The Similarities And Differences Between Health Behaviour .

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The similarities and differences between Health BehaviourChange and Sustainability Behaviour Change: A systematicliterature reviewElizabeth Oldcorn, Gillian Armour, Alison McCannAugust 20161

ContentsPreface . 31Summary . 42Background . 53Method . 93.1Search strategy and data sources . 93.2Inclusion/Exclusion criteria. 103.3Data synthesis . 103.4Results . 114Study design and methods . 125Theories and constructs . 136The intention – behaviour gap . 157Internal vs External influences . 158Tools and techniques for behaviour change . 179Organisational change . 2010 Discussion . 2011 Conclusions and implications for practice and further research . 24References . 262

PrefaceWe live in what geologist call the Holocene. The term can be best translated asmeaning the “entirely recent” in geologic time. It has been characterised as the timeafter the last of the glacial period until now, so roughly 12,000 years. However, manygeologists and other scientists have debated whether or not we have moved intowhat they call the Anthropocene – that time when the activities of human beings hasbegun to outstrip the geological processes and characteristics that mark earlierepochs. In other words, the epoch in which humanity started to mould our planet’sgeology and atmospheric processes by our actions, rather than be moulded by them.Whether or not we are in a new geological epoch, the evidence that humanbehaviour – whether as individuals or from within organisations – is a majorcomponent in our over-reliance on carbon based fuels to create and maintain life andto power our everyday world is clear. The corollary of which is that sustainabledevelopment – our capacity to continue to use limited resource now and for ourfuture – will also be based – in part - on how well we mitigate and adapt humanbehaviours to become more sustainable.Some years ago, the Scottish Managed Sustainable Health Network (SMaSH) wasasked to help colleagues working in the sustainable development field by seeingwhat our understanding of health behaviour change could be translated into how wecould influence and change sustainability behaviours. This systematic review of thesimilarities and differences between the two type of behaviour and behaviour changeapproaches applied, is an initial step in trying to answer that question.I am indebted to Elizabeth Oldcorn of NHS Lothian, the report’s lead author, and toJulie Arnott, who provided Knowledge Services expertise, for undertaking this work. Ialso wish to acknowledge the vital contribution of the ScotPHN team which providedthe project management and the secretariat for the work. Together they haveprovided an essential starting point for anyone wishing to understand how to changebehaviour to promote individual and organisational sustainability and achieve thenecessary health co-benefitsPhil MackieLead Consultant, ScotPHN3

1SummaryObjective. To investigate the differences and similarities between attempts tochange health behaviours compared with sustainability behaviours.Design. Systematic literature review.Method. Two searches of the literature were conducted into (a) health behaviourchange and (b) sustainability behaviour change. Papers published since (a) 2010and (b) 2005 respectively, in English, worldwide were included. Databases searchedwere Applied Social Science Index and Abstracts (ASSIA), Cochrane and ScienceDirect, PsychINFO and Proquest Public Health. Google Advanced and GoogleScholar were used to search the grey literature. Studies were included thatassessed the impact of measures to bring about behaviour change.Results. Twenty-five studies were selected for final review. Sixteen from the healthbehaviour change (HBC) search and nine from the sustainability behaviour change(SBC) search. Studies looking at HBC were more likely to have a randomisedcontrolled trial design, particularly those concerning physical activity, weightcontrol/loss. The Theory of Planned Behaviour (TPB) was the model most oftenapplied to both health and pro-environmental behaviours, with some supportdemonstrated for the construct of perceived behavioural control being important forboth areas of behaviour change. Constructs from other models identified asimportant included intrinsic motivation, values, habits and social factors. Tools andapproaches shown to have some value included planning, personalised feedback,incentives and information provision.Conclusions.Similarities between the underlying processes that bring aboutbehaviour change between health and sustainability behaviours was demonstrated.In particular, perceived behavioural control, self-efficacy, social norms and supports.The review was not able to conclude that the same measures to affect theseconstructs for HBC can be replicated for SBC. Further studies comparing specificconstructs and/or behaviours could be useful in determining the transferability ofeffective interventions. Further research across both areas would benefit from morerandomised controlled trials, the use of objective measures of behaviours and followup. Consideration in the literature of the efficacy of different interventions in terms ofinequalities would also be welcomed. One of the key findings is the need for morestudies looking at actual change, rather than predicting behaviour or measuringassociations between variables and behaviours for both SBC and HBC.4

