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GUIDANCE NOTEFOR MANUAL HANDLINGIN THE RETAIL INDUSTRY[NOHSC: 3014 (1992)]FEBRUARY 1992

The National Occupational Health and Safety Commission has adopted a Guidance Notefor Manual Handling in the Retail Industry.The expectation of the National Commission is that guidance notes will provide detailedinformation for use by unions, employers, management, health and safety committeerepresentatives, safety officers, occupational health and safety professionals and othersrequiring guidance.It should be noted that National Commission documents are instruments of an advisorycharacter, except where a law, other than the National Occupational Health and SafetyCommission Act 1985 (Cwlth), or an instrument made under such a law, makes themmandatory. The application of any National Commission document in any particularState or Territory is the prerogative of that State or Territory.

National Occupational Health and Safety CommissionGUIDANCE NOTEFOR MANUAL HANDLINGIN THE RETAIL INDUSTRY[NOHSC:3014 (1992)]FEBRUARY 1992Australian Government Publishing ServiceCanberrai

Commonwealth of Australia 1992ISBN 0 644 24521 2First published 1992Reprinted 1995This work is copyright. Apart from any use as permitted under the Copyright Act 1968, no partmay be reproduced by any process without prior written permission from the Director, Publishingand Marketing, Australian Government Publishing Service. Inquiries should be directed to theManager, AGPS Press, Australian Government Publishing Service, GPO Box 84, Canberra ACT2601.Printed in Australia by Craft Printing Industries Pty. Ltd.14 Dunlop Street, Enfield. New South Wales 2136ii

FOREWORDThe National Occupational Health and Safety Commission is a tripartite body established by theCommonwealth Government to develop, facilitate and implement a national occupational healthand safety strategy.This strategy includes standards development, the development of hazard-specific preventivestrategies, research, training, information collection and dissemination and the development ofcommon approaches to occupational health and safety legislation.The National Commission comprises representatives of the peak employee and employer bodies õthe Australian Council of Trade Unions and the Confederation of Australian Industry õ as well asthe Commonwealth, State and Territory governments.Consistent with the National Commission's philosophy of consultation, tripartite standingcommittees have been established to deal with issues relating to standards development, researchand the mining industry. Expert groups may be established to provide advice to the standingcommittees on those issues with which the National Commission is concerned.iii

FOREWORDiiiPREFACEvii1.INTRODUCTION1What Manual Handling Is2A Systemic Approach to Manual Handling32.CONSULTATION53.DESIGN64.RISK IDENTIFICATION7Safe Manual Handling Checklist for GeneralRisk Identification85.RISK ASSESSMENT126.RISK CONTROL13Preventing Manual Handling Injuries13General Problems and Solutions13Redesign - Reduce Manual Handling16Redesign - Work Organisation24Redesign - Reduce Reaching, Twisting and Bending26Redesign - Workplace Layout31Lifting and Moving Equipment38Training and Education42Protective Clothing49Keeping the Workplace Safe49REVIEW AND EVALUATION527.v

APPENDIX1.ORGANISATIONS AVAILABLE FOR FURTHER ASSISTANCE53GLOSSARY OF TERMS58ACKNOWLEDGEMENTS60REFERENCED DOCUMENTS61FURTHER READING62MEMBERSHIP OF THE EXPERT WORKING GROUPAND THE REFERENCE GROUP ON MANUAL HANDLINGIN THE RETAIL INDUSTRY63vi

