged 10 percentiles of sulfate versus data . 31thFigure 15. Ecoregional averages of cokrig

estimate missing water quality parameters was needed to successfully run the BLM. This technical support document (herein referred to as the "Missing Parameters TSD") summarizes data analysis approaches EPA used to develop recommendations for default values for water quality parameters used in the Freshwater Copper BLM when data are lacking.

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