2BackgroundSupporting, assisting, helping, persuading people to change behaviour, whether inrelation to health behaviour or behaviours intended to reduce further environmentaldamage or mitigate the impact of climate change, is a major challenge; for not justhealth professionals but governments, local authorities, voluntary and privatesectors. Just as promoting health and the reduction of health inequalities iseveryone’s business 1, so is promoting environmentally friendly behaviours andreducing damage to the environment, not least as this is a major determinant ofhealth and health inequalities. Key recommendation six of Fair Society, HealthyLives stated: “Tackling social inequalities in health and tackling climate change mustgo together.”2There are numerous strategies and action plans in Scotland aimed at promotingpositive health behaviours and reducing further damage to the environment. Theareas where these seemingly most closely overlap are in relation to active travel andfood. However the health impacts of climate change, and the environmental impactof poor health, mean that the whole of these agendas are inextricably linked.Behaviour change needs to take place at both individual level and at the level oforganisations. Organisational behaviour change requires change in the procedures,protocols, infrastructure and culture of an organisation and individual behaviourchange in the organisational context needs to take place for this to happen. Staff atall levels have to behave differently to bring about changes at an organisationallevel.Health Behaviour Change (HBC) has received a huge amount of attention in recentyears due to the importance role that health behaviours, such as diet, physicalactivity and exercise, smoking and alcohol consumption, play in determining thehealth status of individuals. People in Scotland are living longer but the number ofpeople living with long-term conditions is rising. 3The Scottish Health Survey 2014 4 shows that people in Scotland are still notconsuming the recommended levels of fruit and vegetables and are exceedingrecommended limits of fat, salt and alcohol. Smoking is still most prevalent in themost deprived communities. Almost two-thirds of adults were overweight or obesewith only 63% of adults engaging in the recommended minimum levels of physicalactivity each week. It is estimated that nearly a quarter of all deaths could beavoided if people engaged in healthier lifestyles 5. There can often be a tensionbetween focusing on individual factors to bring about lifestyle change, and looking atexternal determinants, the socioeconomic, cultural and environmental influences.The term ‘Health Behaviour Change’ refers to an approach, consisting of a set oftools and techniques aimed at bringing about a change in people’s healthbehaviours. HBC encompasses a wide variety of strategies and tools such as5

motivational interviewing, goal setting, planning, use of incentives, self-monitoring,feedback and review. 6Sustainability behaviour change (SBC) refers to behaviours that are ‘proenvironmental’. Pro-environmental behaviour (PEB) consists of actions consciouslyperformed by an individual to lessen the negative impact of human activities on theenvironment and/or to enhance the quality of the environment. This encompassesthe ‘private-sphere environmentalism’ type of ‘environmentally significant behaviour’as described by Stern. 7 Sustainability behaviour change therefore concernsattempting to influence, persuade or support people, whether as individuals or aspart of organisations, to engage in or increase pro-environmental behaviours.The Climate Change (Scotland) Act 2009 requires a reduction in Scotland’sgreenhouse gas emissions by at least 80% by 2050 8. Energy use, for example viatransport, the home sector and the agricultural sector 9, waste such as food wasteand landfill, increased resource use and consumer habits all contribute to theproduction of greenhouse gases. Pro-environmental behaviours include thoseaimed at waste reduction such as recycling and food waste, reduction of energyconsumption including household heating, lighting, insulation, car/petrol use, activetravel, and consumer behaviours such as purchasing greener products, locallysourced food and energy efficient appliances. Organisational pro-environmentalbehaviours could be developing or adhering to environmental policies andguidelines, and considering the environmental impact of practices. For example, theNHS Scotland Sustainable Development Strategy 10 includes travel, procurement,facilities management, workforce, community engagement and buildings. Sternnoted that the influences on private-sphere actions are likely to be different from theinfluences on environmental behaviour in an organisational context.7It almost goes without saying that people’s behaviour is influenced by a vast numberof factors. Numerous models have attempted, with varying degrees of success, tomake sense of the factors and causal chains that lead to behaviour. For exampleAjzen’s Theory of Planned Behaviour 11, Social Learning Theory12, Self-determinationtheory 13, Disconnected Values Model (DVM) 14, consideration of futureconsequences 15, Self-affirmation theory 16, and the Stages of Change or‘Transtheoretical model’ 17 to name just a few. Some have been developedspecifically concerning health behaviours e.g. Health Belief Model18 and, to a lesserextent, to pro-environmental behaviour e.g. Value-Belief-Norm theory 19.Theoretical models provide understanding of the factors and mechanisms throughwhich behaviour is influenced, and therefore provide a basis by which to explorewhat works to change behaviour in given circumstances. This understandinginforms the planning of policies and interventions aimed at behaviour change. Abrief outline of the main theories drawn on in the literature included in this review isgiven below. For more comprehensive outlines see Darnton’s Practical Guide 20, theBritish Psychological Society 21 and Forestry Commission reviews 22.6