PREFACEApproximately one third of all compensable injuries in the Australian workplace during 1986-87involved manual handling activities. Manual handling injuries account for a larger percentage ofcompensation payments than any other activity. Most employees in the retail industry perform awide range of manual handling activities throughout their working day. The risk of injury whileperforming these activities can be minimised by good workplace design, appropriate managementpractices and the provision of training and education and suitable equipment.The cost of manual handling injuries to the retail industry is substantial. The National OccupationalHealth and Safety Commission has sought to address this problem in its National Strategy for thePrevention of Occupational Back Pain [NOHSC:4001(1989)]1 . This industry-specificguidance note has been produced to further address the problems encountered in the retailindustry.This guidance note is consistent and complementary to the National Commission's NationalStandard for Manual Handling and National Code of Practice for Manual Handling[NOHSC:1001(1990)] and [NOHSC:2005(1990)]2 . It provides advice for unions, employers,management, employees, health and safety committee representatives, safety officers, occupationalhealth and safety professionals and others requiring guidance. For information about your legalresponsibilities under the manual handling regulations in your State or Territory, contact your localoccupational health and safety authority listed in Appendix 1.While the aim of this guidance note is to provide advice, it is not possible to address every industrysituation that may be found. It should be noted that the solutions or improvements provided forcommon manual handling problems are suggestions only. There may also be other solutions orsuitable alternatives available for retailers to use.The text and illustrations are based on the publication Manual Handling in the Retail Industry:Common Problems and Solutions3 by the Victorian Occupational Health and Safety Authority(formerly part of the Department of Labour). The National Commission gratefully acknowledgesthe Victorian Occupational Health and Safety Authority for their assistance with this project.vii

1. INTRODUCTION1.1The retail industry covers a wide range of service outlets including: department and bulk stores; petrol stations; supermarkets and food shops; plant nurseries; hardware and timber merchants; and speciality shops.1.2A variety of functions are involved in retailing including: warehousing; stock distribution and pricing; customer service and check-out operation; cleaning; and administration.Employees often perform a wide range of manual handling activities as part of their duties.1.3The size of retail organisations also varies widely, from department stores with hierarchicalmanagement structures, to small family-owned grocery stores. Depending on how goods aredelivered, stored, distributed and sold, specific manual handling problems may be experienced bycertain retail outlets.1.4National statistics on the cost of manual handling injuries to the retail industry are currentlynot available. Compensation payments to the retail industry for manual handling injuries were 12.4 million in New South Wales during 1984-85. In Victoria, between 1985 and 1991, theaverage cost to WorkCare of compensation for manual handling injuries was 14.8 million perannum. During 1988-89, compensation payments for manual handling injuries in the retail industryin the Australian Capital Territory were 1.1 million. These figures may indicate a national trend.1.5These injuries, in turn, generate additional direct costs to the industry, such as claimsmanagement, non-recoverable injury costs, and make up of wages. These costs can amount totwice the cost of compensation payments. Further, there are also indirect costs associated withinjuries. These include retraining, lost productivity, loss of expertise, investigation of accidents,property damage, loss of morale and negative impact on industrial relations. Indirect costs havebeen estimated to be between two and ten times that of direct compensation costs. Clearly thetotal cost of manual handling injuries to the Australian retail industry today is very high.1

1.6Statistics indicate that most injuries in retailing occur in the course of manual handlingactivities. These manual handling injuries occur most commonly as a consequence of one of thefollowing events: over-exertion while lifting, carrying, pushing or pulling an object; slips and falls during manual handling; or being struck by an object during manual handling.1.7The most common types of injuries are back injuries, other sprains and strains, and cutsand lacerations. Strain related injuries can also occur from constant repetitive tasks.1.8Body pain and discomfort are most commonly experienced by employees in the back,shoulders and arms. Discomfort or pain can be caused or aggravated by manual handling activitiesat work, such as lifting, carrying, pushing, holding, and sustained or stressful body postures.1.9This guidance note aims to help identify manual handling risks, and suggests solutions tosome common manual handling problems. It can be used when assessing and controlling risks inmanual handling, as required by relevant State or Territory legislation.WHAT MANUAL HANDLING IS1.10 Manual handling' means any activity where a person is required to exert force to lift,lower, push, pull, carry or otherwise move, hold or restrain any animate or inanimate object.Manual handling includes activities such as:Figure 1: HoldingFigure 2: Pushing2

Figure 3: CarryingFigure 4: LiftingA SYSTEMIC APPROACH TO MANUAL HANDLING1.11 The National Commission's National Standard for Manual Handling[NOHSC:1001(1990)]2 requires employers to identify, assess and control manual handling risks inthe workplace. The National Commission's National Code of Practice for Manual Handling[NOHSC:2005(1990)]2 provides acceptable ways of meeting these requirements.1.12 The systemic approach of the National Standard for Manual Handling and NationalCode of Practice for Manual Handling [NOHSC:1001 (1990)] and [NOHSC:2005 (1990)]2 isoutlined on the next page.3

A SYSTEMIC APPROACH TO MANUAL HANDLING4

2. CONSULTATION2.1Employers should consult with employees and employee representatives when identifying,assessing and controlling risks in manual handling tasks. Consultation is required by occupationalhealth and safety legislation in most parts of Australia.2.2Employees carrying out manual handling tasks are likely to have ideas about safer or moreefficient ways to do the job. Employees are also usually the first to notice difficulties, and mayexperience discomfort or pain during their work. To enable prompt assessment and risk control,employees should be encouraged to report these problems to management or employeerepresentatives as early as possible. Workplace occupational health and safety committees, wherethey exist, may be an appropriate forum for staff to discuss solutions to such problems. Byworking together, it is possible for employees and employers to find successful in-house' solutionsto many manual handling problems.2.3Awareness of manual handling problems, and the willingness to minimise risk, should occurat all levels in organisations regardless of size. In small stores, decisions on work arrangements canbe easily made in consultation with employees and employee representatives. In larger retailorganisations, decision makers such as store planners, architects, facility designers, human resourceplanners, buyers, merchandisers, work method engineers, equipment and fitting purchasers,maintenance managers, delivery planners and training managers are often based at regional or headoffices. Major decisions affecting outlets are often made at such central offices, and theopportunity for employees to contribute to decision making is minimal. In such situations, largeorganisations need to ensure that representative consultation occurs when addressing manualhandling problems. Employers should ensure that decision makers receive information about theresults of risk assessment in retail outlets. This feedback will help develop more effective solutionsfor reducing manual handling risks.2.4Consultation should occur at the planning and design stage, and continue during theintroduction of new work methods and the installation, trial-use and evaluation of new equipmentand fixtures. This will ensure that new equipment and work practices are appropriate andacceptable, and that any risks associated with their use are minimised.Figure 5: Consultation5

3. DESIGN3.1It is safer, more productive and less costly to reduce the risk of manual handling injuries atthe design stage. Additional costs for modifications may be incurred if risk factors are notconsidered during the original design stage.3.2Guidelines and policies for the selection, design and installation of fixtures, equipment,work procedures and store layout should incorporate ergonomic design principles. For example, itshould be ensured that staff can reach to the back of the top shelf for filling and facing up stock.This can be achieved by lowering the height of the top shelf, or by staff using appropriatelydesigned stepping aids. Lowering shelf height has an additional advantage in that customers, whodo not have access to stepping aids, can reach stock more easily. Based on this principle, manylarge supermarkets have reduced the height of their top shelves.3.3Ensure that workplace layout, work practices, equipment and fittings are designed andinstalled to be, as far as practicable, without risk to health and safety. The following principles ofstocking store shelves are a good example of safe design in the workplace: Weight of product. Lighter items should be placed on higher shelves. Heavier items shouldbe placed on shelves between shoulder and mid-thigh height, ideally at waist height. Type of container. To reduce the risk of breakage, avoid placing glass containers on thebottom or top shelves where possible. Days of supply. Restrict the amount of any one product on display, dependent on sales. Product display on top shelves. To enable easy reach, products on the top shelves should notbe stacked on top of each other.To support a safer store environment for customers and staff, brand name promotion, which ofteninfluences shelf stocking, should take these principles into account.3.4Work organisation, packaging systems and the characteristics of stock are importantconsiderations in the design of manual handling tasks. For example, the way in which weight, size,shape and wrapping influences the manual handling of stock should be considered beforepurchase. The type of packaging system, for example, containers, pallets and skips, will also affectmanual handling of delivered stock. Delivery schedules should take account of space and staffavailability at the time of delivery.3.5A period of trial use and evaluation should be allowed prior to the installation of newequipment and changes to workplace layout and work practices.3.6Careful assessment of staffing levels should be made during the design, trial-use andevaluation stages to ensure they are adequate.6