The Theory of Planned Behaviour (TPB) is one of the psychological theories mostoften applied in attempts to determine the causal pathways to behaviour andsubsequently behaviour change. The TPB explains behaviour as following on fromintention, which in turn is determined by an individual’s attitudes, subjective normsand perceived behavioural control. In response to the limitations of the TPB in itsfocus on intentions and the step, or leap, from intention to actual behaviour, the‘extended’ TPB, incorporated the construct ‘perceived behavioural control’ (PBC).PCB reportedly increases the predictive power of the model for behaviour over andabove the effects of intentions. Another potential limitation of the TPB is thatbehaviour is seen as the result of deliberate thought processes. For example, therole of habits on behaviour is not considered.The Transtheoretical model is frequently used to facilitate understanding ofbehaviour change as a staged process, including pre-contemplation, contemplation,preparation, action and maintenance. It has been applied to addictive behavioursand health behaviours such as physical activity. Different behaviour change toolsand approaches, such as planning and reflection, are considered more or lessappropriate at different stages.Self-determination theory (SDT) focuses on motivation, goal pursuit, attainment andmaintenance over time. Self-determination theory postulates that human motivationvaries in the extent to which it is autonomous (self-determined) or controlled.Promoting internal behaviour change depends on shifting behaviours arising due toexternal motivators to arising from internal, or intrinsic, motivation, andunderstanding the internalisation process by which this occurs.The Disconnected Values Model (DVM) recognises that habits and behaviours arestrongly embedded in our daily routines, and that changing behaviours, for example,increasing physical activity levels is difficult because of many perceived and actualbarriers that reduce motivation. In many cases there is a need to overcome longheld negative feelings and unpleasant exercise experiences. The DVM works on theassumption that if we can identify unacceptable inconsistencies between our valuesand habits, this can increase motivation to change healthy behaviours.Stern grouped determinants of environmentally significant behaviours as eitherattitudinal, personal capabilities, contextual factors, and habits and routines. Heproposed the Values-Beliefs-Norms model in relation to pro-environmentalbehaviours. For example, people who have more pro-social attitudes are more likelyto engage in pro-environmental behaviour, but habits and routines are alsoimportant.In recent years, there have been numerous reviews of behaviour change theory andpractice for both health and sustainability behaviour change as already referenced.Some of these have informed Government policy and/or the development of7

frameworks 23 24 25and guides 26tools and approaches. 28 2927or taxonomies of behaviour change techniques,The Cabinet Office’s Behavioural Insights Team developed the MINDSPACEframework to inform policy relating to health, and following on from this the simplifiedEAST (easy, attractive, social, timely) framework, applicable across policy areas30.Defras 4 E’s model (enable, encourage, engagement, exemplify) was developed toguide any policy making aimed at encouraging behaviours 31. More recently, theScottish Government commissioned International Review of Behaviour ChangeInitiatives (2011) 32 gave rise to the ISM tool 33.Primarily relating to proenvironmental behaviour relating to reducing carbon consumption, this classifies thefocus for behaviour change initiatives into those that focus on ‘individual’ factors forexample, attitudes, values, beliefs, emotions and habits, those that address ‘social’norms and cultural conventions, and those considered ‘material’ i.e. technology,infrastructures and objects that are facilitators and barriers to behaviours. LowCarbon Scotland a Behaviours Framework (2013)34 drew on the ISM model inrelation to encouraging ten key sustainability behaviours.This frameworkhighlighted the importance of intrinsic values to sustainable behaviours, andrecognised the role of organisations as well as individuals in achieving this change.A significant challenge in the application of models to interventions, policies andaction plans for behaviour change is that models attempt to identify and validate therelative importance of a variable or number of variables, and the relationshipbetween them, in influencing behaviour. There is often an assumption that if anempirically supported factor in determining behaviour, such as attitudes or beliefs, istargeted in an intervention, this will result in a change from one behaviour to another.There can also be an assumption that it is the same set of constructs that predict, ifnot all, then the majority of behaviours. Interventions that are based on models,which are reductionist in nature, often fail to take into account the multiple variablesthat lie out with the parameters of the model. As already noted, behaviour iscomplex, influences on behaviour are many, and the mechanisms behind behaviourchange varied. There are also different types of behaviour change, from trying toencourage new behaviours, the cessation of former behaviours, and the modificationor adaption of current behaviours. In the health arena, there is also the impact ofphysical addiction and dependence to consider.The Scottish Government’s Impact of Workplace Initiatives on Low CarbonScotland 35 and Low Carbon Scotland: A Behaviours Framework, highlight the roleorganisations have in contributing to climate change and therefore the importance ofcorporations integrating prevention of further harm to the environment and mitigationof the impact of climate change into their daily practices. There are a number ofbenefits to organisations in engaging with this agenda: more efficient practices,reduction in resource consumption, improved health and wellbeing of employees andpotentially customers/clients, improved image and reputation amongst targetaudiences/ customer and shareholders. There are also a number of barriers to8

organisations to engaging with more pro-environmental ways of working: increasedinitial costs e.g. installation of energy efficient appliances and lack of interest andengagement from some staff, customers and shareholders.The two aforementioned documents drew on the ISM approach to classifyinginfluences/contexts on behaviour change in recognition of the need to have action atall levels to bring about the most effective and lasting behaviour change. The impactof workplace initiatives report provides a comprehensive review of ten initiativesaimed at cut

similarities and differences between the two type of behaviour and behaviour change approaches applied, is an initial step in trying to answer that question. . (HBC) search and nine from the sustainability behaviour change (SBC) search. Studies looking at HBC were more likely to have a r

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