4. RISK IDENTIFICATION4.1Risk identification is the first stage in reducing the risk of manual handling injuries. Riskidentification involves the identification of tasks likely to be of risk to health and safety. To identifythose tasks, employers should: keep and analyse records of injuries to identify the types of injuries, and where and whenthey have occurred; consult with employees and employee representatives about problems in specific tasks; and directly observe particular tasks and identify the risk factors involved in those tasks.4.2A recording aid for identifying risk factors in particular tasks is given in the Safe ManualHandling Checklist' on the following pages.7

SAFE MANUAL HANDLING CHECKLISTFORGENERAL RISK IDENTIFICATIONDirect observation of work areas and employees at work will assist in identifying risk factors incertain tasks. Workplace inspections, audits, walk-through surveys, and the use of checklists suchas this one, can assist in risk identification.Answers to the following questions are useful when assessing specific tasks. YES' answers to anyof the questions indicate that risk assessment of the task is needed. The more YES' answers for aparticular task, the greater the need for risk assessment of that task.For further information on risk assessment, and for practical advice on risk identification and riskcontrol, refer to the National Occupational Health and Safety Commission's National Standardfor Manual Handling and National Code of Practice for Manual Handling [NOHSC:1001(1990)] and [NOHSC:2005 (1990)], Australian Government Publishing Service, Canberra, 1990.Work Location DateTask DescriptionEmployer Representative:Employee:Employee Representative(s)8

MOVEMENTS, POSTURE AND LAYOUT DURING MANUAL HANDLINGIs there frequent or prolonged bending where the hands pass below oYesNoYesNoYesNoIs there frequent or prolonged reaching above the shoulder?Is there frequent or prolonged extended forward reaching?Is there frequent or prolonged twisting of the back?Are awkward postures assumed frequently or over prolonged periods, that is,postures that are not forward facing and upright?Does the work involve repetitive or forceful movements of hands or arms?TASK AND OBJECTCan the order in which tasks are done be improved, for example, workload spreadevenly throughout the shift; heavy, tiring tasks alternated with easier tasks?Are items being double handled unnecessarily?Are loads moved or carried over long distances?Is the weight of the load or force applied excessive under the circumstances?9

For pushing, pulling or other applications of force, are large forces involvedrelative to the part of the body being used?Is the load difficult or awkward to handle, for example, due to its size, shape,temperature, instability or NoYesNoYesNoYesNoYesNoIs it difficult or unsafe to get an adequate grip on the load?Does the task require protective equipment to be worn or used?Are large, heavy objects being placed or stored at below mid-thigh or aboveshoulder height?WORK ENVIRONMENTAre doorways and entrances too small to admit pallets or lifting and movingequipment?Is the workplace layout cramped, therefore restricting access and movementfor staff?Do tools and equipment need maintenance, for example, ticketing guns,ladders, stools, carton cutters, lifting and moving equipment?Is there a shortage of equipment or tools such as trolleys, pallet jacks orstools?Are tools and equipment poorly designed for the worker or the task?Is the task performed in a confined space?10

Is the lighting inadequate for safe manual esNoYesNoIs the working environment particularly cold or hot?Are the floor surfaces cluttered, uneven, slippery or otherwise unsafe?Are unsuitable or unstable stepping aids being used to access high places?INDIVIDUAL FACTORSDo employees require training and education in appropriate manual handlingtechniques?Have complaints been received from employees about fatigue, pain ordifficulties?Is the work too strenuous relative to the employee’s capacity?Is the employee new to the work or returning from an extended period awayfrom work?Are there age-related factors, disabilities or other special factors that mayaffect task performance?Does the employee’s clothing or personal protective equipment interfere withperformance of manual handling tasks?11

5. RISK ASSESSMENT5.1If tasks have been identified as likely to be of risk to health and safety, they shouldbe assessed further to determine the appropriate course of action. Risk assessment shouldbe done in consultation with the employees carrying out the manual handling tasks andemployee representatives. This is required by occupational health and safety legislation inmost parts of Australia.5.2The assessment of each manual handling task should include the following factors: nature of the object being handled; actions and movements involved in the task; range of weights handled; availability

manual handling, as required by relevant State or Territory legislation. WHAT MANUAL HANDLING IS 1.10 Manual handling' means any activity where a person is required to exert force to lift, lower, push, pull, carry or otherwise move, hold or restrain any animate or inanimate object.

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